Guojin Security_Making Financial Services More Efficient and Reliable
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  • Employee Name
    Type of qualification certificate
    Professional qualification certificate
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  • full name
    Broker Code
    Business Department
    position
    Certificate Type
    Certificate No
    Contract Start Date
    Contract termination date
    Scope of practice
  • Scope of authority of entrusted agent:
    (1) Introduce the basic information of Party A and the securities market to customers;
    (2) Introduce the basic knowledge of securities investment and business processes such as account opening, trading, capital deposit and withdrawal to customers, and fully reveal the risks of securities investment;
    (3) Introduce laws, administrative regulations, CSRC regulations, self-discipline rules and Party A's regulations related to securities trading to customers;
    (4) Deliver open market information, research reports and information related to securities investment uniformly provided by Party A to customers;
    (5) Deliver the promotional materials and relevant information of securities financial products uniformly provided by Party A to customers;
    (6) Other activities that securities brokers may engage in as prescribed by laws, administrative regulations and the CSRC.