How to obtain the fund qualification certificate
To obtain the Fund Practitioner's Qualification Certificate, candidates need to take the Fund Practitioner's Qualification Examination, obtain qualified results in at least two subjects, and work in an operating institution engaged in fund business. They should apply to the Securities Investment Fund Association of China through their institutions.
There are three subjects in the Fund Practicing Qualification Examination, namely, Subject 1 "Fund Laws and Regulations, Professional Ethics and Business Norms", Subject 2 "Basic Knowledge of Securities Investment Funds", and Subject 3 "Basic Knowledge of Private Equity Investment Funds". Candidates can apply for subjects 1 and 2, or subjects 1 and 3.
According to the relevant provisions of the Notice on the Adjustment of Matters Related to the Qualification Registration of Fund Practitioners, after passing the examination of relevant subjects organized by the China Securities Investment Fund Association, you can apply to the China Securities Investment Fund Association for the registration of fund qualifications through your institution within four years. If the applicant fails to pass the registration of fund practice qualification by the institution for more than four years, he/she shall supplement the required follow-up training hours for the last two years or retake the practice qualification examination before registration.