Log in to Sina Finance APP to search [Xinpi] to view more evaluation grades
Benxi Steel Plate Co., Ltd., Gao Lie, Shen Qiang, Zhao Zhonghua:
Upon investigation, we found that Benxi Steel Plate Co., Ltd. failed to settle the port consumption and in transit consumption of raw materials purchased on behalf of others in a timely manner before 2019, which led to inaccurate disclosure of the amount of relevant statement items in the current period; At the same time, there are also problems of lack of independence of procurement business and non-standard management of accounting files.
The above behaviors of the company violate the provisions of Paragraph 1 of Article 2 of the Administrative Measures for Information Disclosure of Listed Companies (CSRC Order No. 40), Paragraph 2 of Article 68 and Paragraph 2 of Article 71 of the Corporate Governance Standards for Listed Companies (CSRC Announcement [2018] No. 29), and Paragraph 1 of Article 31 of the Basic Rules for Enterprise Internal Control (CK [2008] No. 7). In accordance with the third paragraph of Article 58 of the Administrative Measures for Information Disclosure of Listed Companies (CSRC Order No. 40), Gao Lie, the then chairman of the board of directors, Shen Qiang, the general manager, and Zhao Zhonghua, the chief financial officer of the company, shall bear the main responsibility for the above acts.
In accordance with Item 3 of Article 59 of the Administrative Measures for Information Disclosure of Listed Companies (CSRC Order No. 40), our bureau has decided to take regulatory measures to issue a warning letter to you and record it in the integrity file of the securities and futures market.
If you are not satisfied with the supervision and management measures, you can apply for administrative reconsideration to the China Securities Regulatory Commission within 60 days from the date of receiving this decision, or you can file a lawsuit to the people's court with jurisdiction within 6 months from the date of receiving this decision. During the period of reconsideration and litigation, the above supervision and management measures shall not be suspended.
Liaoning Securities Regulatory Bureau
two hundred and two four year five month fifteen day
Safe, fast and guaranteed futures account opening on Sina cooperation platform
Massive information, accurate interpretation, all in Sina Finance APP
