The Central Financial Work Conference pointed out that finance should provide high-quality services for economic and social development, prevent and resolve financial risks is the fundamental task of financial work, and ensure national financial and economic security and stability. Putian Branch of Agricultural Development Bank of China took the initiative to adapt to the new situation and new requirements of financial work, conscientiously implemented the three-year action plan of "compliant Agricultural Development Bank of China", focused on "strictness, education and management", read the "three key words" of compliance, and promoted the sustainable and stable development of all businesses.

Read the code of "strictness" and hold high the "flag" of compliance management

On the one hand, we should foster a compliance culture. Make use of the office hall, corridor, corridor and other places to build a compliance culture publicity position, carry out a variety of compliance education publicity, and focus on promoting the risk compliance culture concept of "compliance first, risk control first, comprehensive, proactive, prudent and steady"; On the other hand, strictly implement various internal control measures. The grid management mode was used to bring the staff of the whole bank into the grid responsibility area of case prevention. Strictly implement the management requirements of the superior bank, and solidly promote all kinds of self inspection, self-evaluation and compliance training; Compacting and pressing the main responsibility of case prevention of each department and line, strengthening the construction of case joint prevention and control mechanism, and forming a situation of joint management of compliance case prevention across the bank.

Read the formula of "teaching" well and deeply plant the "thinking" of compliance culture

Adhere to the principle of starting from the best and starting from the reality in compliance work, and adhere to the simultaneous research and promotion of internal control compliance work and the central work. Five internal department risk compliance officers were selected to guide them to perform their duties effectively and enhance the ability of "one line of defense" to resist defects spontaneously. Take the performance report as an important means to move forward the risk compliance management threshold and an important guarantee to improve the ability of "one line of defense" to spontaneously resist defects. Organize 11 "three new" personnel to take compliance oath. At the same time, take the oath as an opportunity to deepen the understanding of the staff on the compliance work, guide everyone from "knowing what is right" to "knowing what is right", based on their own positions, improve the awareness of risk prevention, and consciously become the executor and promoter of compliance management. The compliance commitment letter is an important carrier for the construction of the compliance management system, and an important commitment made by cadres and employees to comply with compliance requirements and fulfill compliance obligations on the basis of knowing the compliance rules. The Bank's education led its employees to sign a letter of commitment, which clearly stated that "signature must be responsible and commitment must be fulfilled", and achieved 100% signing of the Letter of Commitment on Compliance Case Prevention.

Read the formula of "management" and consolidate the key "measures" of compliance

The standard line departments were sorted out and investigated for the integrity risk points, the risk points found were classified by levels, the source of hidden dangers were analyzed in depth, and a Table of Key Node Task Assignment for Case Prevention was formed to ensure that the responsibility for integrity risk prevention and control was implemented to each post, and effectively improve the integrity risk monitoring, analysis, early warning and prevention capabilities. At the same time, we should pay close attention to labor discipline and work style, further improve the relevant system and regulations of work discipline management, and strive to transform the results of performing duties into a strong power to prevent risks and promote development; On the other hand, strengthen daily supervision, focus on the key links and key posts of the loan process in the field of grain purchase and sale, and effectively prevent credit corruption in the field of grain purchase and sale; Adhere to the integrated governance of "three no's" in the credit field, the rectification of problems found in internal and external inspections, and the troubleshooting of credit risks, strengthen information sharing and utilization of results, integrate credit resources, complete the rectification work with high quality, and strengthen the process control of comprehensive inspection and internal control evaluation. Effectively give play to the role of the integrated rectification system, implement the requirements of "recording everything", promote the implementation of rectification work through the system, enhance the coordination between departments and offices, and improve the quality and efficiency of rectification. (By Cai Yue)