What are the registration categories of securities practice qualification examination
The securities industry qualification examination is divided into three categories: general qualification examination, special business qualification examination and management qualification examination.
The general qualification examination, namely the "entry qualification examination", is mainly for those who are about to enter the securities industry. It specifically tests whether the candidates have the basic professional knowledge required by securities practitioners and whether they have mastered the basic securities laws, regulations and professional ethics requirements.
Examination subjects: Basic Laws and Regulations of Securities Market, Basic Knowledge of Financial Market.
The special business qualification examination, namely the "professional qualification examination", is mainly for those who have entered the securities industry, and mainly tests whether candidates have the professional knowledge, professional skills and professional ethics necessary for professionals engaged in securities business to perform their statutory duties.
Examination subjects: Investment Banking Business (competency examination for recommendation representatives), Publishing Securities Research Report Business (competency examination for securities analysts), Securities Investment Consulting Business (competency examination for securities investment consultants).
The management qualification examination, namely the "management qualification test", is mainly aimed at the senior managers of the proposed securities business institutions, and mainly tests whether the candidates have mastered the management processes and standards necessary for the securities business institutions to perform their business management responsibilities.