| Announcement date of notice of general meeting of shareholders: June 6, 2023 |
|---|
| corporate name | citic securities |
| Date of announcement | 2023-06-06 |
| Meeting type | Annual General Meeting |
| Convening method | Online voting, on-site voting |
| Topic | 1 2022 Work Report of the Board of Directors
2 2022 Work Report of the Board of Supervisors
3 2022 Annual Report
4 2022 Profit Distribution Plan
5 Proposal on Change of Accounting Firm
6 Proposal on Estimated Self operated Investment Quota of the Company in 2023
7 Financing guarantee plan of the company in 2023
8. Proposal on Total Remuneration Paid to Directors and Supervisors of the Company in 2022
9.00 Proposal on Estimated Daily Connected Transactions/Continuous Connected Transactions of the Company in 2023
9.01 Proposed related/connected transactions between the Company and its subsidiaries and CITIC Group, its subsidiaries and contacts
9.02 Proposed related party transactions between the company and its subsidiaries and the company (except the company's holding subsidiaries) in which the directors, supervisors and senior managers of the company hold the positions of directors and senior managers
9.03 Proposed related party transactions between the company and its subsidiaries and the company holding more than 5% of the company's shares and its persons acting in concert |
| Deliberation content | Profit distribution plan, annual report (summary) proposal |
|
| Announcement date of notice of general meeting of shareholders: February 16, 2023 |
|---|
| corporate name | citic securities |
| Date of announcement | 2023-02-16 |
| Meeting type | interim general meeting of stockholders |
| Convening method | Online voting, on-site voting |
| Topic | 1 Proposal on Amending the Articles of Association of the Company
2.00 Proposal on amending the Company's Rules of Procedure of the General Meeting of Shareholders, Rules of Procedure of the Board of Directors and Rules of Procedure of the Board of Supervisors
2.01 Rules of Procedure of the General Meeting of Shareholders
2.02 Rules of Procedure of the Board of Directors
2.03 Rules of Procedure of the Board of Supervisors |
| Deliberation content | |
|
| Announcement date of notice of general meeting of shareholders: December 8, 2022 |
|---|
| corporate name | citic securities |
| Date of announcement | 2022-12-08 |
| Meeting type | interim general meeting of stockholders |
| Convening method | Communication voting, online voting, on-site voting |
| Topic | 1.00 Proposal on Election of Members of the Eighth Board of Directors of the Company
1.01 Zhang Youjun
1.02 Yang Minghui
1.03 Zhang Lin
1.04 Fu Linfang
1.05 Zhao Xianxin
1.06 Wang Shuhui
1.07 Li Qing
1.08 Shi Qingchun
1.09 Zhang Jianhua
2.00 Proposal on Election of Non employee Supervisors of the 8th Board of Supervisors of the Company
2.01 Zhang Changyi
2.02 Guo Zhao
2.03 Rao Geping
3 Proposal on Renewing the Framework Agreement on Securities and Financial Products Trading and Services with CITIC Group Co., Ltd |
| Deliberation content | Proposal on the change of directors |
|
| Announcement date of notice of general meeting of shareholders: 2022-06-07 |
|---|
| corporate name | citic securities |
| Date of announcement | 2022-06-07 |
| Meeting type | Annual General Meeting |
| Convening method | Communication voting, online voting, on-site voting |
| Topic | 1 2021 Work Report of the Board of Directors
2 2021 Work Report of the Board of Supervisors
3 2021 Annual Report
4 2021 Profit Distribution Plan
5 Proposal on Renewing the Appointment of Accounting Firm
6 Proposal on the estimated amount of self operated investment of the company in 2022
7 Proposal on Deliberating the Total Remuneration of Directors and Supervisors of the Company in 2021
8.00 Proposal on Estimated Daily Connected Transactions/Continuous Connected Transactions of the Company in 2022
8.01 Proposed related/connected transactions between the Company and its subsidiaries and CITIC Group, its subsidiaries and contacts
8.02 Proposed related party transactions between the company and its subsidiaries and the company (except the company's holding subsidiaries) in which the directors, supervisors and senior managers of the company hold the positions of directors and senior managers
8.03 Proposed related party/connected transactions between the Company and its subsidiaries and companies holding more than 10% of the equity of important subsidiaries of the Company
8.04 Proposed related party transactions between the company and its subsidiaries and companies holding more than 5% of the company's shares |
| Deliberation content | Profit distribution plan, annual report (summary) proposal |
|
| Announcement date of notice of general meeting of shareholders: February 25, 2022 |
|---|
| corporate name | citic securities |
| Date of announcement | 2022-02-25 |
| Meeting type | interim general meeting of stockholders |
| Convening method | Online voting, on-site voting |
| Topic | 1 Proposal on Amending the Articles of Association of the Company
2. Proposal on Election of Independent Non executive Directors of the Company
3.00 Proposal on Election of Non executive Directors of the Company
3.01 Song Kangle
3.02 Fu Linfang
3.03 Zhao Xianxin |
| Deliberation content | |
|
| Announcement date of notice of general meeting of shareholders: June 23, 2021 |
|---|
| corporate name | citic securities |
| Date of announcement | 2021-06-23 |
| Meeting type | interim general meeting of stockholders |
| Convening method | Online voting, on-site voting |
| Topic | 1. Proposal on the establishment of asset management subsidiary and the corresponding change of the company's business scope
2. Proposal on Adjusting the Subsidies of Non executive Directors, Independent Non executive Directors and Supervisors of the Company |
| Deliberation content | |
|
| Announcement date of notice of general meeting of shareholders: May 12, 2021 |
|---|
| corporate name | citic securities |
| Date of announcement | 2021-05-12 |
| Meeting type | Annual General Meeting |
| Convening method | Online voting, on-site voting |
| Topic | 1 2020 Work Report of the Board of Directors
2 Work Report of the Board of Supervisors in 2020
3 2020 Annual Report
4 2020 Profit Distribution Plan
5 Proposal on Renewing the Appointment of Accounting Firm
6 Proposal on the estimated amount of self operated investment of the company in 2021
7 Proposal on Deliberating the Total Remuneration of Directors and Supervisors of the Company in 2020
8.00 Proposal on Estimated Daily Connected Transactions/Continuous Connected Transactions of the Company in 2021
8.01 Proposed related/connected transactions between the Company and its subsidiaries and CITIC Group, its subsidiaries and contacts
8.02 Proposed related party transactions between the company and its subsidiaries and the company (except the company's holding subsidiaries) in which the directors, supervisors and senior managers of the company hold the positions of directors and senior managers
8.03 Proposed related party/connected transactions between the Company and its subsidiaries and companies holding more than 10% of the equity of important subsidiaries of the Company
8.04 Proposed related party transactions between the company and its subsidiaries and companies holding more than 5% of the company's shares
9 Proposal on Amending the Articles of Association of the Company
10.00 Proposal on Re authorizing the Company to Issue Debt Financing Instruments of Domestic and Foreign Companies
10.01 Issuing subject, issuing scale and issuing method
10.02 Types of debt financing instruments
10.03 Term of debt financing instruments
10.04 Interest rate of debt financing instrument
10.05 Guarantee and other arrangements
10.06 Use of raised funds
10.07 Issue Price
10.08 Arrangement for placement of issuance objects and RMB debt financing instruments to shareholders of the Company
10.09 Listing of debt financing instruments
10.10 Validity of resolutions
10.11 Authorizations for the issuance of debt financing instruments of domestic and overseas companies
11. Proposal on Possible Related/Connected Transactions Involved in the Issuance of Domestic and Foreign Corporate Debt Financing Instruments by the Company
12 Proposal on Election of Independent Non executive Directors of the Company
13 Proposal on Meeting the Conditions for Allotment of Shares
14.00 Scheme for Allotment and Public Offering of Securities
14.01 Type and par value of issued shares
14.02 Issuance method
14.03 Base, Proportion and Quantity of Allotment
14.04 Pricing Principles and Allotment Price
14.05 Placing objects
14.06 Distribution plan of accumulated undistributed profits before this allotment
14.07 Release time
14.08 Underwriting method
14.09 Investment direction of funds raised from this allotment
14.10 Validity period of this share allotment resolution
14.11 Listing and circulation of shares issued this time
15 Plan for Allotment and Public Offering of Securities
16 Feasibility Analysis Report on the Use of the Fund Raised by Allotment
17. Proposal on Risk Reminding and Filling Measures for Diluting Immediate Return by Allocating Shares to Original Shareholders
18. Proposal on Authorizing the Board of Directors to Fully Handle Matters Related to the Share Allotment
19 The Company's 2021-2023 Shareholder Return Plan
20 Proposal on the Use of the Fund Raised Previously |
| Deliberation content | Proposal on issuance of corporate bonds, profit distribution plan, annual report (summary) proposal, and share allotment plan proposal |
|
| Announcement date of notice of general meeting of shareholders: May 12, 2021 |
|---|
| corporate name | citic securities |
| Date of announcement | 2021-05-12 |
| Meeting type | extraordinary general meeting |
| Convening method | Online voting, on-site voting |
| Topic | 1. Proposal on Meeting the Conditions for Allotment of Shares
2.00 Scheme for Allotment and Public Offering of Securities
2.01 Type and par value of issued shares
2.02 Issuance method
2.03 Base, Proportion and Quantity of Allotment
2.04 Pricing Principles and Allotment Price
2.05 Placing objects
2.06 Distribution plan of accumulated undistributed profits before this allotment
2.07 Release time
2.08 Underwriting method
2.09 Investment direction of funds raised from this allotment
2.10 Validity period of this share allotment resolution
2.11 Listing and circulation of shares issued this time
3. Plan for Allotment and Public Offering of Securities
4. Feasibility analysis report on the use of the company's share allotment raised funds
5. Proposal on Risk Reminding and Filling Measures for Diluting Immediate Return by Allocating Shares to Original Shareholders
6. Proposal on Authorizing the Board of Directors to Fully Handle Matters Related to the Share Allotment |
| Deliberation content | Proposal on share allotment plan |
|
| Announcement date of notice of general meeting of shareholders: June 15, 2020 |
|---|
| corporate name | citic securities |
| Date of announcement | 2020-06-15 |
| Meeting type | interim general meeting of stockholders |
| Convening method | Online voting, on-site voting |
| Topic | 1 Proposal on Amending and Improving the Articles of Association of the Company |
| Deliberation content | |
|
| Announcement date of notice of general meeting of shareholders: May 7, 2020 |
|---|
| corporate name | citic securities |
| Date of announcement | 2020-05-07 |
| Meeting type | Annual General Meeting |
| Convening method | Online voting, on-site voting |
| Topic | 1 2019 Work Report of the Board of Directors
2 2019 Work Report of the Board of Supervisors
3 2019 Annual Report
4 2019 Profit Distribution Plan
5 Proposal on Renewing the Appointment of Accounting Firm
6. Proposal on the Estimated Self operated Investment Quota of the Company in 2020
7. Proposal on Deliberating the Total Remuneration of Directors and Supervisors of the Company in 2019
8.00 Proposal on Expected Daily Related/Continuous Connected Transactions of the Company in 2020
8.01 Proposed related/connected transactions between the Company and its subsidiaries and CITIC Group, its subsidiaries and contacts
8.02 Proposed related party transactions between the company and its subsidiaries and the company (except the company's holding subsidiaries) in which the directors, supervisors and senior managers of the company hold the positions of directors and senior managers
8.03 Proposed related party/connected transactions between the Company and its subsidiaries and companies holding more than 10% of the equity of important subsidiaries of the Company
8.04 Proposed related party transactions between the company and its subsidiaries and companies holding more than 5% of the company's shares
9 Proposal on electing Mr. Wang Shuhui as non-executive director of the Company
10 Proposal on electing Mr. Zhang Changyi as the supervisor of the Company |
| Deliberation content | Profit distribution plan, annual report (summary) proposal |
|
| Announcement date of the notice of the general meeting of shareholders: November 15, 2019 |
|---|
| corporate name | citic securities |
| Date of announcement | 2019-11-15 |
| Meeting type | interim general meeting of stockholders |
| Convening method | Online voting, on-site voting |
| Topic | 1.00 Proposal on Election of Members of the Seventh Board of Directors of the Company
1.01 Zhang Youjun
1.02 Yang Minghui
1.03 Liu Ke
1.04 Liu Shouying
1.05 He Jia
1.06 Zhou Zhonghui
2.00 Proposal on Election of Non employee Supervisors of the Company's Seventh Board of Supervisors
2.01 Guo Zhao
2.02 Rao Geping
3. Proposal on Amending the Articles of Association of the Company
4 Proposal on Signing the Framework Agreement on Securities and Financial Products Trading and Services with CITIC Group Co., Ltd |
| Deliberation content | Proposal on the change of directors |
|
| Announcement date of the notice of the general meeting of shareholders: 2019-05-09 |
|---|
| corporate name | citic securities |
| Date of announcement | 2019-05-09 |
| Meeting type | Annual General Meeting |
| Convening method | Online voting, on-site voting |
| Topic | 1 2018 Work Report of the Board of Directors
2 2018 Work Report of the Board of Supervisors
3 2018 Annual Report
4 2018 Profit Distribution Plan
5 Proposal on Renewing the Appointment of Accounting Firm
6. Proposal on Estimated Self operated Investment Quota of the Company in 2019
7. Proposal on General Authorization for Additional Issuance of A Share and H Share of the Company
8. Proposal on Deliberating the Total Remuneration of Directors and Supervisors of the Company in 2018
9.00 Proposal on Predicting the Company's Daily Connected/Continuous Connected Transactions in 2019
9.01 Proposed related/connected transactions between the Company and its subsidiaries and CITIC Group, its subsidiaries and contacts
9.02 Proposed related party transactions between the company and its subsidiaries and the company (except the company's holding subsidiaries) in which the directors, supervisors and senior managers of the company hold the positions of directors and senior managers
9.03 Proposed related party/connected transaction between the company and the company holding more than 10% equity of the company's important subsidiaries
9.04 Proposed related party transactions between the company and the company holding more than 5% of the company's shares |
| Deliberation content | Profit distribution plan, annual report (summary) proposal |
|
| Announcement date of the notice of the general meeting of shareholders: March 18, 2019 |
|---|
| corporate name | citic securities |
| Date of announcement | 2019-03-18 |
| Meeting type | interim general meeting of stockholders |
| Convening method | Online voting, on-site voting |
| Topic | 1.00 Proposal on the Scheme for Purchase of Assets and Related Party Transactions in this Issuance of Shares (Updated)
1.01 Overall scheme of this transaction
1.02 Underlying assets and counterparties
1.03 Pricing basis and transaction consideration of underlying assets
1.04 Payment method of consideration
1.05 Payment Term
1.06 Contractual obligations and liabilities for breach of contract for the transfer of ownership of the subject assets
1.07 Attribution of profit and loss
1.08 Divestiture of Guangzhou Securities Assets
1.09 Creditor's Rights and Debts Arrangement and Employee Resettlement
1.10 Preliminary integration arrangement after the completion of this transaction
1.11 Validity of resolutions
1.12 Issuance method
1.13 Type and par value of issued shares
1.14 Issuance object and subscription method
1.15 Pricing base date and issue price
1.16 Number of issues
1.17 Lock up period
1.18 Disposal of accumulated undistributed profits of the company before the issuance
1.19 Listing arrangement
1.20 Validity of resolutions
2. Proposal on the Transaction Constituting Connected Transaction
3 Proposal on the Report of CITIC Securities Co., Ltd. on Issuing Shares to Purchase Assets and Related Transactions (Draft) and its Abstract
4. Proposal on the Company and its wholly-owned subsidiaries signing conditional and effective Agreement on Purchase of Assets by Issuing Shares and its annexes with specific objects
5. Proposal on the Company's issuance of shares to purchase assets does not constitute a reorganization and listing as stipulated in Article 13 of the Administrative Measures for Major Asset Restructuring of Listed Companies
6 Proposal on the Company's issuance of shares to purchase assets and related party transactions in compliance with relevant laws and regulations
7. Proposal on the Compliance of this Transaction with Article 4 of the Provisions on Regulating Several Issues of Major Asset Restructuring of Listed Companies
8. Proposal on Audit Report, Review Report for Reference and Evaluation Report Related to the Transaction
9. Proposal on the independence of the appraisal institution, the rationality of the appraisal assumptions, the relevance of the selection of appraisal methods to the appraisal purpose and the appraisal asset status, and the fairness of the appraisal pricing
10. Proposal on Risk Tips and Filling Measures for Dilution of Spot Return in this Transaction
11 Proposal on the Company's Proposed Guarantee for Guangzhou Securities
12 Proposal on Authorizing the Board of Directors to Fully Handle Matters Related to the Transaction
13 Proposal on Change of Independent Non executive Directors of the Company |
| Deliberation content | Proposal on additional issuance of new shares |
|
| Announcement date of the notice of the general meeting of shareholders: 2018-05-09 |
|---|
| corporate name | citic securities |
| Date of announcement | 2018-05-09 |
| Meeting type | Annual General Meeting |
| Convening method | Online voting, on-site voting |
| Topic | 1 2017 Work Report of the Board of Directors
2 2017 Work Report of the Board of Supervisors
3 Proposal on Deliberating the Company's 2017 Annual Report
4 2017 Profit Distribution Plan
5 Proposal on Renewing the Appointment of Accounting Firm
6 Proposal on Estimated Self operated Investment Quota of the Company in 2018
7.00 Proposal on Re authorizing the Company to Issue Debt Financing Instruments of Domestic and Foreign Companies
7.01 Issuing subject, issuing scale and issuing method
7.02 Types of debt financing instruments
7.03 Term of debt financing instruments
7.04 Interest rate of debt financing instrument
7.05 Guarantee and other arrangements
7.06 Use of raised funds
7.07 Issue Price
7.08 Arrangement for placement of issuance objects and RMB debt financing instruments to shareholders of the Company
7.09 Listing of debt financing instruments
7.10 Validity of resolutions
7.11 Authorization for the issuance of debt financing instruments of domestic and overseas companies
8. Proposal on Deliberating the Possible Connected/Connected Transactions Involved in the Issuance of Domestic and Foreign Corporate Debt Financing Instruments by the Company
9. Proposal on General Authorization for Additional Issuance of A Share and H Share of the Company
10. Proposal on Deliberating the Total Remuneration of Directors and Supervisors of the Company in 2017
11.00 Proposal on Expected Daily Connected Transactions/Continuous Connected Transactions of the Company in 2018
11.01 Proposed related/connected transactions between the Company and its subsidiaries and CITIC Group, its subsidiaries and contacts
11.02 Proposed related party/connected transaction between the company and its subsidiaries and the company where directors, supervisors and senior managers of the company hold the positions of directors and senior managers (except for the company's holding subsidiaries) and the company holding more than 10% of the equity of the company's important subsidiaries
12. Proposal on Change of Non executive Directors of the Company
13 Proposal on Amending the Articles of Association of the Company
14 Proposal on Electing Mr. Liu Hao as the Supervisor of the Company |
| Deliberation content | Proposal on issuing corporate bonds, profit distribution plan, annual report (summary) proposal |
|
| Announcement date of the notice of the general meeting of shareholders: 2017-05-04 |
|---|
| corporate name | citic securities |
| Date of announcement | 2017-05-04 |
| Meeting type | Annual General Meeting |
| Convening method | Online voting, on-site voting |
| Topic | 1 2016 Work Report of the Board of Directors
2 2016 Work Report of the Board of Supervisors
3 Proposal on Deliberating the Company's 2016 Annual Report
4 Proposal on Deliberating the Company's 2016 Profit Distribution Plan
5 Proposal on Renewing the Appointment of Accounting Firm
6 Proposal on the estimated amount of self operated investment of the company in 2017
7.00 Proposal on Re authorizing the Company to Issue Debt Financing Instruments of Domestic and Foreign Companies
7.01 Issuing subject, issuing scale and issuing method
7.02 Types of debt financing instruments
7.03 Term of debt financing instruments
7.04 Interest rate of debt financing instrument
7.05 Guarantee and other arrangements
7.06 Use of raised funds
7.07 Issue Price
7.08 Arrangement for placement of issuance objects and RMB debt financing instruments to shareholders of the Company
7.09 Listing of debt financing instruments
7.10 Validity of resolutions
7.11 Authorization for the issuance of debt financing instruments of domestic and overseas companies
8. Proposal on Deliberating the Possible Connected/Connected Transactions Involved in the Issuance of Domestic and Foreign Corporate Debt Financing Instruments by the Company
9 Proposal on increasing the authorized limit of securitization business of financing creditor's rights
10. Proposal on General Authorization for Additional Issuance of A Share and H Share of the Company
11 Proposal on Amending the Articles of Association of the Company
12 Proposal on Deliberating the Total Remuneration of Directors and Supervisors of the Company in 2016
13.00 Proposal on Expected Daily Related/Continuous Connected Transactions of the Company in 2017
13.01 Proposed related/connected transactions between the Company and its subsidiaries and CITIC Group, its subsidiaries and contacts
13.02 Proposed related party/connected transaction between the company and its subsidiaries and the company where directors, supervisors and senior managers of the company hold the positions of directors and senior managers (except for the company's holding subsidiaries) and the company holding more than 10% of the equity of the company's subsidiaries |
| Deliberation content | Proposal on issuing corporate bonds, profit distribution plan, annual report (summary) proposal |
|
| Announcement date of the notice of the general meeting of shareholders: December 2, 2016 |
|---|
| corporate name | citic securities |
| Date of announcement | 2016-12-02 |
| Meeting type | interim general meeting of stockholders |
| Convening method | Online voting, on-site voting |
| Topic | 1 Proposal on Signing the Framework Agreement on Securities and Financial Products Trading and Services with CITIC Group Co., Ltd |
| Deliberation content | |
|
| Announcement date of the notice of the general meeting of shareholders: May 12, 2016 |
|---|
| corporate name | citic securities |
| Date of announcement | 2016-05-12 |
| Meeting type | Annual General Meeting |
| Convening method | Online voting, on-site voting |
| Topic | 1 2015 Work Report of the Board of Directors
2 2015 Work Report of the Board of Supervisors
3 Proposal on Deliberating 2015 Annual Report of the Company
4 Proposal on Deliberating the Company's 2015 Profit Distribution Plan
5 Proposal on Renewing the Appointment of Accounting Firm
6 Proposal on Anticipating the Company's Self operated Investment Quota in 2016
7. Proposal on General Authorization for Additional Issuance of A Share and H Share of the Company
8. Proposal on Deliberating the Total Remuneration of Directors and Supervisors of the Company in 2015
9.00 Proposal on Predicting the Company's Daily Connected/Connected Transactions in 2016
9.01 Proposed related/connected transactions between the Company and its subsidiaries and CITIC Group, its subsidiaries and contacts
9.02 Proposed related party transactions between the Company and its subsidiaries and companies where directors, supervisors and senior managers of the Company hold the positions of directors and senior managers (except for the holding subsidiaries of the Company) and companies holding more than 10% of the equity of subsidiaries of the Company
10 Proposal on Change of Non executive Directors of the Company |
| Deliberation content | Profit distribution plan, annual report (summary) proposal |
|
| Announcement date of the notice of the general meeting of shareholders: December 4, 2015 |
|---|
| corporate name | citic securities |
| Date of announcement | 2015-12-04 |
| Meeting type | interim general meeting of stockholders |
| Convening method | Online voting, on-site voting |
| Topic | 1.00 Proposal on Election of Members of the 6th Board of Directors of the Company
1.01 Zhang Youjun
1.02 Yinke
1.03 Yang Minghui
1.04 Fang Jun
1.05 Liu Ke
1.06 He Jia
1.07 Chen Shangwei
2.00 Proposal on Election of Non employee Supervisors of the 6th Board of Supervisors
2.01 Lifei
2.02 Guo Zhao
2.03 Rao Geping |
| Deliberation content | Proposal on the change of directors |
|
| Announcement date of the notice of the general meeting of shareholders: July 10th, 2015 |
|---|
| corporate name | citic securities |
| Date of announcement | 2015-07-10 |
| Meeting type | interim general meeting of stockholders |
| Convening method | Online voting, on-site voting |
| Topic | 1.00 Proposal on the Company's directional issuance of additional H shares to the National Social Security Fund Council and listing on the Stock Exchange of Hong Kong Limited
1.01 Types of issued shares
1.02 Release time
1.03 Issuance method
1.04 Distribution objects
1.05 Number of issues
1.06 Issue Price
1.07 Subscription method
1.08 Accumulated profit
1.09 Use of raised funds
1.10 Validity of resolutions
1.11 Authorization to change the Articles of Association
1.12 Other authorization matters concerning the issuance of H shares |
| Deliberation content | Proposal on additional issuance of new shares |
|
| Announcement date of the notice of the general meeting of shareholders: July 10th, 2015 |
|---|
| corporate name | citic securities |
| Date of announcement | 2015-07-10 |
| Meeting type | extraordinary general meeting |
| Convening method | Online voting, on-site voting |
| Topic | 1.00 Proposal on the Company's directional issuance of additional H shares to the National Social Security Fund Council and listing on the Stock Exchange of Hong Kong Limited
1.01 Types of issued shares
1.02 Release time
1.03 Issuance method
1.04 Distribution objects
1.05 Number of issues
1.06 Issue Price
1.07 Subscription method
1.08 Accumulated profit
1.09 Use of raised funds
1.10 Validity of resolutions
1.11 Authorization to change the Articles of Association
1.12 Other authorization matters concerning the issuance of H shares |
| Deliberation content | Proposal on additional issuance of new shares |
|
| Announcement date of the notice of the general meeting of shareholders: April 30, 2015 |
|---|
| corporate name | citic securities |
| Date of announcement | 2015-04-30 |
| Meeting type | Annual General Meeting |
| Convening method | Online voting, on-site voting |
| Topic | 1 2014 Work Report of the Board of Directors
2 2014 Work Report of the Board of Supervisors
3 Proposal on Deliberating the Company's 2014 Annual Report
4. Proposal on Deliberating the Company's 2014 Profit Distribution Plan
5 Proposal on Change of Accounting Firm
6. Proposal on the Estimated Self operated Investment Quota of the Company in 2015
7.00 Proposal on Re authorizing the Company to Issue Debt Financing Instruments of Domestic and Foreign Companies
7.01 Issuing subject, issuing scale and issuing method
7.02 Types of debt financing instruments
7.03 Term of debt financing instruments
7.04 Interest rate of debt financing instrument
7.05 Guarantee and other arrangements
7.06 Use of raised funds
7.07 Issue Price
7.08 Arrangement for placement of issuance objects and RMB debt financing instruments to shareholders of the Company
7.09 Listing of debt financing instruments
7.10 Guarantee measures for repayment of RMB debt financing instruments
7.11 Validity of resolution
7.12 Authorization for the issuance of debt financing instruments of domestic and overseas companies
8. Proposal on Deliberating the Possible Connected/Connected Transactions Involved in the Issuance of Domestic and Foreign Corporate Debt Financing Instruments by the Company
9. Proposal on General Authorization for Additional Issuance of A Share and H Share of the Company
10 Proposal on Providing Guarantee for Overseas Loans of Branches or Overseas Wholly owned Subsidiaries
11 Proposal on Amending the Articles of Association of the Company
12.00 Proposal on Expected Daily Connected Transactions of the Company in 2015
12.01 Proposed related/connected transactions between the Company and its subsidiaries and CITIC Group, its subsidiaries and contacts
12.02 Proposed related party transactions between the company and its subsidiaries and the company (except the company's holding subsidiaries) in which the directors, supervisors and senior managers of the company hold the positions of directors and senior managers
13 Proposal on Deliberating the Total Remuneration of Directors and Supervisors of the Company in 2014 |
| Deliberation content | Profit distribution plan, annual report (summary) proposal |
|
| Announcement date of notice of general meeting of shareholders: December 30, 2014 |
|---|
| corporate name | citic securities |
| Date of announcement | 2014-12-30 |
| Meeting type | interim general meeting of stockholders |
| Convening method | Online voting, on-site voting |
| Topic | 1. Proposal on the Company's new issuance of H-shares and listing on the Stock Exchange of Hong Kong Limited
1.1 Types of shares issued
1.2 Release time
1.3 Issuance method
1.4 Distribution objects
1.5 Pricing method
1.6 Subscription method
1.7 Issuance scale
1.8 Accumulated profits
1.9 Use of raised funds
1.10 Validity of resolutions
1.11 Authorization to change the Articles of Association
1.12 Other authorization matters concerning the issuance of H shares
2 Proposal on Deliberating the Report on the Use of the Fund Raised Previously by the Company |
| Deliberation content | Proposal on additional issuance of new shares |
|
| Announcement date of notice of general meeting of shareholders: December 30, 2014 |
|---|
| corporate name | citic securities |
| Date of announcement | 2014-12-30 |
| Meeting type | extraordinary general meeting |
| Convening method | Online voting, on-site voting |
| Topic | 1. Proposal on the Company's new issuance of H-shares and listing on the Stock Exchange of Hong Kong Limited
1.1 Types of shares issued
1.2 Release time
1.3 Issuance method
1.4 Distribution objects
1.5 Pricing method
1.6 Subscription method
1.7 Issuance scale
1.8 Accumulated profits
1.9 Use of raised funds
1.10 Validity of resolutions
1.11 Authorization to change the Articles of Association
1.12 Other authorization matters concerning the issuance of H shares |
| Deliberation content | Proposal on additional issuance of new shares |
|
| Announcement date of the notice of the general meeting of shareholders: November 5, 2014 |
|---|
| corporate name | citic securities |
| Date of announcement | 2014-11-05 |
| Meeting type | interim general meeting of stockholders |
| Convening method | Online voting, on-site voting |
| Topic | 1. Proposal on the Company's Absorption and Merger of CITIC Securities (Zhejiang) Co., Ltd., a wholly-owned subsidiary
2. Proposal on Changing the Business Scope of the Company |
| Deliberation content | M&A |
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| Announcement date of the notice of the general meeting of shareholders: April 29, 2014 |
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| corporate name | citic securities |
| Date of announcement | 2014-04-29 |
| Meeting type | Annual General Meeting |
| Convening method | Online voting, on-site voting |
| Topic | 1. Proposal on Amending the Articles of Association of the Company
2. Proposal on General Authorization for Additional Issuance of A Share and H Share of the Company
3. Proposal on Re authorizing the Company to Issue Debt Financing Instruments of Domestic and Foreign Companies
3.1 Issuing subject, issuing scale and issuing method
3.2 Types of debt financing instruments
3.3 Term of debt financing instruments
3.4 Interest rate of debt financing instruments
3.5 Guarantee and other arrangements
3.6 Use of raised funds
3.7 Issue Price
3.8 Arrangement for placement of issuance objects and RMB debt financing instruments to shareholders of the Company
3.9 Listing of debt financing instruments
3.10 Guarantee measures for repayment of RMB debt financing instruments
3.11 Validity of resolution
3.12 Authorizations for the issuance of debt financing instruments of domestic and overseas companies
4. Proposal on Deliberating 2013 Profit Distribution Plan of the Company
5. 2013 Annual Work Report of the Board of Directors
6. 2013 Work Report of the Board of Supervisors
7. Proposal on Deliberating 2013 Annual Report of the Company
8. Proposal on Estimated Self operated Investment Quota of the Company in 2014
9. Proposal on Renewing the Employment of Accounting Firm
10. Proposal on Deliberating the Possible Related/Connected Transactions Involved in the Issuance of Domestic and Foreign Corporate Debt Financing Instruments by the Company
11. Proposal on Exemption of the Company from Performing Relevant Commitments
12. Proposal on Predicting the Company's Daily Connected Transactions/Connected Transactions in 2014
12.1 Proposed related party transactions between the Company and its subsidiaries and CITIC Group and its related parties/connected parties
12.2 Proposed related party transactions between the company and its subsidiaries and the company (except the company's holding subsidiaries) in which the directors, supervisors and senior managers of the company hold the positions of directors and senior managers
13. Proposal on Deliberating the Total Remuneration of Directors and Supervisors of the Company in 2013
14. Work Report of Independent Non executive Directors in 2013 |
| Deliberation content | Proposal on issuance of corporate bonds, related party transaction proposal, profit distribution plan, annual report (summary) proposal |
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| Announcement date of general meeting notice: October 14, 2013 |
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| corporate name | citic securities |
| Date of announcement | 2013-10-14 |
| Meeting type | interim general meeting of stockholders |
| Convening method | On site voting |
| Topic | （1） Special resolutions (two):
1. Proposal on Re Authorizing the Company to Issue Short term Financing Bonds
2. Proposal on Amending the Articles of Association of the Company
（2） Ordinary resolutions (two):
1. Proposal on Transferring the Equity of Subsidiaries to Carry out Specific Innovative Financial Business
2. Proposal on Signing the Framework Agreement on Securities and Financial Products Trading and Services with CITIC Group Co., Ltd |
| Deliberation content | Related party transaction proposal |
|
| Announcement date of the notice of the general meeting of shareholders: September 11, 2013 |
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| corporate name | citic securities |
| Date of announcement | 2013-09-11 |
| Meeting type | interim general meeting of stockholders |
| Convening method | On site voting |
| Topic | （1） Special resolution (1): Proposal on Increasing the Business Scope of the Company
（2） Ordinary resolution (1): Proposal on Co election of Executive Director of the 5th Board of Directors |
| Deliberation content | |
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| Announcement date of notice of general meeting of shareholders: April 25, 2013 |
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| corporate name | citic securities |
| Date of announcement | 2013-04-25 |
| Meeting type | Annual General Meeting |
| Convening method | On site voting |
| Topic | （1） Ordinary resolutions (eight)
1. 2012 Annual Work Report of the Board of Directors
2. 2012 Work Report of the Board of Supervisors
3. Proposal on Deliberating 2012 Annual Report of the Company
4. 2012 Profit Distribution Plan
5. Proposal on Renewing the Employment of Accounting Firm
6. Proposal on Estimated Self operated Investment Quota of the Company in 2013
7. Proposal on Predicting the Company's Daily Connected Transactions/Connected Transactions in 2013
7.1 Related party transactions between the Company and its subsidiaries and CITIC Group Co., Ltd. and its affiliates/connected parties
7.2 Related party transactions between the Company and its subsidiaries and Huaxia Fund Management Co., Ltd
7.3 Related transactions between the Company and its subsidiaries and CITIC Industrial Investment Fund Management Co., Ltd
8. Proposal on Deliberating the Total Remuneration of Directors and Supervisors of the Company in 2012
（2） Special resolutions (three)
9. Proposal on General Authorization for Additional Issuance of A Share and H Share of the Company
10. Proposal on Application for Public Offering Securities Investment Fund Management Business
11. Proposal on Amending the Articles of Association of the Company |
| Deliberation content | Related party transaction proposal, profit distribution plan, annual report (summary) proposal |
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| Announcement date of the notice of the general meeting of shareholders: January 25th, 2013 |
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| corporate name | citic securities |
| Date of announcement | 2013-01-25 |
| Meeting type | interim general meeting of stockholders |
| Convening method | Online voting, on-site voting |
| Topic | （1） Special resolution (this proposal needs to be voted one by one):
1. Proposal on General Authorization for the Company to Issue Debt Financing Instruments of Domestic and Foreign Companies
1.1 Issuing subject, issuing scale and issuing method
1.2 Types of debt financing instruments
1.3 Term of debt financing instruments
1.4 Interest rate of debt financing instruments
1.5 Guarantee and other arrangements
1.6 Use of raised funds
1.7 Issue Price
1.8 Issuance Target and Arrangement of Placement to Shareholders of the Company
1.9 Listing of debt financing instruments
1.10 Guarantee measures for repayment of RMB debt financing instruments
1.11 Validity of resolutions
1.12 Authorizations for the issuance of debt financing instruments of domestic and overseas companies
（2） Ordinary resolution:
1. Proposal on Deliberating the Possible Related/Connected Transactions Involved in the Issuance of Domestic and Foreign Corporate Debt Financing Instruments by the Company
2. Proposal on Establishing Wholly owned Subsidiaries Abroad |
| Deliberation content | Proposal on issuance of corporate bonds and related party transactions |
|
| Announcement date of the notice of the general meeting of shareholders: September 11, 2012 |
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| corporate name | citic securities |
| Date of announcement | 2012-09-11 |
| Meeting type | interim general meeting of stockholders |
| Convening method | On site voting |
| Topic | 1. Proposal on Amending the Articles of Association of the Company
2. Proposal on the election of independent non-executive directors |
| Deliberation content | |
|
| Announcement date of notice of general meeting of shareholders: April 27, 2012 |
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| corporate name | citic securities |
| Date of announcement | 2012-04-27 |
| Meeting type | Annual General Meeting |
| Convening method | On site voting |
| Topic | 1. Work Report of the Board of Directors in 2011
2. Work Report of the Board of Supervisors in 2011
3. Annual Report 2011
4. 2011 Profit Distribution Plan
5. Proposal on Renewing the Employment of Accounting Firm
6. Proposal on Estimated Self operated Investment Quota of the Company in 2012
7. Proposal on Authorizing the Board of Directors to Issue the Company's Short term Financing Bonds
8. Proposal on Deliberating the Total Remuneration of Directors and Supervisors of the Company in 2011
9. Proposal on Election of Members of the 5th Board of Directors of the Company
10. Proposal on Election of Non employee Supervisors of the 5th Board of Supervisors of the Company
11. Proposal on Predicting the Company's Daily Connected Transactions/Connected Transactions in 2012
12. Proposal on Adjusting the Subsidies of Non executive Directors, Independent Non executive Directors and Supervisors of the Company
13. Proposal on Amending the Articles of Association of the Company
14. Proposal on Increasing the Business Scope of the Company |
| Deliberation content | Proposal on the change of directors, proposal on the issuance of corporate bonds, proposal on related party transactions, profit distribution plan, and proposal on annual report (abstract) |
|
| Announcement date of the notice of the general meeting of shareholders: November 7, 2011 |
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| corporate name | citic securities |
| Date of announcement | 2011-11-07 |
| Meeting type | interim general meeting of stockholders |
| Convening method | On site voting |
| Topic | （1） Ordinary resolution (1): Proposal on Insurance for Directors, Supervisors and Senior Managers of the Company
（2） Special resolution (1): Proposal on Amending the Articles of Association of the Company |
| Deliberation content | |
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| Announcement date of the notice of the general meeting of shareholders: August 10, 2011 |
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| corporate name | citic securities |
| Date of announcement | 2011-08-10 |
| Meeting type | interim general meeting of stockholders |
| Convening method | On site voting |
| Topic | Proposal on Election of Independent Directors |
| Deliberation content | |
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| Announcement date of notice of general meeting of shareholders: July 28, 2011 |
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| corporate name | citic securities |
| Date of announcement | 2011-07-28 |
| Meeting type | interim general meeting of stockholders |
| Convening method | On site voting |
| Topic | Proposal on Signing the Framework Agreement on Securities and Financial Products Trading and Services with CITIC Group |
| Deliberation content | |
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| Announcement date of the notice of the general meeting of shareholders: May 24, 2011 |
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| corporate name | citic securities |
| Date of announcement | 2011-05-24 |
| Meeting type | interim general meeting of stockholders |
| Convening method | On site voting |
| Topic | Proposal on Transfer of Equity of Huaxia Fund Management Co., Ltd
Proposal on Election of Independent Directors |
| Deliberation content | M&A |
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| Announcement date of the notice of the general meeting of shareholders: April 7, 2011 |
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| corporate name | citic securities |
| Date of announcement | 2011-04-07 |
| Meeting type | Annual General Meeting |
| Convening method | On site voting |
| Topic | 1 Work Report of the Board of Directors in 2010
2 Work Report of the Board of Supervisors in 2010
3 Work Report of Independent Directors in 2010
4 Proposal on Deliberating the Company's 2010 Annual Report
5 Profit distribution plan for 2010
6 Proposal on Renewing the Appointment of Accounting Firm
7 Proposal on Estimated Self operated Investment Quota of the Company in 2011
8 Proposal on Predicting the Company's Daily Connected Transactions in 2011 |
| Deliberation content | Related party transaction proposal, profit distribution plan, annual report (summary) proposal |
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| Announcement date of notice of general meeting of shareholders: March 28, 2011 |
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| corporate name | citic securities |
| Date of announcement | 2011-03-28 |
| Meeting type | interim general meeting of stockholders |
| Convening method | Online voting, on-site voting |
| Topic | 1. Proposal on Issuance of H-shares and Listing in Hong Kong
2. Proposal on Issuance of H-shares and Listing in Hong Kong
3. Proposal on Converting to an Overseas Offering Company Limited by Shares
4. Proposal on the Report on the Use of the Fund Raised Previously
5. Proposal on the Use Plan of Raised Funds by Issuance of H-shares
6. Proposal on Validity Period of Resolution on Issuance and Listing of H-shares
7. Proposal on Authorizing the Board of Directors and its authorized persons to handle all matters related to the issuance and listing of H-shares
8. Proposal on Amending the Articles of Association and Annexes of the Company
9. Proposal on Sharing the Accumulated Undistributed Profits before Issuance by New and Old Shareholders |
| Deliberation content | |
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| Announcement date of the notice of the general meeting of shareholders: June 1, 2010 |
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| corporate name | citic securities |
| Date of announcement | 2010-06-01 |
| Meeting type | interim general meeting of stockholders |
| Convening method | On site voting |
| Topic | 1. Proposal on Transfer of Equity of CSC Securities Co., Ltd;
2. Proposal on Amending the Articles of Association of the Company. |
| Deliberation content | M&A |
|
| Announcement date of the notice of the general meeting of shareholders: March 29, 2010 |
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| corporate name | citic securities |
| Date of announcement | 2010-03-29 |
| Meeting type | Annual General Meeting |
| Convening method | On site voting |
| Topic | 1. Work Report of the Board of Directors in 2009;
2. Work Report of the Board of Supervisors in 2009;
3. Work report of independent directors in 2009 (non voting matters);
4. Proposal on Deliberating the 2009 Annual Report of the Company;
5. Plan for profit distribution and capital reserve conversion to share capital in 2009;
6. Proposal on the estimated amount of self operated investment of the Company in 2010;
7. Proposal on authorizing the Board of Directors to issue short-term financing bonds;
8. Proposal on reappointment of accounting firm;
9. Proposal on Adjusting Regional Division of Brokerage Business of the Company (see China Securities News, Shanghai Securities News and Securities Times on November 24, 2009 for details);
10. Proposal on Predicting the Company's Daily Connected Transactions in 2010;
11. Proposal on replacing members of the Board of Supervisors. |
| Deliberation content | Proposal on issuance of corporate bonds, related party transaction proposal, profit distribution plan, annual report (summary) proposal |
|
| Announcement date of the notice of the general meeting of shareholders: June 13, 2009 |
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| corporate name | citic securities |
| Date of announcement | 2009-06-13 |
| Meeting type | interim general meeting of stockholders |
| Convening method | On site voting |
| Topic | 1. Proposal on Election of Members of the Fourth Board of Directors of the Company
2. Proposal on Election of Non employee Supervisors of the Fourth Board of Supervisors of the Company
3. Proposal on Amending the Articles of Association of the Company
4. Proposal on Deliberating the Work Procedures for Selecting and Engaging Accounting Firms |
| Deliberation content | |
|
| Announcement date of the notice of the general meeting of shareholders: April 30, 2009 |
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| corporate name | citic securities |
| Date of announcement | 2009-04-30 |
| Meeting type | Annual General Meeting |
| Convening method | On site voting |
| Topic | 1. Report on the Work of the Board of Directors in 2008
2. Work Report of the Board of Supervisors in 2008
3. Work Report of Independent Directors in 2008 (non voting matters)
4. Proposal on Profit Distribution in 2008
5. Proposal on Deliberating the 2008 Annual Report of the Company
6. Proposal on Renewing the Employment of Accounting Firm
7. Proposal on Estimating the Company's Self operated Investment Quota in 2009
8. Proposal on Predicting the Company's Daily Connected Transactions in 2009 |
| Deliberation content | Related party transaction proposal, profit distribution plan, annual report (summary) proposal |
|
| Announcement date of the notice of the general meeting of shareholders: September 20, 2008 |
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| corporate name | citic securities |
| Date of announcement | 2008-09-20 |
| Meeting type | interim general meeting of stockholders |
| Convening method | On site voting |
| Topic | Deliberating the Proposal on Amending the Articles of Association of the Company |
| Deliberation content | |
|
| Announcement date of the notice of the general meeting of shareholders: March 17, 2008 |
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| corporate name | citic securities |
| Date of announcement | 2008-03-17 |
| Meeting type | Annual General Meeting |
| Convening method | On site voting |
| Topic | 1. Work Report of the Board of Directors in 2007
2. Work Report of the Board of Supervisors in 2007
3. Annual Report of the Company in 2007
4. Report on Use of Raised Funds in 2007
5. Plan for Profit Distribution and Capital Reserve Conversion in 2007
6. Proposal on Anticipated Connected Transactions in 2008
7. Proposal on Changing the Company's Registered Place
8. Proposal on Changing the Members of the Board of Directors
9. Proposal on Employing the Company's 2008 Annual Financial Report Audit Institution |
| Deliberation content | Related party transaction proposal, profit distribution plan, annual report (summary) proposal |
|
| Announcement date of the notice of the general meeting of shareholders: November 23, 2007 |
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| corporate name | citic securities |
| Date of announcement | 2007-11-23 |
| Meeting type | interim general meeting of stockholders |
| Convening method | On site voting |
| Topic | 1. Deliberate the Proposal on Additional Investment of 450 Million US Dollars in CITIC Securities International Co., Ltd;
2. Deliberate the Proposal on Amending the Articles of Association of the Company;
3. Deliberate the Proposal on Changing the Accounting Firm. |
| Deliberation content | |
|
| Announcement date of the notice of the general meeting of shareholders: June 5, 2007 |
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| corporate name | citic securities |
| Date of announcement | 2007-06-05 |
| Meeting type | interim general meeting of stockholders |
| Convening method | Online voting, on-site voting |
| Topic | （1） Proposal on Public Issuance of A-shares to Unspecified Objects;
1. Statement on the Company's compliance with the conditions for issuing additional A shares
2. Scheme for this additional A-share offering
(1) Type of shares issued
(2) Par value per share
(3) Number of issues
(4) Issued to
(5) Issuance mode
(6) Issuance price and pricing principle
(7) Validity of resolutions
(8) Use of raised funds
3. On the authorization of the General Meeting of Shareholders to the Board of Directors to handle matters related to the issuance of additional A shares
4. Report on the Use of the Fund Raised Previously
（2） Feasibility report on raising funds by issuing A shares to non-specific objects;
（3） Proposal on the new and old shareholders sharing the accumulated undistributed profits before the issuance.
|
| Deliberation content | |
|
| Announcement date of the notice of the general meeting of shareholders: March 16, 2007 |
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| corporate name | citic securities |
| Date of announcement | 2007-03-16 |
| Meeting type | Annual General Meeting |
| Convening method | On site voting |
| Topic | 1. Work Report of the Board of Directors in 2006
2. Work Report of the Board of Supervisors in 2006
3. Annual Report of the Company in 2006
4. Report on Use of Raised Funds in 2006
5. Profit distribution plan of 2006
6. Proposal on Anticipated Connected Transactions in 2007
7. Proposal on Adjusting the Subsidy of Directors, Supervisors and Independent Directors (approved at the 9th meeting of the 3rd Board of Directors, see China Securities Journal, Shanghai Securities News and Securities Times on January 24, 2007 for details)
8. Proposal on Authorizing the Board of Directors to Issue Short term Financing Bonds
|
| Deliberation content | |
|
| Announcement date of the notice of the general meeting of shareholders: October 10, 2006 |
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| corporate name | citic securities |
| Date of announcement | 2006-10-10 |
| Meeting type | interim general meeting of stockholders |
| Convening method | On site voting |
| Topic | 1. Deliberate the Proposal on the Company's Purchase of Office Buildings
2. Deliberating the Proposal on Amending the Articles of Association
|
| Deliberation content | M&A |
|
| Announcement date of the notice of the general meeting of shareholders: July 6, 2006 |
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| corporate name | citic securities |
| Date of announcement | 2006-07-06 |
| Meeting type | interim general meeting of stockholders |
| Convening method | On site voting |
| Topic | Proposal on the Company's Margin Trading
|
| Deliberation content | |
|
| Announcement date of the notice of the general meeting of shareholders: May 12, 2006 |
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| corporate name | citic securities |
| Date of announcement | 2006-05-12 |
| Meeting type | interim general meeting of stockholders |
| Convening method | Online voting, on-site voting |
| Topic | 1. Deliberating the Proposal on the Company's Private Share Issuance
2. Review the Feasibility Study Report on the Project of Raising Funds to Supplement the Company's Working Capital
|
| Deliberation content | |
|
| Announcement date of the notice of the general meeting of shareholders: April 11, 2006 |
|---|
| corporate name | citic securities |
| Date of announcement | 2006-04-11 |
| Meeting type | Annual General Meeting |
| Convening method | On site voting |
| Topic | *Report on the Work of the Board of Directors in 2005
*Work Report of the Board of Supervisors in 2005
*Deliberate the 2005 annual report of the company
*Report on Use of Raised Funds in 2005
*Proposal on Profit Distribution in 2005
*Proposal on Election of Members of the Third Board of Directors of the Company
*Proposal on Election of Members of the Third Board of Supervisors of the Company
*Proposal on Amending the Articles of Association of the Company (including the amendment of the rules of procedure of the General Meeting of Shareholders, the rules of procedure of the Board of Directors and the rules of procedure of the Board of Supervisors)
*Proposal on Authorizing the Board of Directors to Issue Short term Financing Bonds
*Proposal on Employing China CITIC Group Corporation as the Company's Bond Issuance Guarantee Agency
|
| Deliberation content | |
|
| Announcement date of the notice of the general meeting of shareholders: January 16, 2006 |
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| corporate name | citic securities |
| Date of announcement | 2006-01-16 |
| Meeting type | interim general meeting of stockholders |
| Convening method | On site voting |
| Topic | *Deliberating the Proposal on Applying for Issuance of Bonds Not Exceeding 1.5 Billion Yuan (RMB) and Determining Related Matters
*Deliberating the Plan on Increasing the Capital of CITIC Securities (Hong Kong) Co., Ltd. by 300 million Hong Kong dollars, CITIC Securities (Hong Kong) Co., Ltd. Issuing 20% Equity to CITIC Capital Market Holdings Co., Ltd. to Acquire Three Wholly owned Subsidiaries of CITIC Capital Market Holdings Co., Ltd
|
| Deliberation content | M&A |
|
| Announcement date of the notice of the general meeting of shareholders: November 15, 2005 |
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| corporate name | citic securities |
| Date of announcement | 2005-11-15 |
| Meeting type | interim general meeting of stockholders |
| Convening method | On site voting |
| Topic | Proposal on Acquisition of Equity of Jintong Securities Co., Ltd
Proposal on replacing directors of the company (reviewed at the 25th meeting of the second board of directors of the company)
Proposal on replacing the Company's supervisor (reviewed at the 6th meeting of the 2nd Board of Supervisors) |
| Deliberation content | M&A |
|
| Announcement date of the notice of the general meeting of shareholders: August 12, 2005 |
|---|
| corporate name | citic securities |
| Date of announcement | 2005-08-12 |
| Meeting type | interim general meeting of stockholders |
| Convening method | On site voting |
| Topic | * Proposal on the establishment of CSC
* Proposal on the establishment of CCB CITIC Asset Management Co., Ltd |
| Deliberation content | |
|
| Announcement date of the notice of the general meeting of shareholders: July 4, 2005 |
|---|
| corporate name | citic securities |
| Date of announcement | 2005-07-04 |
| Meeting type | interim general meeting of stockholders |
| Convening method | Online voting, on-site voting |
| Topic | Share trading reform plan of CITIC Securities Co., Ltd. |
| Deliberation content | Non tradable shares |
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