Can I take an examination of the Securities Practicing Qualification Certificate first
You can take one exam for the Securities Practicing Qualification Certificate first. There is no relevant regulation on the number and order of the subjects to be registered in the Securities Practicing Qualification Certificate Examination. Candidates can arrange the order of the subjects to be registered according to their own actual situation, from the aspects of difficulty balance, time, subject relevance and in line with the candidates' professional development.
The securities business qualification certificate usually refers to the general securities business qualification certificate. The examination has two subjects: Basic Laws and Regulations of Securities Market and Basic Knowledge of Financial Market.
Among them, the Basic Laws and Regulations of the Securities Market include the basic laws and regulations of the securities market, the management norms of securities operating institutions, the business norms of securities companies, typical violations and legal responsibilities of the securities market, industry culture, professional ethics and the code of conduct of employees.
The Basic Knowledge of Financial Market includes financial market system, China's financial system and multi-level capital market, securities market entities, stocks, bonds, securities investment funds, financial derivatives, financial risk management, etc.