| Announcement date of regulatory concern: March 29, 2024 |
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| title | Letter on Supervision of Dongjie Intelligent Technology Group Co., Ltd |
| Relevant regulations | GEM Stock Listing Rules (Revised in August 2023), Self regulatory Guidelines for Listed Companies No. 15 - Convertible Corporate Bonds |
| Document batch number | GEM Supervisory Letter [2004] No. 43 |
| Reason for approval | The Company received the supervision letter issued by the GEM Management Department of Shenzhen Stock Exchange |
| Approval content | We remind you that listed companies must conscientiously and timely perform their information disclosure obligations in accordance with national laws, regulations and the GEM Listing Rules. |
| Handled by | Shenzhen Stock Exchange GEM Company Management Department |
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| Announcement date of regulatory concern: January 31, 2024 |
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| title | Concern Letter on Dongjie Intelligent Technology Group Co., Ltd |
| Relevant regulations | |
| Document batch number | GEM QJH [2004] No. 8 |
| Reason for approval | The company received the letter of concern issued by the GEM Management Department of Shenzhen Stock Exchange |
| Approval content | Your company is requested to make a written statement on the above matters, submit the relevant explanatory materials to our department and disclose them to the public before February 7, 2024, and send a copy to the Listed Company Supervision Division of Shanxi Securities Regulatory Bureau. |
| Handled by | Shenzhen Stock Exchange GEM Company Management Department |
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| Announcement date of admonition conversation: October 11, 2022 |
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| title | Dongjie Intelligent: Decision on Receiving Supervisory Conversation Measures from Shanxi Securities Regulatory Bureau on Directors of the Company |
| Relevant regulations | Securities Law of the People's Republic of China |
| Document batch number | Shanxi Securities Regulatory Bureau [2022] No. 28 |
| Reason for approval | Through investigation, Wang Jihong has served as a director of the board of directors of Dongjie Intelligent Technology Group Co., Ltd. (hereinafter referred to as Dongjie Intelligent) since December 22, 2021. On July 28, 2022, his father Wang Zhenlian bought 800 shares of Dongjie Smart through his personal securities account, with a transaction price of 10.8 yuan and a transaction amount of 8640 yuan; On August 2, 2022, 800 shares of Dongjie Smart were purchased, with a transaction price of 10.19 yuan and a transaction amount of 8152 yuan; On August 5, 2022, 1000 shares of Dongjie Smart will be purchased at a transaction price of 9.82 yuan and a transaction amount of 9820 yuan; On August 8, 2022, 1000 shares of Dongjie Smart will be sold, with a transaction price of 9.97 yuan and a transaction amount of 9970 yuan. |
| Approval content | Shanxi Securities Regulatory Bureau decided to take supervision and management measures on Wang Jihong's supervision talk and record it in the integrity file of the securities and futures market. |
| Handled by | Shanxi Securities Regulatory Bureau |
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| Event announcement (non punishment result) Date of announcement: August 11, 2022 |
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| title | Dongjie Smart: Announcement on Short term Trading and Apology |
| Relevant regulations | Securities Law |
| Document batch number | |
| Reason for approval | Mr. Wang Zhenlian's act of selling the company's shares this time violates the provisions of Article 44 of the Securities Law, and constitutes a short-term transaction. The profit from the above short-term exchange is 150 yuan [(average selling price is 9.97 yuan - minimum average buying price is 9.82 yuan) * 1000 shares=150 yuan], and all the above profits have been handed over to the company on August 10, 2022. |
| Approval content | Ms. Wang Jihong confirmed that this short-term transaction was caused by her relatives' failure to fully understand the provisions of relevant laws and regulations on short-term transactions, their failure to fully learn the company's early training, and their unclear understanding of the buying and selling time points of short-term transactions. This transaction was their independent investment behavior based on their judgment of the secondary market, Ms. Wang Jihong did not consult her own opinions on the purchase and sale of shares. Ms. Wang Jihong was not aware of the transaction. Before and after the transaction, Ms. Wang Jihong did not inform her relatives about the company's operation and other relevant information. Her purchase and sale of the company's shares were all personal operations, and there was no purpose of using short-term trading or insider trading to seek benefits, There is no subjective violation. After the occurrence of the above situation, Ms. Wang Jihong and her relatives made profound introspection. Ms. Wang Jihong has deeply realized the seriousness of this short-term transaction, deeply blamed herself for failing to fulfill the supervision obligation in time, expressed sincere apology to the investors, and promised to further study and strictly abide by the relevant provisions on prohibiting short-term transactions, Do not sell the company's shares within six months from the date of the last purchase of the company's shares, and do not buy the company's shares within six months from the date of the last sale of the company's shares, and urge relatives to implement in place to ensure that such situations do not occur again. His relatives sincerely apologize for the adverse effects caused by this short-term transaction, and promise to strengthen the study of relevant laws and regulations in the future to ensure that this kind of situation will not happen again. |
| Handled by | board of directors |
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| Announcement date of admonition conversation: June 2, 2022 |
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| title | Dongjie Intelligent: Announcement on Receiving the Decision of Shanxi Securities Regulatory Bureau to Take Regulatory Conversation Measures against the Company's Supervisors |
| Relevant regulations | Securities Law |
| Document batch number | Shanxi Securities Regulatory Bureau [2022] No. 15 |
| Reason for approval | Through investigation, Zhang Wenqing has served as the chairman of the board of supervisors of Dongjie Intelligent Technology Group Co., Ltd. (hereinafter referred to as Dongjie Intelligent) since December 22, 2021. On December 24, 2021, his father Zhang Weiming bought 200 shares of Dongjie Smart through his personal securities account at a transaction price of 11.88 yuan and a transaction amount of 2376 yuan. On April 29, 2022, he sold 200 shares of Dongjie Smart at a transaction price of 7.63 yuan and a transaction amount of 1526 yuan. On December 24, 2021, his mother Feng Jingling bought 700 shares of Dongjie Smart through her personal securities account at a transaction price of 11.84 yuan, The transaction amount is 8288 yuan. On April 29, 2022, 700 shares of Dongjie Smart will be sold at a transaction price of 7.64 yuan and a transaction amount of 5348 yuan. |
| Approval content | Shanxi Securities Regulatory Bureau decides to take supervision and management measures for Zhang Wenqing |
| Handled by | Shanxi Securities Regulatory Bureau |
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| Event announcement (non punishment result) Date of announcement: May 6, 2022 |
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| title | Dongjie Intelligent: Announcement on Short term Trading Caused by Misoperation of Supervisors' Relatives |
| Relevant regulations | Securities Law |
| Document batch number | |
| Reason for approval | Dongjie Intelligent Technology Group Co., Ltd. (hereinafter referred to as "the Company") recently received the Statement of Apology for Short term Trading Caused by Misoperation of My Relatives issued by Mr. Zhang Wenqing, the supervisor of the Company. His father, Mr. Zhang Weiming, and mother, Ms. Feng Jingling, caused short term trading of company shares due to misoperation. |
| Approval content | According to the Securities Law, the selling price of Mr. Zhang Weiming and Ms. Feng Jingling in this transaction was lower than the buying price, and the misoperation did not generate income, so there was no case of handing over the income to the company. |
| Handled by | board of directors |
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| Regulatory attention announcement date: August 11, 2021 |
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| title | Concern Letter on Dongjie Intelligent Technology Group Co., Ltd |
| Relevant regulations | |
| Document batch number | GEM QJH [2021] No. 342 |
| Reason for approval | The company received a letter of concern from the GEM Management Department |
| Approval content | Your company is requested to submit the relevant explanatory materials to our department and disclose them to the public before August 16, 2021, and send a copy to the Listed Company Supervision Division of Shanxi Securities Regulatory Bureau. |
| Handled by | GEM Company Management Department |
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| Date of inquiry announcement: June 2, 2021 |
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| title | Dongjie Intelligent: Announcement on Reply to the Inquiry Letter of 2020 Annual Report |
| Relevant regulations | |
| Document batch number | [2021] No. 326 |
| Reason for approval | The company received the inquiry letter issued by the GEM Management Department |
| Approval content | The company is now replying to and announcing relevant inquiries. |
| Handled by | GEM Company Management Department |
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| Regulatory attention announcement date: August 31, 2020 |
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| title | Concern Letter on Dongjie Intelligent Technology Group Co., Ltd |
| Relevant regulations | |
| Document batch number | GEM QJH [2020] No. 418 |
| Reason for approval | The company received a letter of concern from the GEM Management Department |
| Approval content | Your company is requested to make a written statement on the above matters, submit the relevant explanatory materials to our department and disclose them to the public before September 3, and send a copy to the Listed Company Supervision Department of Shanxi Securities Regulatory Bureau. |
| Handled by | GEM Company Management Department |
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| Date of inquiry announcement: August 2, 2017 |
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| title | Inquiry Letter on Restructuring of Shanxi Dongjie Intelligent Logistics Equipment Co., Ltd |
| Relevant regulations | |
| Document batch number | GEM Licensing Restructuring Inquiry Letter [2017] No. 42 |
| Reason for approval | On July 21, your company directly disclosed the Report on Shanxi Dongjie Intelligent Logistics Equipment Co., Ltd. Issuing Shares to Purchase Assets and Raising Supporting Funds and Related Transactions (Draft) (hereinafter referred to as the "Report (Draft)"). Our department has conducted formal review on the above disclosure documents, and please improve them from the following aspects. |
| Approval content | Your company is requested to make a written explanation on the above issues and submit the relevant explanation materials to our department before August 7. |
| Handled by | Shenzhen Stock Exchange GEM Company Management Department |
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| Announcement date of rectification notice: 2016-12-30 |
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| title | Dongjie Intelligent: Rectification report on the decision of Shanxi Securities Regulatory Bureau to order the company to take corrective measures |
| Relevant regulations | |
| Document batch number | Shanxi Supervision Bureau [2016] No. 18 |
| Reason for approval | Shanxi Dongjie Intelligent Logistics Equipment Co., Ltd.: Your company held the 12th meeting of the 5th Board of Directors on August 6, 2015 to review the change of the implementation site of the "annual output of 100 sets/set of industrial automation intelligent logistics equipment expansion project" (hereinafter referred to as the project). Upon investigation, your company used the raised funds to purchase the commercial real estate located in Shanghai with a floor area of 1921.94 square meters, and the transaction price was 72.9957 million yuan, accounting for 60.83% of the raised funds. As a result, the service objects and investment priorities of the project changed, and your company failed to make adequate information disclosure in a timely manner. |
| Approval content | After receiving the Letter of Decision, the Board of Directors of the Company attached great importance to it, immediately held a special rectification meeting, carefully compared with relevant laws and regulations, carefully sorted out and analyzed the issues involved in the Letter of Decision, and formed a "statement on the relevant situation of the expansion project of the initial public offering of raised funds with an annual output of 100 sets of industrial automation intelligent logistics equipment". |
| Handled by | Shanxi Securities Regulatory Bureau |
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| Announcement date of rectification notice: November 29, 2016 |
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| title | Dongjie Intelligent: Announcement on Receiving the Decision on Administrative Supervision Measures |
| Relevant regulations | Administrative Measures for Information Disclosure of Listed Companies |
| Document batch number | Shanxi Supervision Bureau [2016] No. 18 |
| Reason for approval | Shanxi Dongjie Intelligent Logistics Equipment Co., Ltd.: Your company held the 12th meeting of the 5th Board of Directors on August 6, 2015 to review the change of the implementation site of the "annual output of 100 sets/set of industrial automation intelligent logistics equipment expansion project" (hereinafter referred to as the project). Upon investigation, your company used the raised funds to purchase the commercial real estate located in Shanghai with a floor area of 1921.94 square meters, and the transaction price was 72.9957 million yuan, accounting for 60.83% of the raised funds. As a result, the service objects and investment priorities of the project changed, and your company failed to make adequate information disclosure in a timely manner. |
| Approval content | The above behavior violates the relevant provisions of Article 30 of the Administrative Measures for Information Disclosure of Listed Companies. In accordance with the provisions of Article 59 of the Administrative Measures for Information Disclosure of Listed Companies, our bureau has decided to take regulatory measures to order your company to make corrections and record them in the integrity file of the securities and futures market. |
| Handled by | Shanxi Securities Regulatory Bureau |
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