| Company Profile | Shanxi Securities Co., Ltd. was first established on July 28, 1988. It is one of the first batch of securities companies in China and is a state-owned holding company. After more than 20 years of development, it has become an innovative securities company with sound style, stable operation, standardized management and good performance. In September 2010, the company's initial listing application was reviewed and approved by the Issuance and Examination Committee of the CSRC. On November 15, the company was officially listed on the Shenzhen Stock Exchange with stock code 002500 and registered capital of 2.8287.3 billion yuan. The company's shareholders have strong financial strength, stable business style, excellent asset quality and good profitability. Its composition reflects the strong combination of a variety of high-quality resources and multiple advantageous enterprises. The controlling shareholder of the Company is Shanxi Financial Investment Holding Group Co., Ltd. After nearly three decades of development, the business scope of Shanxi Securities basically covers all securities fields, distributed in wealth management, asset management, investment management, investment and financing, research, futures, international business and other sectors, including: securities brokerage; Securities self operation; Securities asset management; Securities investment consulting; Financial advisers related to securities trading and securities investment activities; Securities investment fund consignment; Providing intermediary services for futures companies; Margin trading; Selling financial products on a commission basis. At the same time, the company has the qualification of publicly offering securities investment fund management business, and has been approved to carry out bond pledge style quotation repurchase transactions, stock pledge style repurchase transactions, agreed repurchase style securities transactions, refinancing, equity incentive exercise financing of listed companies, direct investment, the over-the-counter market and other businesses. The company controls Zhongde Securities Co., Ltd. and is engaged in the underwriting and recommendation of stocks and bonds; Wholly owned Green Dahua Futures Co., Ltd., engaged in commodity futures brokerage, financial futures and futures investment consulting business; Wholly owned Shanzheng International Financial Holding Co., Ltd., engaged in comprehensive and high-quality brokerage and retail securities, futures, investment and wealth management, wealth management, investment immigration and other financial products and services; Longhua Qifu Investment Co., Ltd., a wholly-owned subsidiary, is engaged in direct investment and management businesses such as investment management, project investment, financial consulting, brokerage information consulting, etc. The company has 14 branches (governing 63 securities business departments) and 15 directly administered business departments. In March 2017, the company received the approval for the establishment of 19 business departments and 27 futures business outlets. The above outlets are distributed in various cities, major counties and districts in Shanxi, and Beijing, Shanghai, Tianjin, Shenzhen, Chongqing, Xi'an, Ningbo, Dalian, Jinan, Fuzhou, etc., forming a business development framework that takes major cities in China as the forefront, key cities as the center, covers Shanxi and faces the whole country, and provides comprehensive and high-quality professional financial services to nearly 1.2 million customers. In recent years, the company has successively won the honors of "Excellent Intermediary Institution" issued by Shanxi Provincial Government, "Excellent Recommendation Institution of SME Board" issued by Shenzhen Stock Exchange, "Advanced Collective of Account Standardization" issued by China Securities Regulatory Commission, and has won the "Contribution Award for Supporting Shanxi Local Economic Development" awarded by Shanxi Provincial People's Government for consecutive years. In 2012, the company won the "Fifth Annual Conference of Chinese Institutional Investors and Golden Cicada Award - the Most Stable Securities Company Award", "China's Most Characteristic Securities Broker" and "Best Investment Advisory Service Brand"; In 2013, the company won the "Excellent Unit of Investor Return", "Excellent Unit of Investor Relationship Management" and "Excellent Unit of Social Responsibility" issued by Shanxi Securities Regulatory Bureau, and won the "Industry Annual Contribution Award", "Best Research Strength Award", "2013 China Securities' Golden Direction Award - Best Innovative Securities Company" and other honors in the industry selection; In 2014, the company won the "Advanced Unit of High Quality Service in Shanxi Financial System" award issued by the Shanxi Provincial Federation of Trade Unions, and won the "Golden Shield Award for Risk Management of Chinese Listed Companies", "China's Most Growing Securities Broker in 2014", "China's Best Regional Securities Broker", and "China's Best Financed Securities Broker" in the industry selection; In 2015, the company was awarded the title of "2015 New Third Board Excellent Host Broker" by Shanxi Provincial Finance Office and Shanxi Securities Regulatory Bureau, and won the honors of "China's Best Regional Securities Broker" and "China's Best Investment Consultant Brand" in the selection of China's Best Wealth Management Organizations. In the future, Shanxi Securities will adhere to the business philosophy of "integrity, stability, standardization, innovation, and efficiency", the core values of "justice against profit, cooperation and inclusiveness, and the pursuit of excellence", the mission of "professional services to create value", adhere to the service concept of "making investment more clear", cultivate a pragmatic, efficient, conscientious work style, and create a harmonious, relaxed, clean and upright corporate atmosphere, Firmly adhere to the strategic principles of differentiation, specialization, marketization and intensification in the development process of the company, create a platform for the common development of the company and customers, and strive to build the company into a first-class brokerage with characteristics, brands and competitiveness. |
