| Announcement date of punishment decision: April 22, 2023 |
|---|
| title | Shenma China Xi'an Branch was administratively punished by the First Inspection Bureau of Xi'an Municipal Taxation Bureau of the State Administration of Taxation (Xishiyijiqian (2022) No. 46) |
| Relevant regulations | Invoice Management Measures of the People's Republic of China |
| Document batch number | XSYJJ (2022) No. 46 |
| Reason for approval | Violations found in tax inspection |
| Approval content | Fine 10000 yuan |
| Handled by | The First Inspection Bureau of Xi'an Municipal Taxation Bureau of the State Administration of Taxation |
|
| Warning notice date: December 5, 2022 |
|---|
| title | Decision of Shenzhen Securities Regulatory Bureau on Issuing Warning Letter to Ye Haiqiang |
| Relevant regulations | Rules on the Management of the Shares of the Company Held by Directors, Supervisors and Senior Managers of Listed Companies and Their Changes, and Several Provisions on the Reduction of Shares Held by Shareholders, Directors, Supervisors and Senior Managers of Listed Companies |
| Document batch number | Shenzhen Securities Regulatory Bureau [2022] No. 198 |
| Reason for approval | It is found that you sold 103125 shares of Digital China through centralized bidding transaction on August 8, 2022 when you were a senior manager of Digital China Group Co., Ltd. (hereinafter referred to as Digital China). Digital China will disclose its semi annual report for 2022 on August 31, 2022. |
| Approval content | Our bureau has decided to take regulatory measures to issue a warning letter to you. |
| Handled by | Shenzhen Securities Regulatory Bureau |
|
| Regulatory attention announcement date: August 17, 2022 |
|---|
| title | Letter on Supervision of Ye Haiqiang |
| Relevant regulations | Stock Listing Rules (Revised in 2022), Self regulatory Guidelines for Listed Companies No. 10 - Share Change Management |
| Document batch number | The Ministry of Company Supervision Letter [2022] No. 197 |
| Reason for approval | Ye Haiqiang: The scheduled disclosure date of the semi annual report of Digital China Group Co., Ltd. (hereinafter referred to as "Digital China") for 2022 is August 31, 2022. As the executive vice president of Digital China, you reduced 103125 shares of Digital China through centralized bidding transaction on August 8, 2022, accounting for 0.02% of the total capital stock of Digital China, with a transaction amount of 2.1821 million yuan. |
| Approval content | We hope you can learn a lesson and put an end to the recurrence of the above problems. |
| Handled by | Shenzhen Stock Exchange Listed Company Management Department No.1 |
|
| Date of inquiry announcement: April 14, 2022 |
|---|
| title | Letter of Inquiry on the 2021 Annual Report of Digital China Group Co., Ltd |
| Relevant regulations | |
| Document batch number | Annual Report Query Letter of the Company Department [2022] No. 71 |
| Reason for approval | The Company has received the inquiry letter issued by the Management Department I of Listed Companies of Shenzhen Stock Exchange |
| Approval content | Your company is requested to make a written statement on the above issues, submit the relevant explanatory materials to our Ministry for disclosure before April 21, 2022, and send a copy to the local office. |
| Handled by | Shenzhen Stock Exchange Listed Company Management Department No.1 |
|
| Announcement date of punishment decision: August 2, 2019 |
|---|
| title | Decision on Administrative Penalty of China Securities Regulatory Commission (Wang Chiyu) |
| Relevant regulations | Securities Law of the People's Republic of China |
| Document batch number | CSRC [2019] No. 77 |
| Reason for approval | Wang Chiyu's trading of "Digital China" （1） Wang Chiyu's contact with Guo Wang Chiyu and Guo are classmates of CEIBS, and have daily contact. From the formation of the inside information of the case to the disclosure, Wang Chiyu made six calls with Mr. Guo, including one on July 25, two on July 26, 2017, and one on August 23, September 19, and September 26. （2） Wang Chiyu's actual control of "Wang Mouli" and "Yang Mou" accounts The account of "Wang Mouli" was opened in the business department of Guodu Securities Zhengzhou Huayuan Road on June 5, 2006. "Mr. Yang" account was opened in Zhengzhou Zhengbian Road Business Department of Minsheng Securities on June 5, 1997. The "Wang Mouli" account was actually controlled and used by Wang Chiyu from its opening to the investigation date, and the "Yang Mou" account was borrowed by Wang Chiyu before the transaction involved. Wang Chiyu acknowledges that the assets in the above account are his own, and the account transaction decisions are made by him, and the profits and losses are borne by him. Among them, the "Wang Mouli" account is mainly operated by Wang Chiyu who issues trading orders to Wang Mouli and Wang Mouli places orders; For the "Yang" account, Wang Chiyu issues trading orders to Chen Moupei, the assistant, and Chen Moupei places orders. （3） "Digital China" transactions in "Wang Mouli" and "Yang Mou" accounts 1. "Wang Mouli" account transaction of "Digital China" The "Wang Mouli" account bought 203638 shares on August 7, 2017, 2325400 shares on August 8, 97496 shares on August 9, 215500 shares on August 10, 2017, and 2842034 shares of "Digital China" from the formation of inside information to the public. As of September 21, 2018, "Digital China" held in "Wang Mouli" account has been sold. Upon calculation, the transaction loss involved in the account was 3480158.75 yuan. 2. "Digital China" transaction of "Mr. Yang" account The account of "Mr. Yang" bought 896800 shares on August 9, 2017, 252400 shares on August 10, 2017, and 1149200 shares of "Digital China" from the formation of inside information to the public. As of August 22, 2018, all "Digital China" held in this account had been sold. Upon calculation, the profit of the transaction involved in this account is 5648427.10 yuan. The total profit of "Wang Mouli" and "Yang Mou" accounts is 2168268.35 yuan. The above facts are proved by relevant announcements and documents of Digital China, relevant information descriptions, relevant personnel inquiry records, relevant personnel communication records, relevant securities and bank account information, transaction records and other evidence, which is sufficient to identify. We believe that Wang Chiyu's above behavior violates the provisions of Article 73 and Paragraph 1 of Article 76 of the Securities Law, and constitutes insider trading as described in Article 202 of the Securities Law. |
| Approval content | According to the facts, nature, circumstances and social harm degree of the illegal acts of the parties, and in accordance with Article 202 of the Securities Law, we will decide: Wang Chiyu was confiscated of his illegal income of 2168268.35 yuan and fined 6504805.05 yuan. |
| Handled by | China Securities Regulatory Commission |
|
| Announcement date of punishment decision: September 4, 2018 |
|---|
| title | Beijing Haidian Training School receives the notice of punishment decision from Beijing Haidian District Culture Committee |
| Relevant regulations | Administrative Measures for Internal Information Publications |
| Document batch number | |
| Reason for approval | Unauthorized compilation and printing of internal data |
| Approval content | Fine 5000.00 yuan |
| Handled by | Beijing Haidian District Culture Committee |
|
| Announcement date of punishment decision: September 4, 2018 |
|---|
| title | Guangdong Qide receives the notice of punishment decision from Guangzhou Yuexiu District Administration for Industry and Commerce |
| Relevant regulations | Advertising Law of the People's Republic of China |
| Document batch number | |
| Reason for approval | (1) The establishment of new business premises without the approval and registration of the administrative department for industry and commerce; (2) The use of such terms as guaranteeing and promising the training effect on the company's website violates the Advertising Law of the People's Republic of China |
| Approval content | Fine RMB 40000.00 |
| Handled by | Guangzhou Yuexiu District Administration for Industry and Commerce |
|
| Announcement date of punishment decision: July 27, 2018 |
|---|
| title | Decision on Administrative Punishment of CSRC (Xu Haixia) |
| Relevant regulations | Securities Law |
| Document batch number | CSRC [2018] No. 68 |
| Reason for approval | （1） Basic Information of "Xu Haixia" Securities Account On August 22, 2007, Xu Haixia opened a securities account in the securities business department of Beijing Fuchengmen South Street of GF Securities Co., Ltd. The securities account is actually controlled and used by Xu Haixia herself. （2） Transaction of "Digital China" in "Xu Haixia" securities account On March 10, 2017, "Xu Haixia" securities account bought 1200 shares of "Digital China", with a transaction amount of 28788 yuan; On March 14, 300 shares of "Digital China" were purchased, with a turnover of 7110 yuan. On March 20, Xu Haixia sold 1500 shares of "Digital China" held in her securities account, with a transaction amount of 35085 yuan. The above transaction lost 869.38 yuan. （3） Xu Haixia's Disclosure of Inside Information Xu Haixia and preciseness are the students of the 11 training classes of the Dark Horse Entrepreneurship Camp held by Entrepreneurial Dark Horse (Beijing) Technology Co., Ltd. in early 2015. On March 5, 2017, when Xu Haixia went to his home to visit his illness, she disclosed the inside information about Digital China's planned acquisition of Beijing Kuaiyou to him. After being strict, she used her securities account to trade "Digital China" stocks. The above facts are confirmed by the announcement of Digital China, the explanation provided by Digital China, the record of the party's inquiry, the party's securities account information, transaction flow, IP address, bank account information and other evidence. |
| Approval content | Xu Haixia's above behavior violates the provisions of Article 73 and Paragraph 1 of Article 76 of the Securities Law, and constitutes an insider trading and disclosure of insider information as described in Article 202 of the Securities Law. According to the facts, nature, circumstances and social harm degree of Xu Haixia's illegal act, and in accordance with Article 202 of the Securities Law, we will decide: Xu Haixia was fined 150000 yuan, including 50000 yuan for insider trading and 100000 yuan for leaking insider information. |
| Handled by | China Securities Regulatory Commission |
|
| Announcement date of punishment decision: July 27, 2018 |
|---|
| title | Decision of CSRC on Administrative Punishment (rigorous) |
| Relevant regulations | Securities Law |
| Document batch number | CSRC [2018] No. 69 |
| Reason for approval | （1） Strict knowledge of inside information Xu Haixia and preciseness are the students of the 11 training classes of the Dark Horse Entrepreneurship Camp held by Entrepreneurial Dark Horse (Beijing) Technology Co., Ltd. in early 2015. On March 5, 2017, when Xu Haixia went to visit her family, she disclosed the inside information of Digital China's planned acquisition of Beijing Kuaiyou to Righteous, and Righteous knew this information. （2） Basic information of "rigorous" securities account On September 12, 2013, we strictly opened a securities account in Beijing Zhongguancun Street Securities Business Department of Dongguan Securities Co., Ltd. The securities account is actually controlled and used by Rigorous himself, who trades "Digital China" through computer online entrustment and mobile phone entrustment. （3） Capital transfer of "rigorous" securities account The main sources of transaction funds of "Rigorous" securities account: First, Rigorous China Merchants Bank account successively transferred a total of 3.1 million yuan from May to August 2015; Second, the account of China Merchants Bank transferred 700000 yuan on December 27, 2016; Third, the strict account of China Merchants Bank transferred a total of 250000 yuan on March 10 and 16, 2017. （4） "Rigorous" securities account transactions "Digital China" On March 10, 2017, the "Rigorous" securities account sold all the shares held by "ICBC", "Guanhao Biology", "Ren Zixing" and other companies, and obtained a total of 1522603 yuan of capital; On the same day, the "preciseness" securities account transferred 200000 yuan, and all the above funds were used to buy 73900 shares of "Digital China", with a transaction amount of 1743310 yuan. On March 16, 2017, RMB 50000 was transferred from the "Rigorous" securities account, and 2100 shares of "Digital China" were purchased on March 17, 2017, with a transaction amount of RMB 49371. As of March 21, 2017, 76000 shares of "Digital China" had been purchased in the "Rigorous" securities account, with a total transaction amount of 1792681 yuan. After the resumption of trading of Digital China, the "Digital China" held by Digital China was sold in succession. The above transaction loss was 337195.38 yuan. （5） Rigorous insider trading behavior is abnormal, and there is no reasonable explanation "Rigorous" securities account has not traded "Digital China" since it was opened to March 10, 2017. On March 10, 2017, he strictly sold all three stocks held in his securities account, and bought "Digital China" from his income and 200000 yuan transferred into his account on that day. On March 17, 2017, the fund of 50000 yuan transferred from the previous day was strictly used to buy "Digital China". The above trading behavior is obviously abnormal, which is highly consistent with the development process of insider information and the contact time of insiders, and there is no reasonable explanation. The above facts are confirmed by the announcement of Digital China, the explanation provided by Digital China, the record of the party's inquiry, the party's securities account information, transaction flow, IP address, bank account information and other evidence. |
| Approval content | The above rigorous behavior violates the provisions of Article 73 and Paragraph 1 of Article 76 of the Securities Law, and constitutes an insider trading behavior described in Article 202 of the Securities Law. According to the facts, nature, circumstances and social harm degree of the strict illegal act, and in accordance with the provisions of Article 202 of the Securities Law, we will decide to impose a fine of 150000 yuan on the strict illegal act. |
| Handled by | China Securities Regulatory Commission |
|
| Regulatory attention announcement date: May 28, 2018 |
|---|
| title | Concern Letter on Digital China Group Co., Ltd |
| Relevant regulations | |
| Document batch number | Concern Letter [2018] No. 105 of the Company Department |
| Reason for approval | Board of Directors of Digital China Group Co., Ltd.: Your company disclosed the Report on Issuing Shares and Paying Cash to Purchase Assets and Raising Supporting Funds and Related Party Transactions (Revised) (hereinafter referred to as the "Restructuring Report") on May 25, 2018, and your company plans to make major adjustments to the content of the previous major asset restructuring plan. Our department is highly concerned about this, and we ask your company and relevant parties to make written explanations on the following issues, and timely fulfill the obligation of information disclosure on matters involving information disclosure. |
| Approval content | Your company is requested to submit relevant written replies to the above questions to our department before June 4, 2018, and perform corresponding information disclosure obligations. At the same time, we remind you that your company and all directors, supervisors and senior managers should strictly abide by the provisions of the Securities Law, the Company Law and other laws and regulations, as well as the Listing Rules, and perform the obligation of information disclosure in a timely, fair, true, accurate and complete manner. |
| Handled by | Company Management Department of Shenzhen Stock Exchange |
|
| Date of inquiry announcement: January 10, 2018 |
|---|
| title | Inquiry Letter on Restructuring of Digital China Group Co., Ltd |
| Relevant regulations | |
| Document batch number | Inquiry Letter on Permitted Restructuring [2017] No. 28 |
| Reason for approval | We have received the inquiry letter on the reorganization of Digital China Group Co., Ltd., which is No. 28 [2017]. |
| Approval content | Your company is requested to make a written explanation on the above issues and submit the relevant explanation materials to our department before January 17. |
| Handled by | Company Management Department of Shenzhen Stock Exchange |
|
| Announcement date of punishment decision: December 31, 2017 |
|---|
| title | Mingjie Education receives the notice of punishment decision |
| Relevant regulations | Fire Control Law of the People's Republic of China |
| Document batch number | |
| Reason for approval | Fire fighting equipment is not kept intact and effective |
| Approval content | Fine 8000.00 yuan |
| Handled by | Other institutions |
|
| Announcement date of punishment decision: December 31, 2017 |
|---|
| title | Mingjie Education failed to file tax returns and submit tax payment materials within the prescribed time limit |
| Relevant regulations | Law of the People's Republic of China on the Administration of Tax Collection |
| Document batch number | |
| Reason for approval | Failing to file tax returns and submit tax payment materials within the prescribed time limit |
| Approval content | Fine 100 yuan |
| Handled by | Other institutions |
|
| Announcement date of punishment decision: December 31, 2017 |
|---|
| title | Guangzhou Qide Education received the announcement of the punishment decision from the industrial and commercial administrative department |
| Relevant regulations | Advertising Law of the People's Republic of China |
| Document batch number | |
| Reason for approval | It violates the Advertising Law of the People's Republic of China to use the name and image of the students who have participated in the training to make recommendations on the company's website |
| Approval content | Fine 120000.00 yuan |
| Handled by | Administration for Industry and Commerce |
|
| Announcement date of punishment decision: December 31, 2017 |
|---|
| title | Guangdong Qide receives the announcement of punishment decision from Guangzhou Yuexiu District State Administration of Taxation |
| Relevant regulations | Invoice Management Measures of the People's Republic of China |
| Document batch number | |
| Reason for approval | Should be issued but not invoiced |
| Approval content | Fine 500 yuan |
| Handled by | Guangzhou Yuexiu District State Administration of Taxation |
|
| Date of inquiry announcement: December 20, 2017 |
|---|
| title | Inquiry Letter on Restructuring of Digital China Group Co., Ltd |
| Relevant regulations | Administrative Measures for Information Disclosure of Listed Companies, Listing Rules of Shenzhen Stock Exchange, Revised Collection of Frequently Asked Questions and Answers to Laws and Regulations Governing Listed Companies, Law of the People's Republic of China on Promotion of Civilian run Education |
| Document batch number | Inquiry Letter on Permitted Restructuring [2017] No. 27 |
| Reason for approval | We have received the inquiry letter on the reorganization of Digital China Group Co., Ltd., which is No. 27 [2017]. |
| Approval content | Your company is requested to make a written explanation on the above issues and submit the relevant explanation materials to our department before December 25. |
| Handled by | Company Management Department of Shenzhen Stock Exchange |
|
| Date of inquiry announcement: July 1, 2017 |
|---|
| title | Digital China: Announcement on Reply to the Inquiry Letter of Shenzhen Stock Exchange Annual Report |
| Relevant regulations | |
| Document batch number | Annual Report Query Letter [2017] No.260 of the Company Department |
| Reason for approval | Received the inquiry letter [2017] No.260 on the annual report of Digital China Group Co., Ltd. issued by the Company Management Department of Shenzhen Stock Exchange. |
| Approval content | The Board of Directors of the Company has organized relevant departments to carry out self-examination, analysis and discussion on the matters involved in the inquiry letter, and now the reply content is announced. |
| Handled by | Shenzhen Stock Exchange |
|
| Date of inquiry announcement: June 23, 2017 |
|---|
| title | Letter of Inquiry on the Annual Report of Digital China Group Co., Ltd |
| Relevant regulations | |
| Document batch number | Annual Report Query Letter [2017] No.260 of the Company Department |
| Reason for approval | Received the inquiry letter [2017] No.260 on the annual report of Digital China Group Co., Ltd. issued by the Company Management Department of Shenzhen Stock Exchange. |
| Approval content | Your company is requested to make a written statement on the above issues. If the disclosure is required, please perform the disclosure obligation in a timely manner, and submit the relevant explanatory materials to our department before June 30, with a copy to the local office. |
| Handled by | Company Management Department of Shenzhen Stock Exchange |
|
| Announcement date of punishment decision: December 31, 2016 |
|---|
| title | Shanghai Qide Training received the notice of punishment decision |
| Relevant regulations | |
| Document batch number | |
| Reason for approval | The office is put into use without fire acceptance |
| Approval content | Fine RMB 30000.00 |
| Handled by | Other institutions |
|
| Regulatory attention announcement date: June 30, 2016 |
|---|
| title | Digital China: Reply on Shenzhen Stock Exchange's Letter of Concern for Digital China Group Co., Ltd |
| Relevant regulations | Main Board Information Disclosure Business Memorandum No. 6 - Asset Appraisal Related Matters |
| Document batch number | The Ministry of Public Security of the People's Republic of China [2016] No.118 |
| Reason for approval | Digital China Group Co., Ltd. (hereinafter referred to as "the Company" and "the Listed Company") announced the Announcement of Digital China Group Co., Ltd. and Related Parties Jointly Acquiring Beijing Shenzhou Yunke Information Service Co., Ltd. and Related Transactions on June 22, 2016, On June 27, 2016, we received the Letter of Concern about Digital China Group Co., Ltd. issued by your firm (the Letter of Concern [2016] No. 118) (hereinafter referred to as the Letter of Concern). |
| Approval content | The company now explains and explains the issues involved in the letter of concern. |
| Handled by | Company Management Department of Shenzhen Stock Exchange |
|
| Date of inquiry announcement: April 14, 2016 |
|---|
| title | Convinced Taifeng: Announcement on the Reply of Shenzhen Stock Exchange to the Inquiry Letter on Restructuring of Shenzhen Convinced Taifeng (Group) Co., Ltd |
| Relevant regulations | |
| Document batch number | Non licensed Restructuring Inquiry Letter [2016] No. 3 |
| Reason for approval | Shenzhen Xinxin Taifeng (Group) Co., Ltd. (hereinafter referred to as "Xinxin Taifeng" or "the Company") disclosed its major asset sale plan on March 31, 2016, and received the Inquiry Letter on Restructuring of Shenzhen Xinxin Taifeng (Group) Co., Ltd. issued by the Company Management Department of Shenzhen Stock Exchange on April 6, 2016 (Non licensed Restructuring Inquiry Letter [2016] No. 3). |
| Approval content | The company now explains and explains the issues involved in the inquiry letter. |
| Handled by | Company Management Department of Shenzhen Stock Exchange |
|
| Announcement date of regulatory concern: December 4, 2015 |
|---|
| title | Convinced Taifeng: Announcement on Shenzhen Stock Exchange's Letter of Concern about the Qualifications of Independent Directors |
| Relevant regulations | |
| Document batch number | The independent director of the company department reviewed the letter of concern [2015] No. 6 |
| Reason for approval | On November 23, 2015, the Company received the Letter of Attention on the Qualification of Wang Nengguang as an Independent Director sent by the Company Management Department of Shenzhen Stock Exchange (No. 6 [2015] of the Examination and Attention Letter of the Independent Director of the Company Department). Question 1: Mr. Wang Nengguang is currently an independent director of Digital China Information Services Co., Ltd. According to the restructuring plan disclosed by your company, after the completion of this restructuring, the IT distribution business of Shenma Holding will be listed on the backdoor. Your company is requested to review whether Wang Nengguang's appointment meets the requirements of independence in accordance with the CSRC's Guiding Opinions on Establishing an Independent Director System in Listed Companies and by reference to Article 10.1.6 of the Stock Listing Rules. Question 2: Mr. Wang Nengguang, born in March 1958, currently serves as a director, independent director or executive director in 20 companies including Digital China Information Services Co., Ltd., and whether he has enough time and energy to perform his duties honestly, diligently and independently in the listed company. |
| Approval content | After receiving the letter of concern, the Board of Directors of the Company attached great importance to it, carefully sorted out and verified the relevant issues, and now makes a written explanation and announcement on the issues mentioned in the letter of concern. |
| Handled by | Company Management Department of Shenzhen Stock Exchange |
|
| Date of inquiry announcement: August 28, 2015 |
|---|
| title | Convinced Taifeng: Explanation on the revision of the report on issuing shares, paying cash to purchase assets and raising matching funds and related party transactions |
| Relevant regulations | Administrative Measures for Major Asset Restructuring of Listed Companies, Standards for the Contents and Forms of Information Disclosure by Companies that Offer Securities to the Public No. 26 - Major Asset Restructuring |
| Document batch number | Inquiry Letter on Permitted Restructuring [2015] No. 18 |
| Reason for approval | Shenzhen Xinxin Taifeng (Group) Co., Ltd. (hereinafter referred to as "Xinxin Taifeng" or "the Company") disclosed the major asset restructuring plan of Xinxin Taifeng on August 8, 2015, and received the Inquiry Letter on Restructuring of Shenzhen Xinxin Taifeng (Group) Co., Ltd. (the Permitted Restructuring Inquiry Letter [2015] No. 18) issued by your Ministry on August 13, 2015. |
| Approval content | The company now explains and explains the issues involved in the inquiry letter. |
| Handled by | Company Management Department of Shenzhen Stock Exchange |
|
| Date of inquiry announcement: August 22, 2015 |
|---|
| title | Convinced Taifeng: Announcement on the Extension of the First Extraordinary General Meeting of Shareholders in 2015 |
| Relevant regulations | |
| Document batch number | Inquiry Letter on Permitted Restructuring [2015] No. 18 |
| Reason for approval | The Company has received the Inquiry Letter on Restructuring of Shenzhen Xinxin Taifeng (Group) Co., Ltd. ([2015] No. 18) from Shenzhen Stock Exchange on Permitted Restructuring. |
| Approval content | Due to the complexity of this restructuring plan, there are many items that need to be supplemented and disclosed and improved. The company, relevant parties and intermediaries are actively preparing to reply, and will supplement and improve the documents related to this major asset restructuring as soon as possible. |
| Handled by | Shenzhen Stock Exchange |
|
| Illegal announcement date: May 27, 2011 |
|---|
| title | Shenzhen Sinxin Taifeng (Group) Co., Ltd. Announcement on Short term Trading of Shareholders |
| Relevant regulations | Company Law, Stock Listing Rules (revised in 2008) and Guidelines for the Standardized Operation of Listed Companies (main board) |
| Document batch number | |
| Reason for approval | Chongqing Runjiang Infrastructure Investment Co., Ltd., the shareholder of the Company, recently sold and bought the shares of the Company, resulting in short-term transactions. |
| Approval content | According to the provisions of Article 47 of the Securities Law, Chongqing Runjiang has handed over the total income generated from this short-term transaction of 1315724 yuan to the company. This part of income is recorded in the current non operating income of the company. In the future, the Company will strengthen the study of the Company Law of the People's Republic of China, the Securities Law of the People's Republic of China and relevant laws and regulations by directors, supervisors, senior managers and shareholders holding more than 5% of the shares of listed companies to avoid the recurrence of such matters. |
| Handled by | Other institutions |
|
| Announcement date of rectification notice: July 3, 2009 |
|---|
| title | Report on Rectification Implementation Measures of Shenzhen Sinxin Taifeng (Group) Co., Ltd |
| Relevant regulations | Accounting Standards |
| Document batch number | SZBF [2009] No. 222, SZBF [2009] No. 223 |
| Reason for approval | The Company has problems such as the occupation of funds by related parties, failure to disclose or timely disclose major guarantee litigation matters, disordered inventory management, and accounting treatment in violation of the Accounting Standards. |
| Approval content | In order to improve the management of information disclosure, since January 1, 2009, the company has standardized the information submission, document circulation registration record, information disclosure and other work, and the standardization of information disclosure has achieved good results. |
| Handled by | Shenzhen Securities Regulatory Bureau |
|
| Notice of criticism Date: June 5, 2009 |
|---|
| title | Shenzhen Sinxin Taifeng (Group) Co., Ltd. Announcement on Being Criticized by Shenzhen Securities Regulatory Bureau |
| Relevant regulations | Accounting Standards for Business Enterprises, Securities Law |
| Document batch number | SZBF [2009] No. 223 |
| Reason for approval | The Company has problems such as the occupation of funds by related parties, failure to disclose or timely disclose major guarantee litigation matters, disordered inventory management, and accounting treatment in violation of the Accounting Standards for Business Enterprises. |
| Approval content | Shenzhen Securities Regulatory Bureau believes that the above behaviors violate the Securities Law and the relevant provisions of the CSRC. Mr. Wang Ying, the then chairman of the company, Mr. Zhang Xiaoli, the secretary of the board of directors, and Ms. Liang Xia, the chief accountant, are directly responsible for the above problems. It was decided to criticize Mr. Wang Ying, the chairman of the board of directors, Mr. Zhang Xiaoli, the secretary of the board of directors, and Ms. Liang Xia, the chief accountant of the company in time, and record them in the integrity file of the securities and futures market. |
| Handled by | Shenzhen Securities Regulatory Bureau |
|
| Announcement date of rectification notice: February 18th, 2009 |
|---|
| title | Shenzhen Sinxin Taifeng (Group) Co., Ltd. Rectification Implementation Measures |
| Relevant regulations | Company Law, Notice on Regulating the External Guarantee of Listed Companies |
| Document batch number | SZBF [2009] No. 19 |
| Reason for approval | 1、 Problems in corporate governance and rectification measures 2、 Problems in information disclosure 3、 Financial management and accounting problems 4、 Other problems concerned in the inspection |
| Approval content | In order to do a good job in this rectification work, the company specially convened the board of directors and the board of supervisors on February 16, 2009. In accordance with the provisions of the Company Law of the People's Republic of China, the Securities Law of the People's Republic of China and the relevant rules and regulations of the CSRC, and in combination with the relevant requirements of the special activities of corporate governance, the company formulated a practical rectification plan, formed corresponding resolutions, and The meeting minutes, resolutions and rectification plans of the Board of Supervisors shall be submitted to Shenzhen Securities Regulatory Bureau, copied to Shenzhen Stock Exchange, and the information disclosure obligations shall be performed in accordance with the Inspection Measures for Listed Companies. |
| Handled by | Shenzhen Securities Regulatory Bureau |
|
| Announcement date of rectification notice: October 29, 2007 |
|---|
| title | Summary Report of Shenzhen Sinxin Taifeng (Group) Co., Ltd. on Rectification of "Special Activities to Strengthen the Governance of Listed Companies" |
| Relevant regulations | |
| Document batch number | SZBGSZ [2007] No. 14 |
| Reason for approval | （1） On the establishment of a professional committee (II) on the lack of an independent director (III) on the resolution of the failure to specify the authority of the board of directors to invest abroad, purchase and sell assets, pledge assets, provide external guarantees, entrust financial management, and related party transactions in the articles of association, which does not meet the requirements of the Guidelines for the Articles of Association of Listed Companies. （4） On the non-standard authorization of the three board of directors (V) The company has revised and improved the rules of procedure of the shareholders' meeting, the rules of procedure of the board of directors, the independent director system, the rules of procedure of the board of supervisors and the working rules of the general manager, which have been reviewed and approved by the company's board of directors. The rules of procedure of the shareholders' meeting, the rules of procedure of the board of directors, the independent director system The rules of procedure of the Board of Supervisors need to be submitted to the General Meeting of Shareholders for approval. |
| Approval content | Since April 2007, the company has effectively carried out "special activities on corporate governance", and set up a special working group on corporate governance self-examination, with the chairman of the company as the leader of the leading group, vice general managers Hua Maosu, Zhang Xiaoli, and chief accountant Liang Xia as the deputy leaders. The chairman of the company has been identified as the first person responsible for the special activities, The Secretary of the Board of Directors is the direct responsible person for the special activities. The leading group for special activities management has a special person to collect and sort out opinions from all aspects, and set up a special telephone and network to listen to the opinions and suggestions of investors and the public. |
| Handled by | Shenzhen Securities Regulatory Bureau |
|
| Announcement date of punishment decision: October 9, 2007 |
|---|
| title | Shenzhen Sinxin Taifeng (Group) Co., Ltd. Announcement on Receiving Administrative Punishment Decision from CSRC |
| Relevant regulations | |
| Document batch number | ZJXZ [2007] No. 25 |
| Reason for approval | There are false records in the 2003 annual report. |
| Approval content | |
| Handled by | China Securities Regulatory Commission |
|
| Announcement date of investigation: July 13, 2005 |
|---|
| title | Announcement of the Board of Directors of Shenzhen Sinxin Taifeng (Group) Co., Ltd |
| Relevant regulations | |
| Document batch number | |
| Reason for approval | The company is suspected of violating securities laws and regulations due to false records and major omissions in information disclosure. |
| Approval content | |
| Handled by | Shenzhen Inspection Bureau of CSRC |
|
| Date of notice of criticism: March 28, 2001 |
|---|
| title | The CSRC criticized 12 companies in violation of regulations in a circular |
| Relevant regulations | |
| Document batch number | |
| Reason for approval | In the process of major purchase and sale of assets in 2000, the reporting procedures were not performed in a timely manner in accordance with the relevant provisions of the CSRC |
| Approval content | |
| Handled by | China Securities Regulatory Commission |
|
