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full name
Broker Code
Business Department
position
Certificate Type
Certificate No
Contract Start Date
Contract termination date
Scope of practice
Scope of authority of entrusted agent:
(1) Introduce the basic information of Party A and the securities market to customers;
(2) Introduce the basic knowledge of securities investment and business processes such as account opening, trading, capital deposit and withdrawal to customers, and fully reveal the risks of securities investment;
(3) Introduce laws, administrative regulations, CSRC regulations, self-discipline rules and Party A's regulations related to securities trading to customers;
(4) Deliver open market information, research reports and information related to securities investment uniformly provided by Party A to customers;
(5) Deliver the promotional materials and relevant information of securities financial products uniformly provided by Party A to customers;
(6) Other activities that securities brokers may engage in as prescribed by laws, administrative regulations and the CSRC.