Business category |
Expense items |
Expense standard |
Final charging unit |
Account opening |
A-share |
personal |
Account opening fee |
40 yuan/household |
The investor submits it to the registration and clearing company |
mechanism |
Account opening fee |
400 yuan/household |
The investor submits it to the registration and clearing company |
fund |
Account opening fee |
5 yuan/household |
Investors pay to account opening agency |
transaction |
A-share |
commission |
Not more than 0.3% of the transaction amount, starting at 5 yuan |
Investors pay securities companies |
Transfer fee |
0.1% of the transaction face value, starting from 1 yuan |
The investor submits it to the registration and clearing company |
stamp duty |
0.3% of the transaction amount |
Investors pay to tax authorities (collected by SSE) |
Securities investment fund（ Closed end fund 、 ETF ） |
commission |
Not more than 0.3% of the transaction amount, starting at 5 yuan |
Investors pay securities companies |
warrant |
commission |
No more than 0.3% of the transaction amount, starting at 5 yuan |
Investors pay securities companies |
Bonds (treasury bonds, corporate bonds, convertible corporate bonds, etc.) |
commission |
Not more than 0.1% of the transaction amount, starting from 5 yuan |
Investors pay securities companies |
National debt pledge repurchase |
1 day |
commission |
0.0025% of the transaction amount, starting from 5 yuan |
Investors pay securities companies |
2 days |
commission |
0.005% of the transaction amount |
Investors pay securities companies |
3 days |
commission |
0.0075% of the transaction amount |
Investors pay securities companies |
4 days |
commission |
0.01% of the transaction amount |
Investors pay securities companies |
7 days |
commission |
0.0125% of the transaction amount |
Investors pay securities companies |
14 days |
commission |
0.025% of the transaction amount |
Investors pay securities companies |
28 days |
commission |
0.05% of the transaction amount |
Investors pay securities companies |
More than 28 days |
commission |
0.075% of the transaction amount |
Investors pay securities companies |
Pledged repurchase of corporate bonds |
1 day |
commission |
0.0025% of the transaction amount |
Investors pay securities companies |
3 days |
commission |
0.0075% of the transaction amount |
Investors pay securities companies |
7 days |
commission |
0.0125% of the transaction amount |
Investors pay securities companies |
Outright repo of treasury bonds |
7 days |
commission |
0.0125% of the transaction amount |
Investors pay securities companies |
28 days |
commission |
0.05% of the transaction amount |
Investors pay securities companies |
91 days |
commission |
0.075% of the transaction amount |
Investors pay securities companies |
block trade |
|
Commissions, transfer fees, stamp duties and competitive transactions of the same type |
ETF subscription and redemption |
commission |
Not more than 0.5% of subscription and redemption shares |
Investors pay securities companies |
Transfer fee of portfolio securities |
shares 0.05% of the transfer face value, halved in the previous three years |
The investor submits it to the registration and clearing company |
Exercise of warrants |
Underlying stock
Transfer fee |
0.05% of the nominal value of share transfer |
The investor submits it to the registration and clearing company |
Transfer of special asset management plan |
commission |
Not more than 0.1% of the transfer amount, starting from 5 yuan |
Investors pay securities companies |
Business category |
Expense items |
Expense standard |
Final charging unit |
Account opening |
personal |
Account opening fee |
19 dollars |
The investor submits it to the registration and clearing company |
mechanism |
Account opening fee |
85 USD |
The investor submits it to the registration and clearing company |
Change of clearing member |
Account opening fee |
US $2 |
Not received at present |
transaction |
commission |
Not more than 0.3% of the transaction amount, starting point: $1 |
Investors pay securities companies |
Settlement fee |
0.05% of the transaction amount |
The investor submits it to the registration and clearing company |
stamp duty |
0.3% of the transaction amount |
The investor submits it to the tax authority (the registration and settlement company collects it on behalf) |
Modify non transaction transfer of wrong transaction |
Service Charge |
USD 30/transaction |
The wrong party submits it to the registration and clearing company |
Modify settlement member code |
Service Charge |
10 dollars/transaction, and the maximum amount of each ORDER is 50 dollars |
The wrong party submits it to the registration and clearing company |
block trade |
Commission, settlement fee, stamp duty and bidding transaction |
Business category |
Expense items |
Expense standard |
Final charging unit |
Pledge registration |
A-share, fund, national debt, corporate bond |
Service Charge |
0.1% of face value, 0.01% for the part exceeding 5 million yuan, starting from 100 yuan |
The investor submits it to the registration and clearing company |
ETF |
Service Charge |
0.005% of face value, starting point: 100 yuan |
The investor submits it to the registration and clearing company |
Escrow |
Between corporate bond seats |
Service Charge |
30 yuan/transaction |
The investor submits it to the registration and clearing company |
Treasury bond market |
Service Charge |
The face value is 0.005%, and the minimum cost for a single transaction (single) is 10 yuan, and the maximum cost is 10000 yuan |
The investor submits it to the registration and clearing company |
Account loss reporting and reissue |
A-share |
Supplement original number |
Supplementary fees |
10 yuan/household |
Investors pay to account opening agency |
Make up new account |
Supplementary fees |
Same as new account opening |
Same as new account opening |
fund |
Supplement original number |
Supplementary fees |
10 yuan/household |
The investor pays the account opening agency |
Class B |
Supplement original number |
Supplementary fees |
10 yuan/household |
The investor pays the account opening agency |
Make up new account |
Supplementary fees |
Same as new account opening |
Same as new account opening |
Account cancellation (A-share, fund) |
Account cancellation fee |
5 yuan/household |
Investors pay to account opening agency |
Consolidated account (A-share, fund) |
Service Charge |
10 yuan/household |
The investor pays the account opening agency |
Account opening information inquiry (A-share, fund) |
Inquiry fee |
5 yuan/household |
The investor pays the account opening agency |
query |
Securities transfer record |
Inquiry fee |
20 yuan/year/household/time, 100 yuan/disk, 500 yuan/disk |
The investor submits it to the inquiry unit (registration and settlement company or securities company) |
account balance |
Inquiry fee |
50 yuan/household/time for institutions and 20 yuan/household/time for individuals |
The investor submits it to the inquiry unit (registration and settlement company or securities company) |
Other business |
Fee items, standards and collection methods shall be implemented in accordance with relevant business regulations |
