CITIC Securities (600030) Major Shareholder _ Sina Finance

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Deadline:

2024-03-31 2023-12-31 2023-09-30

Major shareholder of CITIC Securities (600030)
End date	2024-03-31
Date of announcement	2024-04-27
Description of shareholders
Total number of shareholders	five hundred and forty-four thousand one hundred and sixty-four View change trend
Average number of shares held	27238 shares (calculated based on total share capital) View change trend
number	Name of shareholders	Number of shares held (shares)	Shareholding ratio (%)	Nature of share capital
one	HKSCC (Agent) Co., Ltd	two billion six hundred and nineteen million seven thousand seven hundred and sixteen ↑	seventeen point six seven	Circulating H-shares
two	China CITIC Financial Holding Co., Ltd	two billion two hundred and ninety-nine million six hundred and fifty thousand one hundred and eight	fifteen point five two	Circulating A-share
three	Guangzhou Yuexiu Capital Holding Group Co., Ltd	six hundred and twenty-six million one hundred and ninety-one thousand eight hundred and twenty-eight	four point two three	Restricted tradable shares
four	HKSCC Limited	five hundred and two million four hundred and thirty-three thousand and forty-four ↑	three point three nine ↑	Circulating A-share
five	Guangzhou Yuexiu Capital Holding Group Co., Ltd	three hundred and five million one hundred and fifty-five thousand nine hundred and forty-five	two point zero six	Restricted tradable shares
six	China Construction Bank Co., Ltd. - Cathay Pacific China Securities All Index Securities Company Trading Open Index Securities Investment Fund	two hundred and six million one hundred and sixty-nine thousand nine hundred and twenty-three	one point three nine	Circulating A-share
seven	Central Huijin Asset Management Co., Ltd	two hundred and five million one hundred and forty-six thousand nine hundred and sixty-four	one point three eight	Circulating A-share
eight	Dacheng Fund - Agricultural Bank of China - Dacheng CSI Financial Asset Management Plan	one hundred and seventy-six million seven hundred and eighty-five thousand one hundred and fifty	one point one nine	Circulating A-share
nine	Huaxia Fund - Agricultural Bank of China - Huaxia CSI Financial Asset Management Plan	one hundred and sixty-six million one hundred and forty-three thousand and twenty-seven	one point one two	Circulating A-share
ten	Industrial and Commercial Bank of China - SSE 50 ETF	one hundred and sixty-two million eight hundred and seventy-five thousand five hundred and thirty-three	one point one	Circulating A-share

End date	2023-12-31
Date of announcement	2024-03-27
Description of shareholders
Total number of shareholders	five hundred and thirty-five thousand five hundred and sixteen View change trend
Average number of shares held	27677 shares (calculated based on total share capital) View change trend
number	Name of shareholders	Number of shares held (shares)	Shareholding ratio (%)	Nature of share capital
one	HKSCC (Agent) Co., Ltd	two billion six hundred and nineteen million one thousand two hundred and seventy-six	seventeen point six seven	Circulating H-shares
two	China CITIC Financial Holding Co., Ltd	two billion two hundred and ninety-nine million six hundred and fifty thousand one hundred and eight	fifteen point five two	Circulating A-share
three	Guangzhou Yuexiu Capital Holding Group Co., Ltd	six hundred and twenty-six million one hundred and ninety-one thousand eight hundred and twenty-eight	four point two three	Restricted tradable shares
four	HKSCC Limited	four hundred and forty million eight hundred and twenty-six thousand three hundred and fifty-six	two point nine seven	Circulating A-share
five	Guangzhou Yuexiu Capital Holding Group Co., Ltd	three hundred and five million one hundred and fifty-five thousand nine hundred and forty-five	two point zero six	Restricted tradable shares
six	China Construction Bank Co., Ltd. - Cathay Pacific China Securities All Index Securities Co., Ltd. ETF	two hundred and ten million three hundred and twenty-five thousand three hundred and forty-three	one point four two	Circulating A-share
seven	Central Huijin Asset Management Co., Ltd	two hundred and five million one hundred and forty-six thousand nine hundred and sixty-four	one point three eight	Circulating A-share
eight	Dacheng Fund - Agricultural Bank of China - Dacheng CSI Financial Asset Management Plan	one hundred and seventy-six million seven hundred and eighty-five thousand one hundred and fifty	one point one nine	Circulating A-share
nine	Huaxia Fund - Agricultural Bank of China - Huaxia CSI Financial Asset Management Plan	one hundred and sixty-six million one hundred and forty-three thousand and twenty-seven	one point one two	Circulating A-share
ten	CEIBS Fund - Agricultural Bank of China - CEIBS Financial Asset Management Plan	one hundred and sixty-one million two hundred and five thousand seven hundred and thirty-five	one point zero nine	Circulating A-share

End date	2023-09-30
Date of announcement	2023-10-31
Description of shareholders
Total number of shareholders	five hundred and twenty-five thousand five hundred and seventy-one View change trend
Average number of shares held	28197 shares (calculated by total share capital) View change trend
number	Name of shareholders	Number of shares held (shares)	Shareholding ratio (%)	Nature of share capital
one	HKSCC (Agent) Co., Ltd	two billion six hundred and twenty million seventy-six thousand eight hundred and fifty-five	seventeen point six eight	Circulating H-shares
two	China CITIC Financial Holding Co., Ltd	two billion two hundred and ninety-nine million six hundred and fifty thousand one hundred and eight	fifteen point five two	Circulating A-share
three	Guangzhou Yuexiu Capital Holding Group Co., Ltd	six hundred and twenty-six million one hundred and ninety-one thousand eight hundred and twenty-eight	four point two three	Restricted tradable shares
four	HKSCC Limited	four hundred and seventy-eight million eight hundred and nine thousand nine hundred and thirty-two	three point two three	Circulating A-share
five	Guangzhou Yuexiu Capital Holding Group Co., Ltd	three hundred and five million one hundred and fifty-five thousand nine hundred and forty-five	two point zero six	Restricted tradable shares
six	Central Huijin Asset Management Co., Ltd	two hundred and five million one hundred and forty-six thousand nine hundred and sixty-four	one point three eight	Circulating A-share
seven	China Construction Bank Co., Ltd. - Cathay Pacific China Securities All Index Securities Company Trading Open Index Securities Investment Fund	one hundred and ninety-six million eight hundred and forty-one thousand	one point three three	Circulating A-share
eight	Dacheng Fund - Agricultural Bank of China - Dacheng CSI Financial Asset Management Plan	one hundred and seventy-six million seven hundred and eighty-five thousand one hundred and fifty	one point one nine	Circulating A-share
nine	Huaxia Fund - Agricultural Bank of China - Huaxia CSI Financial Asset Management Plan	one hundred and sixty-six million one hundred and forty-three thousand and twenty-seven	one point one two	Circulating A-share
ten	CEIBS Fund - Agricultural Bank of China - CEIBS Financial Asset Management Plan	one hundred and sixty-one million two hundred and five thousand seven hundred and thirty-five	one point zero nine	Circulating A-share

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