| Announcement date of regulatory concern: February 21, 2024 |
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| title | Concern Letter on Shanghai Annuoqi Group Co., Ltd |
| Relevant regulations | |
| Document batch number | GEM QJH [2004] No. 32 |
| Reason for approval | The company received the letter of concern issued by the GEM Management Department of Shenzhen Stock Exchange |
| Approval content | Your company is requested to make a written statement on the above matters, submit the relevant explanatory materials to our department and disclose them to the public before February 26, 2024, and send a copy to the Listed Company Supervision Division of Shanghai Securities Regulatory Bureau. |
| Handled by | Shenzhen Stock Exchange GEM Company Management Department |
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| Announcement date of punishment decision: December 28, 2023 |
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| title | Dongying Annuoqi was administratively punished by Dongying Hekou District Fire Rescue Brigade (DHXXXJZ [2020] No.0009) |
| Relevant regulations | Regulations of Shandong Province on Fire Protection |
| Document batch number | DHXXJZ [2020] No.0009 |
| Reason for approval | Dongying Annuoqi failed to effectively implement the provisions of Article 25 of Shandong Fire Control Regulations in daily management and fire, resulting in fire and fire expansion |
| Approval content | Dongying Annuoqi was fined 30000 yuan |
| Handled by | Dongying Hekou Fire Rescue Brigade |
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| Announcement date of punishment decision: December 28, 2023 |
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| title | Dongying Annuoqi was subject to administrative punishment by Dongying Hekou District Emergency Management Bureau ((Donghe) Emergency Penalty [2021] No. 28) |
| Relevant regulations | Production Safety Law (2014) |
| Document batch number | (Donghe) Emergency Penalty [2021] No. 28 |
| Reason for approval | Dongying Annuoqi failed to perform strict assessment |
| Approval content | Dongying Annuo was fined 19000 yuan. |
| Handled by | Dongying Hekou District Emergency Management Bureau |
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| Announcement date of punishment decision: December 28, 2023 |
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| title | Dongying Annuoqi was subject to administrative punishment by Dongying Hekou District Emergency Management Bureau ((Donghe) Emergency Penalty [2021] No. 32) |
| Relevant regulations | Production Safety Law (2014) |
| Document batch number | (Donghe) Emergency Penalty [2021] No. 32 |
| Reason for approval | Dongying Annuoqi suffered from a general drowning accident on October 28, 2017 |
| Approval content | Dongying Annuoqi was fined 300000 yuan, and Xia Jianming, the main person in charge, was fined 50000 yuan. |
| Handled by | Dongying Hekou District Emergency Management Bureau |
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| Announcement date of punishment decision: December 28, 2023 |
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| title | Dongying Annuoqi was administratively punished by Dongying Ecological Environment Bureau |
| Relevant regulations | Regulations of Shandong Province on Prevention and Control of Exhaust Pollution from Non road Mobile Machinery |
| Document batch number | DHJZ [2021] He 41, DHJZ [2021] He 42, DHJZ [2021] He 43 |
| Reason for approval | Dongying Annuoqi failed to pass the exhaust emission standard due to three non road mobile diesel machinery |
| Approval content | Dongying Annuo was fined 5000 yuan respectively, totaling 15000 yuan. |
| Handled by | Dongying Ecological Environment Bureau |
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| Announcement date of punishment decision: November 16, 2022 |
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| title | Annuoqi: Announcement on the Wholly owned Subsidiary's Receipt of the Decision on Administrative Penalty from the Ecological Environment Bureau |
| Relevant regulations | Law of the People's Republic of China on Prevention and Control of Pollution, and the Discretionary Benchmark of Administrative Penalties for Ecological Environment in Shandong Province |
| Document batch number | DHXZ [2022] He No. 38 |
| Reason for approval | On August 3, 2022, the law enforcement personnel of Dongying Municipal Ecological Environment Bureau cooperated with the Dongying Inspection Team of Shandong Province's 2022 "two dozen" special action to inspect Dongying Annuoqi. The on-site inspection found that the wastewater in the buffer pool of a sewage treatment station built by the company was directly discharged to the downstream sewage treatment plant through a pipe with a straight diameter of about 200mm through a booster pump, A branch pipe with a diameter of 50mm is branched from the pipe flowmeter. After reviewing the monitoring video, it was found that there was no water flow in the branch pipe for many times, but the flow data of the online platform showed that the wastewater was discharged normally; It was also found that tap water was injected into the automatic online sampling pool. |
| Approval content | Dongying Ecological Environment Bureau decided to punish Dongying Annuo with 662500 yuan. |
| Handled by | Dongying Ecological Environment Bureau |
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| Warning notice date: July 26, 2022 |
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| title | Annuoqi: Announcement on receipt of warning letter from Shanghai Securities Regulatory Bureau |
| Relevant regulations | Administrative Measures for Information Disclosure of Listed Companies |
| Document batch number | Hu Zheng Jian Jue [2022] No. 69 |
| Reason for approval | Shanghai Annuoqi Group Co., Ltd.: Upon investigation, your company (unified social credit code: 913100006315207744) signed the Equity Transfer Agreement of Jiaxing Annuoqi Auxiliary Co., Ltd. with Tongxiang Longxin Printing and Dyeing Co., Ltd. (hereinafter referred to as "Longxin Printing and Dyeing") on January 19, 2021, 100% equity and related assets of the wholly-owned subsidiary Jiaxing Annuoqi Additives Co., Ltd. were transferred to Longxin Printing and Dyeing, and the investment income was 22.53 million yuan. The profit of this transaction accounted for 13.99% of the audited net profit of the company in 2019. The company did not disclose the above transactions in time, but only disclosed them in the 2021 annual report, which violated the provisions of Paragraph 1 of Article 3, Paragraph 1 of Article 22, Item 12 of Paragraph 2, and Paragraph 1 of Article 24 of the Administrative Measures for Information Disclosure of Listed Companies (CSRC Order No. 182). |
| Approval content | In accordance with the provisions of Article 52 of the Administrative Measures for Information Disclosure of Listed Companies (CSRC Order No. 182), we hereby take administrative supervision measures to issue a warning letter to your company. Your company should improve the awareness of standardized operation and do a good job in information disclosure. |
| Handled by | Shanghai Securities Regulatory Bureau |
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| Announcement date of regulatory concern: June 20, 2022 |
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| title | Letter on Supervision of Shanghai Annuoqi Group Co., Ltd |
| Relevant regulations | GEM Listing Rules (revised in December 2020) |
| Document batch number | GEM JH [2022] No. 109 |
| Reason for approval | The company received the supervision letter issued by the GEM company management department |
| Approval content | We remind you that listed companies must conscientiously and timely perform their information disclosure obligations in accordance with national laws and regulations and the Shenzhen Stock Exchange GEM Listing Rules. |
| Handled by | GEM Company Management Department |
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| Date of inquiry announcement: June 14, 2022 |
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| title | Annuoqi: Announcement on Reply to Inquiry Letter of Shenzhen Stock Exchange Annual Report |
| Relevant regulations | |
| Document batch number | GEM Annual Report Inquiry Letter [2022] No. 497 |
| Reason for approval | The Company received the inquiry letter issued by Shenzhen Stock Exchange |
| Approval content | The company is now replying to and announcing relevant inquiries. |
| Handled by | Shenzhen Stock Exchange |
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| Date of inquiry announcement: June 3, 2021 |
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| title | Annuoqi: Announcement on Reply to Inquiry Letter of Shenzhen Stock Exchange Annual Report |
| Relevant regulations | |
| Document batch number | GEM Annual Report Query Letter [2021] No. 365 |
| Reason for approval | The Company received the inquiry letter issued by Shenzhen Stock Exchange |
| Approval content | The company is now replying to and announcing relevant inquiries. |
| Handled by | Shenzhen Stock Exchange |
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| Date of inquiry announcement: May 8, 2020 |
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| title | Annuoqi: Announcement on Reply to Inquiry Letter of Shenzhen Stock Exchange Annual Report |
| Relevant regulations | |
| Document batch number | GEM Annual Report Inquiry Letter [2020] No. 77 |
| Reason for approval | The Company received the inquiry letter issued by Shenzhen Stock Exchange |
| Approval content | The company is now replying to and announcing relevant inquiries. |
| Handled by | Shenzhen Stock Exchange |
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| Regulatory attention announcement date: February 10, 2020 |
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| title | Concern Letter on Shanghai Annuoqi Group Co., Ltd |
| Relevant regulations | |
| Document batch number | GEM QJH [2020] No. 110 |
| Reason for approval | The company received a letter of concern from the GEM Management Department |
| Approval content | Your company is requested to make a written statement on the above matters, submit the relevant explanatory materials to our department and disclose them to the public before February 13, 2020, and send a copy to the Listed Company Supervision Division of Shanghai Securities Regulatory Bureau. |
| Handled by | GEM Company Management Department |
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| Date of inquiry announcement: October 30, 2019 |
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| title | Letter of Inquiry on Shanghai Annuoqi Group Co., Ltd |
| Relevant regulations | |
| Document batch number | GEM Inquiry Letter [2019] No. 276 |
| Reason for approval | We received a letter of inquiry from the GEM Management Department about Shanghai Annuoqi Group Co., Ltd., GEM inquiry letter [2019] No. 276. |
| Approval content | Your company is requested to make a written statement on the above issues, submit the relevant explanatory materials to our department for disclosure before November 1, 2019, and send a copy to the Listed Company Supervision Division of Shanghai Securities Regulatory Bureau. |
| Handled by | GEM Company Management Department |
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| Event announcement (non punishment result) Date of announcement: March 23, 2019 |
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| title | Announcements on subsidiaries affected by explosion accidents of enterprises in the chemical industry park |
| Relevant regulations | |
| Document batch number | |
| Reason for approval | In the afternoon of March 21, 2019, Jiangsu Tianjiayi Chemical Co., Ltd. (hereinafter referred to as "Tianjiayi Chemical"), a wholly-owned subsidiary of the company, Jiangsu Annuo, was located in Xiangshui Ecological Chemical Park in the Xiangshui Ecological Chemical Park, Yancheng City, Jiangsu Province. |
| Approval content | Jiangsu Annuoqi is located in Xiangshui Ecological Chemical Park, 2.2km away from Tianjiayi Chemical. This accident caused glass damage to some office buildings in Jiangsu Annuoqi, but did not cause casualties and equipment damage to the company. After the accident, Jiangsu Annuoqi actively responded to the call of the county government, did a good job in the statistics of personnel evacuation and public facilities damage, pacified the family members of enterprises, stabilized the mood of employees on the job, cooperated with the government departments to complete various instructions, and actively responded to the emergency. |
| Handled by | board of directors |
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| Announcement date of punishment decision: April 25, 2016 |
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| title | Annuoqi: Reply Report on the Feedback of the Company's Application Documents for Non public Offering of Shares (II) |
| Relevant regulations | |
| Document batch number | XHXZ [2016] No. 010 |
| Reason for approval | On April 25, 2016, Jiangsu Annuoqi issued the Decision on Administrative Penalty (XHXZ [2016] No. 010) to Jiangsu Annuoqi for changing the fuel of the spray tower, failing to complete the formalities after the deadline, and the discharge of clean water exceeding the standard, and imposed an administrative penalty of 100000 yuan on Jiangsu Annuoqi. |
| Approval content | After receiving the punishment notice, the company has formulated the rectification plan and organized its implementation, and the specific situation will be announced. |
| Handled by | Xiangshui Environmental Protection Bureau |
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| Warning notice date: December 16, 2015 |
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| title | Annuoqi: Announcement on the Chairman of the Board of Supervisors' Receipt of the Decision on Administrative Penalty of China Securities Regulatory Commission Shanghai Regulatory Bureau |
| Relevant regulations | Securities Law, Administrative Punishment Law |
| Document batch number | Administrative Punishment Decision (Hu [2015] No. 11) |
| Reason for approval | From May 26, 2015 to May 28, 2015, Ms. Geng Yiying bought 50000 shares of the company after reducing her holding of the company's shares. According to the calculation of Shenzhen Stock Exchange, the trading profit of the above stocks was 4921.47 yuan. |
| Approval content | The transaction violated the provisions of Paragraph 1 of Article 47 of the Securities Law, and constituted the illegal trading of the Company's shares as described in Article 195 of the Securities Law. Afterwards, Ms. Geng Yiying was able to cooperate with the investigation, provide materials in a timely manner, cooperate with the listed company to announce and publicly apologize, and turn over the realized income to the listed company. In accordance with the provisions of Article 195 of the Securities Law and Article 27 of the Administrative Punishment Law, the Shanghai Regulatory Bureau of the China Securities Regulatory Commission decided to give a warning to Ms. Geng Yiying. |
| Handled by | Shanghai Securities Regulatory Bureau |
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| Date of investigation announcement: August 6, 2015 |
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| title | Annuoqi: Announcement on Geng Yiying, Chairman of the Board of Supervisors, receiving the notice of investigation from China Securities Regulatory Commission Shanghai Regulatory Bureau |
| Relevant regulations | Securities Law of the People's Republic of China |
| Document batch number | HCJTZ 2015-1-37 |
| Reason for approval | On August 6, 2015, Ms. Geng Yiying, Chairman of the Board of Supervisors of the Company, received the Notice of Investigation (No.: HCJTZ 2015-1-37) from the Shanghai Regulatory Bureau of the China Securities Regulatory Commission (hereinafter referred to as the "Shanghai Securities Regulatory Bureau"). Ms. Geng Yiying is suspected of short-term trading of the Company's shares. |
| Approval content | In accordance with the relevant provisions of the Securities Law of the People's Republic of China, the Shanghai Securities Regulatory Bureau has decided to file a case for investigation. |
| Handled by | Shanghai Securities Regulatory Bureau |
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| Announcement date of punishment decision: June 30, 2015 |
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| title | Annuoqi: Reply Report on the Feedback of the Company's Application Documents for Non public Offering of Shares (II) |
| Relevant regulations | |
| Document batch number | DHXZ [2015] He No. 22 |
| Reason for approval | On June 30, 2015, Dongying Annuoqi was issued the Decision on Administrative Penalty (DHXZ [2015] He 22) by Dongying Municipal Environmental Protection Bureau to Dongying Annuoqi because the emission concentration of soot from its coal-fired boiler exceeded the standard, and Dongying Annuoqi was fined 50000 yuan. |
| Approval content | After receiving the punishment notice, the company has formulated the rectification plan and organized its implementation, and the specific situation will be announced. |
| Handled by | Dongying Environmental Protection Bureau |
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| Illegal announcement date: May 29, 2015 |
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| title | Announcement of Shanghai Annuoqi Group Co., Ltd. on Short term Trading of Supervisors |
| Relevant regulations | Securities Law, Guidelines for the Standardized Operation of Companies Listed on the GEM |
| Document batch number | |
| Reason for approval | Ms. Geng Yiying, Chairman of the Board of Supervisors of Shanghai Annuoqi Group Co., Ltd. (hereinafter referred to as "the Company"), sold shares of the Company and bought shares of the Company on May 28, 2015 due to misoperation, which constituted a short-term transaction. Ms. Geng Yiying sold 100000 shares of the company through the secondary market on May 28, 2015, with an average transaction price of 16.11 yuan per share; On the same day, 50000 shares of the company were bought in the secondary market due to misoperation, and the average transaction price was 16.01 yuan/share. Ms. Geng Yiying immediately stopped the operation and notified the company after she mistakenly bought and sold the company's shares on the same day. |
| Approval content | 1. According to the provisions of Article 47 of the Securities Law, the income from short-term trading shall be owned by the Company. According to the calculation of Ms. Geng Yiying's buying and selling of the company's shares within six months, the above short-term trading income of 5000 yuan was turned over to the company [the income from the exchange=(the average selling price on May 28 was 16.11 yuan/share - the average buying price on May 28 was 16.01 yuan/share) * 50000 shares]. 2. Ms. Geng Yiying made a mistake in this short-term transaction. She has deeply realized the seriousness of the matter and promised not to buy or sell the company's shares in the next six months; At the same time, Ms. Geng Yiying apologized to investors for this short-term trading behavior, and promised to strictly abide by the provisions of Article 47 of the Securities Law on the prohibition of short-term trading, strengthen account management in the future, strictly abide by relevant laws and regulations, and earnestly perform the obligations of the company's supervisors. |
| Handled by | Other institutions |
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| Regulatory attention announcement date: December 28, 2011 |
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| title | Rectification Report of Shanghai Annuoqi Textile Chemical Co., Ltd. on Strengthening the Special Activities of Corporate Governance of Listed Companies |
| Relevant regulations | The Company Law, the Securities Law, the Corporate Governance Standards for Listed Companies, and the Guidelines for the Standardized Operation of Companies Listed on the Growth Enterprise Market of Shenzhen Stock Exchange |
| Document batch number | HZJGSZ [2011] No. 400 |
| Reason for approval | Since 2011, the company has cumulatively purchased 74 million yuan of bank financial products (accounting for 10.19% of the latest audited net asset value), failed to perform the review procedures of the Board of Directors, and did not comply with the provisions of the Company's Fund Payment Management System. |
| Approval content | The company will take this special activity of listed company governance as an opportunity to continue to strictly comply with the requirements of relevant laws and regulations, such as the Company Law, the Securities Law, the Guidelines for the Governance of Listed Companies, the Shenzhen Stock Exchange GEM Listing Rules, the Shenzhen Stock Exchange GEM Guidelines for the Standardized Operation of Listed Companies, Continuously improve the corporate governance structure and internal control system of the company, improve the standard operation level, and establish a long-term mechanism of corporate governance. At the same time, strengthen the sense of diligence and responsibility of directors, supervisors, senior managers and other relevant personnel, and further improve the level of corporate governance. The company will continue to improve its core competitiveness and profitability, create an image of a listed company with good performance and honest operation, promote the company's continuous, healthy and stable development, safeguard the legitimate rights and interests of the company and all investors, and make more positive contributions to social development. |
| Handled by | Shanghai Securities Regulatory Bureau |
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