Announcement on the Offering of Fund Units of Industrial China Securities Hong Kong Stock Connect Internet Index Sponsored Securities Investment Fund

2024-05-07 06:01:08

Fund Manager: Industrial Fund Management Co., Ltd

Fund Custodian: Changjiang Securities Co., Ltd

Important tips

1. The raising of the Industrial China Securities Hong Kong Stock Connect Internet Index Sponsored Securities Investment Fund (hereinafter referred to as "the Fund") has been approved for registration by the CSRC in the document ZJXK [2024] No. 633 dated April 16, 2024. The registration of the Fund raised by the CSRC does not mean that it makes substantive judgments or guarantees on the investment value and market prospects of the Fund, nor does it mean that there is no risk in investing in the Fund.

2. The Fund is a contractual open-ended securities investment fund.

The Fund is an equity fund with higher expected risks and returns than hybrid funds, bond funds and money market funds. The Fund is an index fund, which mainly tracks the performance of the underlying index using the full replication method, with risk return characteristics similar to the underlying index.

The Fund mainly invests in the Hong Kong securities market and needs to bear exchange rate risk and overseas market risk.

3. The fund manager and registration authority of the Fund is Industrial Fund Management Co., Ltd. (hereinafter referred to as "the Company" and "Industrial Fund"), and the fund custodian is Changjiang Securities Co., Ltd.

4. The raising objects of the Fund are individual investors, institutional investors, qualified foreign investors and sponsors who can invest in securities investment funds in accordance with laws and regulations, as well as other investors permitted by laws and regulations or the CSRC to purchase securities investment funds.

5. The Fund will be publicly offered from May 13, 2024 to May 24, 2024 through the sales agency designated by the Fund Manager. The raising period of the Fund shall not exceed 3 months, which shall be calculated from the date of the sale of the Fund units. The Fund Manager may appropriately adjust the time of raising according to the subscription situation and make a timely announcement, but the maximum time limit shall not exceed the statutory time limit for raising. There is no upper limit for the Fund's raising scale.

6. The Fund is offered to the public through the direct selling institutions of Industrial Fund Management Co., Ltd. and other sales institutions. The Fund Manager may change, increase or decrease the sales institutions according to the circumstances, and publish them on the Fund Manager's website. The outlets, date, time and procedures for fund unit selling institutions to handle the fund account opening, subscription and other businesses shall refer to the specific provisions of each fund unit selling institution.

7. Within three months from the date of the sale of the Fund units, the total amount of the Fund subscribed by the origination fund provider is not less than 10 million yuan, and the origination fund provider undertakes to hold the Fund for a period of not less than three years from the effective date of the Fund Contract. If the Fund raising period expires or the Fund Manager may decide to stop the sale of the Fund in accordance with laws, regulations and the Prospectus, A legal capital verification agency shall be employed to verify the capital within 10 days. The capital verification report submitted by the accounting firm shall specifically describe the sponsor and its shares. Within 10 days from the date of receiving the capital verification report, go through the fund filing procedures with the CSRC.

Investors who wish to purchase the Fund shall open a fund account of the Company. During the fund raising period, the direct selling institution of the Company handles the procedures for opening fund accounts for investors. The investor's account opening and subscription application can be handled at the same time, but if the account opening is invalid, the subscription application is also invalid.

8. For the first subscription of Class A fund units of the Fund through a sales institution other than the direct selling institution of the Fund Manager, the minimum single subscription amount of each fund account is 1 yuan; For the first subscription of Class C fund units of the Fund, the minimum subscription amount for each fund account is 1 yuan. The minimum amount of a single additional subscription for Class A and Class C fund units of the Fund is 1 yuan.

For the first subscription of Class A fund units of the Fund through the direct selling institution of the Fund Manager, the minimum single subscription amount of each fund account is 1 yuan; For the first subscription of Class C fund units of the Fund, the minimum subscription amount for each fund account is 1 yuan. The minimum amount for additional subscription of Class A and Class C fund units of the Fund is 1 yuan.

Without violating the above provisions, if each sales agency has other provisions on the minimum subscription limit and transaction level difference, the business provisions of each sales agency shall prevail. During the raising period of the Fund, there is no limit on the maximum cumulative subscription amount of a single fund unit holder. If the cumulative number of fund units subscribed by a single investor of the Fund (except the fund manager or its senior managers, and the fund manager as the sponsor of the fund) reaches or exceeds 50% of the total fund units, The Fund Manager may limit the subscription application of such investor by means of proportional confirmation. If the Fund Manager's acceptance of a certain subscription application or some subscription applications may lead investors to evade the above 50% ratio requirement in disguised form, the Fund Manager has the right to reject all or part of such subscription applications. The number of fund units subscribed by investors shall be subject to the confirmation of the registration authority after the fund contract takes effect.

The Fund Manager may adjust the minimum amount of the above subscription and additional subscription of the Fund or the maximum cumulative subscription amount of a single investor according to market conditions.

9. The acceptance of the subscription application by the fund sales agency does not mean that the application is necessarily successful, but only that the sales agency has actually received the subscription application. The confirmation of the subscription application is subject to the confirmation result of the registration agency. For subscription application and confirmation of subscription shares, investors shall timely inquire and properly exercise their legal rights. Otherwise, any loss incurred by the investor shall be borne by the investor.

10. This announcement only explains the relevant matters and regulations on the offering of "Industrial China Securities Hong Kong Stock Connect Internet Index Sponsored Securities Investment Fund". Investors who want to know the details of the "Industrial China Securities and Hong Kong Stock Connect Internet Index Sponsored Securities Investment Fund", please read the "Industrial China Securities and Hong Kong Stock Connect Internet Index Sponsored Securities Investment Fund Contract" (hereinafter referred to as the "Fund Contract"), "Industrial China Securities and Hong Kong Stock Connect Internet Index Sponsored Securities Investment Fund Prospectus" in detail (hereinafter referred to as the "Prospectus").

11. This announcement and the indicative announcement of the fund contract and prospectus of the Fund are published in the required newspapers and periodicals. The Fund Contract, the Trust Agreement of Industrial China Securities Hong Kong Stock Connect Internet Index Sponsored Securities Investment Fund, the Prospectus, and the Summary of Industrial China Securities Hong Kong Stock Connect Internet Index Sponsored Securities Investment Fund Product Information And this announcement will be published on the company's website (www.cib fund. com. cn) and the CSRC's fund electronic disclosure website（ http://eid.csrc.gov.cn/fund ）。 Investors can also download the fund application form and learn about the fund raising through the company's website.

12. Investors can call the company's customer service telephone (40000-95561) to inquire about the purchase.

13. The Company may make appropriate adjustments to the raising arrangements and make timely announcements based on various situations.

14. Risk warning

There are risks in investment. When an investor intends to subscribe (or subscribe) the fund, he/she should carefully read the prospectus, fund contract, fund product information summary and other information disclosure documents, independently judge the investment value of the fund, make investment decisions, fully understand the risk return characteristics of the fund product, and bear all kinds of risks in the fund investment, including: due to the overall politics The systematic risk caused by the impact of economic, social and other environmental factors on the price of securities, the unique non systematic risk of individual securities, the liquidity risk caused by the continuous large redemption of funds by fund investors, the fund management risk caused by the fund manager during the implementation of fund management, the specific risk of the Fund, etc.

The underlying index of the Fund is the CSI Hong Kong Stock Connect Internet Index. The CSI Hong Kong Stock Connect Internet Index takes December 30, 2016 as the base date and 1000 points as the base point. The index is prepared as follows:

(1) Sample space:

Sample of China Securities and Hong Kong Stock Connect Composite Index.

(2) Investability screening

For the securities in the sample space, the median daily turnover rate of each month is calculated as the monthly turnover rate, excluding the securities whose average monthly turnover rate is less than 0.15% in the past 12 months or the past 3 months, unless the average daily turnover amount of the securities in the past year is more than 50 million Hong Kong dollars.

(3) Sample selection method:

1) For the securities that meet the investability screening conditions in the sample space, select the securities of listed companies involved in the following Internet related businesses as the sample to be selected:

Internet software: companies that develop and sell Internet software;

Home entertainment software: companies that develop home entertainment software and educational software that are mainly used at home;

Internet retail: companies that provide retail services mainly through the Internet;

Internet services: companies that provide various services mainly through the Internet;

Mobile Internet: companies that develop and sell mobile Internet software or provide mobile Internet services;

2) Among the above samples to be selected, the top 30 securities are selected as index samples according to the ranking from high to low of the total daily average market value of the past year. When the number of samples to be selected is less than 30, they are all included.

(4) Index calculation

Index during the reporting period=

Adjusted market value of samples in the reporting period

Divisor

×1000

Among them, the adjusted market value=∑ (securities price × the number of adjusted equity × weighting factor × exchange rate). For the calculation method of exchange rate, adjusted share capital and divisor correction method, please refer to the Calculation and Maintenance Rules. The weight factor is between 0 and 1, so that the weight of a single sample does not exceed 15%, and the total weight of the top five samples does not exceed 60%.

(5) Index sample and weight adjustment

1. Regular adjustment

The index sample is adjusted every half a year, and the sample adjustment is implemented on the next trading day of the second Friday in June and December of each year. Set a buffer zone for the investability screening of the original sample, and exclude the original sample whose average monthly turnover rate is less than 0.1% in the past 12 months or the past 3 months, unless the average daily transaction amount of the securities in the past year is more than 50 million Hong Kong dollars.

The weight factor is adjusted with the regular adjustment of the sample, and the adjustment time is the same as the implementation time of the regular adjustment of the index sample. The weighting factor is generally fixed before the next regular adjustment day.

2. Temporary adjustment

In special cases, the index will be temporarily adjusted. If the market value of new Internet companies entering Hong Kong Stock Connect exceeds 10 billion dollars and they rank in the top 20 of all sample companies, they will be quickly included in the index on the eleventh trading day after they enter Hong Kong Stock Connect. When the sample is delisted, it will be removed from the index sample. In case of acquisition, merger, split and other situations of the sample company, refer to the detailed rules for calculation and maintenance. When the scope of Hong Kong Stock Connect securities changes and the sample no longer meets the connectivity qualification, the index will be adjusted accordingly.

See the website of China Securities Index Co., Ltd. (www.csindex.com.cn) for the specific preparation plan of the underlying index and the information of the constituent stocks.

The Fund is a stock index fund. Investors investing in the Fund face potential risks such as the failure of tracking error control to reach the agreed goal, the suspension of services by the index compiling agency, and the suspension of trading of component stocks. See the "Risk Disclosure" section of the Prospectus for details.

In the event that the underlying index does not meet the requirements (except for the case that the underlying index does not meet the requirements due to factors other than changes in index preparation methods such as component stock price fluctuations), the index preparation agency withdraws, the Fund Manager convenes a general meeting of fund share holders to vote on the solution, and the general meeting of fund share holders is not successfully held or the vote on the above matters is not passed, The Fund Contract is terminated. On the date when the fund contract comes into effect for three years, if the fund asset size is less than 200 million yuan, the fund contract will automatically terminate and may not be renewed by convening a general meeting of fund share holders. Therefore, investors will face the risk that the fund contract may be terminated.

In addition, the specific risks of the Fund also include: the risk of tracking error control failing to reach the agreed target, the risk of deviation between the return of the underlying index and the average return of the stock market, the risk of fluctuations in the underlying index, the risk of changes in the underlying index, the risk of the index compiling agency stopping services, the risk of suspension of trading of component stocks, the risk of stock investment in Hong Kong stocks, the risk of investment in stock index futures Investment risk of treasury bond futures, investment risk of asset-backed securities, and risk of termination of fund contract.

The Fund's assets are invested in stocks listed on the Stock Exchange of Hong Kong that are allowed to be traded under the trading interconnection mechanism between the mainland and Hong Kong stock markets (hereinafter referred to as "Hong Kong Stock Connect Target Stocks"), and meet the unique risks arising from differences in investment environment, investment targets, market systems and trading rules under the Hong Kong Stock Connect mechanism, Including but not limited to the risk of large fluctuations in the stock price of the Hong Kong stock market (the Hong Kong stock market implements T+0 reverse trading, and there is no limit on the rise and fall of individual stocks, and the Hong Kong stock price may show more severe fluctuations than the A-share price), exchange rate risk (exchange rate fluctuations may cause losses to the investment income of the Fund) The risks that may be brought about by the discontinuity of trading days under the Hong Kong Stock Connect mechanism (in the case of the opening of the mainland market and the closing of the Hong Kong market, the Hong Kong Stock Connect cannot be traded normally, and the underlying stocks of the Hong Kong Stock Connect cannot be sold in time, which may bring some liquidity risks). Please refer to the specific contents of the "Risk Disclosure" section of the Prospectus for specific risks.

The Fund can invest in stock index futures, which, as a financial derivative, has some unique risk points. The main risks of investing in stock index futures are market risk, liquidity risk, basis risk, margin risk, credit risk and operational risk.

The Fund can invest in treasury bond futures. As a financial derivative, treasury bond futures have some unique risk points, including leverage risk, the risk caused by the reduction of the correlation between futures prices and the prices of fund investment varieties.

The Fund may invest in asset-backed securities, which are financial instruments in the nature of bonds. The risks of asset-backed securities mainly include asset risk and securitization risk.

Investors shall fully consider their own risk tolerance and make independent decisions on the willingness, timing, quantity and other investment behaviors of subscribing (or subscribing) funds. The Fund Manager reminds investors of the principle of "buyer's responsibility" for fund investment. After investors make investment decisions, investors are responsible for the investment risks caused by changes in the operation status of the fund and the net value of the fund.

The past performance of the Fund does not predict its future performance, and the performance of other funds managed by the Fund Manager does not constitute a guarantee for the performance of the Fund.

The number of fund units held by a single investor of the Fund (except that the Fund Manager or its senior managers or the Fund Manager is the initiator of the fund) shall not reach or exceed 50% of the total number of fund units, except that the number of fund units passively reaches or exceeds 50% due to redemption of fund units and other circumstances during the operation of the Fund. Where laws and regulations provide otherwise, such provisions shall prevail.

1、 Basic Information of the Offering of Fund Units

1. Fund name: Industrial China Securities Hong Kong Stock Connect Internet Index Sponsored Securities Investment Fund

2. Fund abbreviation: Industrial China Securities Hong Kong Stock Connect Internet Index Initiator A (Fund code: 021377); Industrial China Securities Hong Kong Stock Connect Internet Index Initiator C (Fund Code: 021378)

3. Fund category: equity securities investment fund

4. Operation mode of the fund: contractual open-ended

5. The selling face value of the Fund units: the selling face value of the Fund units is RMB 1.00

6. Fund share category

The Fund divides the Fund units into different categories according to the different collection methods of subscription fees, subscription fees and sales service fees. Among them, the fund units that charge subscription fees and subscription fees when investors subscribe and subscribe to the fund and no longer accrue sales service fees from the fund assets of this type are called Class A fund units; The fund units for which the sales service fee is withdrawn from the fund assets of this category instead of the subscription fee and subscription fee when the investor subscribes or subscribes to the fund are called Class C fund units.

Class A and Class C fund units of the Fund are set with codes respectively. Due to the difference of fund fees, the net value of fund units will be calculated separately for Class A and Class C fund units of the Fund. The calculation formula is the net value of fund assets of each class on the calculation date divided by the total number of fund units of that class sold on the calculation date.

Investors can choose the types of fund units to subscribe or subscribe for by themselves. The specific setting and rate level of the relevant fund unit categories shall be determined by the fund manager.

The Fund Manager may increase, decrease or adjust the setting of fund share categories, stop the sale of existing fund share categories Adjust the classification methods and rules of fund units and make an announcement on the specified media in accordance with the relevant provisions of the Information Disclosure Measures before the date of implementation of the adjustment. It is not necessary to hold a general meeting of fund unit holders.

7. Duration of the Fund: irregular

8. Investment objective: closely track the underlying index, and pursue the minimization of tracking deviation and tracking error.

9. Risk return characteristics: The Fund is an equity fund, and its expected risk and return are higher than those of hybrid funds, bond funds and money market funds. The Fund is an index fund, which mainly tracks the performance of the underlying index using the full replication method, with risk return characteristics similar to the underlying index.

The Fund mainly invests in the Hong Kong securities market and needs to bear exchange rate risk and overseas market risk.

10. Sales organization

(1) Direct selling mechanism

1) Name: Industrial Fund Management Co., Ltd. Direct Marketing Center

Address: 25/F, Xinhe Plaza, No. 137, Wusi Road, Gulou District, Fuzhou, Fujian

Legal representative: Ye Wenhuang

Office address: 13/F and 14/F, Industrial Bank Building, 167 Yincheng Road, Pudong New Area, Shanghai

Contact: Wang Jue

Tel.: 021-22211885

Fax: 021-22211997

Website: www.cib-fund.com.cn

2) Name: Online Direct Selling System

website: https://trade.cib-fund.com.cn/etrading/

3) Name: Industrial Fund WeChat Official Account

WeChat: "Industrial Fund" or "cibfund"

(2) Other sales organizations

The Fund Manager may increase, decrease or change the Fund Sales Agency according to the circumstances, and publicize it on the Fund Manager's website.

2、 Sale of Fund Units

The initial face value of the Fund units is RMB 1.00, which is sold at the initial face value.

1. Sale time

The raising period of the Fund is from May 13, 2024 to May 24, 2024. The Company may appropriately adjust the time of raising according to the subscription situation, and the specific arrangements will be announced separately, but the entire raising period shall not exceed 3 months from the date of sale of fund units.

Within three months from the date of the sale of the Fund units, the total amount of the Fund subscribed by the origination fund provider is not less than 10 million yuan, and the origination fund provider undertakes to hold the Fund for a period of not less than three years from the effective date of the Fund Contract. If the fund raising period expires or the fund manager may decide to stop the sale of the Fund in accordance with laws, regulations and the prospectus, A legal capital verification agency shall be employed to verify the capital within 10 days. The capital verification report submitted by the accounting firm shall specifically describe the sponsor and its shares. Within 10 days from the date of receiving the capital verification report, go through the fund filing procedures with the CSRC.

If the fund raising meets the requirements for fund filing, the Fund Contract shall come into force as of the date when the fund manager completes the fund filing procedures and obtains the written confirmation from the CSRC; Otherwise, the Fund Contract will not take effect. The Fund Manager shall announce the effectiveness of the Fund Contract on the next day after receiving the confirmation document from the CSRC. The Fund Manager shall deposit the funds raised during the fund raising into a special account, and no one may use them before the end of the fund raising.

If the raising period expires and the fund filing conditions are not met, the fund manager shall bear the following responsibilities:

(1) Bear the debts and expenses arising from the raising with its inherent property;

(2) Return the funds paid by the investors within 30 days after the expiration of the fund raising period, plus the interest of the current deposit of the bank for the same period;

(3) If the fund raising fails, the fund manager, the fund custodian and the sales institution shall not request remuneration. All expenses paid by the Fund Manager, the Fund Custodian and the Sales Agency for the Fund raising shall be borne by each party.

2. Way of sale

The Fund is publicly offered through the Company's direct selling institutions and other sales institutions, and the Fund Manager may change or increase or decrease the sales institutions as the case may be, and publish them on the Fund Manager's website.

3. Target

Individual investors, institutional investors, qualified foreign investors and sponsors who can invest in securities investment funds in accordance with laws and regulations, as well as other investors who are permitted by laws and regulations or the CSRC to purchase securities investment funds.

4. Subscription fees for fund units

Subscription fees are charged for Class A fund units of the Fund, and no subscription fees are charged for Class C fund units. The subscription rate of Class A fund units is reduced by the subscription amount, and the subscription rate is calculated separately for each subscription application. The details are as follows:

Class A subscription amount (M, including subscription fee) subscription rate

M<1 million yuan 1.0%

RMB 1 million ≤ M<RMB 5 million 0.40%

M ≥ 5 million yuan, 1000 yuan/transaction

5. Calculation of Fund Subscription Units:

(1) Calculation method for subscription units of Class A fund units:

1) When the subscription fee is applicable to the proportional rate, the calculation method of subscription shares is as follows:

Net subscription amount=subscription amount/(1+subscription rate)

Subscription fee=subscription amount - net subscription amount

Subscription unit=(net subscription amount+interest of subscription fund)/1.00 yuan

2) When the subscription fee is a fixed amount, the calculation method of subscription shares is as follows:

Subscription fee=fixed amount

Net subscription amount=subscription amount - subscription fee

Subscription unit=(net subscription amount+interest of subscription fund)/1.00 yuan

(2) Calculation method for subscription units of Class C fund units:

Subscription unit=(subscription amount+interest of subscription fund)/1.00 yuan

Among them, the calculation result of subscribed shares shall be kept to two decimal places, and the part after two decimal places shall be rounded off. The gains or losses caused by the error shall be borne by the fund property.

For example: An investor invests 10000 yuan to subscribe for Class A fund units of the Fund. If the interest of his subscription fund is 10 yuan, the fund units he can obtain are calculated as follows:

Net subscription amount=10000/(1+1.0%)=9900.99 yuan

Subscription fee=10000-9900.99=99.01 yuan

Subscribed shares=(9900.99+10)/1.00=9910.99 shares

That is, an investor invests 10000 yuan to subscribe for Class A fund units of the Fund. If the interest generated by this subscription fund during the raising period is 10 yuan, he can get 9910.99 Class A fund units.

For example: an investor invests 10000 yuan to subscribe for Class C fund units of the Fund. If the interest on the subscribed funds is 10 yuan, the fund units available to him are calculated as follows:

Subscribed shares=(10000+10)/1.00=10010.00 shares

That is, an investor invests 10000 yuan to subscribe for Class C fund units of the Fund. If the interest generated by this subscription fund during the raising period is 10 yuan, he can get 10010.00 Class C fund units.

6. Restrictions on subscription and holding of fund units

For the first subscription of Class A fund units of the Fund through a sales institution other than the direct selling institution of the Fund Manager, the minimum single subscription amount of each fund account is 1 yuan; For the first subscription of Class C fund units of the Fund, the minimum subscription amount for each fund account is 1 yuan. The minimum amount of a single additional subscription for Class A and Class C fund units of the Fund is 1 yuan.

7. Treatment of raised funds and interest

Before the Fund Agreement comes into effect, the subscription funds of investors can only be deposited into a special account, and no one may use them before the expiration of the Fund raising period.

If the fund contract of the Fund comes into effect, the interest generated from the effective subscription amount before the fund contract comes into effect will be converted into fund units and owned by the fund unit holders, of which the interest and interest transfer units shall be subject to the records of the registration authority.

8. Expenses during the raising period

Information disclosure fees, accountants' fees, lawyers' fees and other fees during the fund raising period shall not be disbursed from the fund assets.

9. Investor appropriateness management

Investors must, in accordance with the relevant provisions of investor appropriateness management, do a good job of risk tolerance evaluation in advance, and subscribe to fund products with the corresponding risk level according to their own risk tolerance.

3、 Account opening and subscription procedures for individual investors

The direct selling institutions of the Company accept the application of individual investors for account opening and subscription.

（1） Direct sales center

1. Business handling time

Sale day 9:00-17:00 (Saturday, Sunday and holidays are not accepted).

2. Open fund account

Individual investors shall submit the following materials when applying for opening fund accounts:

Number Type Required Document Name Precautions Copies

1 Account opening information Open ended fund account business application form (personal version) 2 (1) Signature of investors. (2) If you are an agent, you need to provide a copy of the agent's valid identity document and the power of attorney signed by the investor to entrust others to handle business.

2 Open ended Fund Investor Commitment Letter (Personal Version) 2

3 Investor Electronic Trading Entrustment Service Agreement - Industrial Fund 2

4 Questionnaire on Risk Tolerance of Open ended Fund Investors (Personal Version) 2

5 Individual tax resident identity declaration document 2

6. Declaration document of tax resident identity of the controller (provided when involved) 2

1 Proof materials The investor shall present the original of valid identity certificate and provide the copy of valid identity certificate 1

2 Front and back copies of the investor's bank savings card 1

3. The agent shall show the original of valid identity certificate and provide the copy of valid identity certificate 1 (1) The ID number and validity period of the certificate shall be clearly seen; (2) The signature column on the back of the bank card requires the signature of the investor.

4 Provide other supporting materials that Industrial Fund Management Co., Ltd. deems relevant to handling account business 1

1. Appropriateness Materials Professional Investor Determination Questionnaire (required when applying for account opening and investor category conversion) 2

2 Application and confirmation letter for ordinary investors to convert into professional investors 2

3 Investment Knowledge Test Questionnaire 2

4 Application and confirmation letter for professional investors to convert into ordinary investors 2

(1) The investor shall fill in the professional investor judgment questionnaire and attach the corresponding supporting materials according to his own judgment results. (2) The certification materials of professional investors are as follows: (a) Financial assets are not less than 5 million yuan, or the average annual income of individuals in the last three years is not less than 500000 yuan. 2 (b) Have more than 2 years of investment experience in securities, funds, futures, gold, foreign exchange, or have more than 2 years of experience in financial product design, investment, risk management and related work, or belong to financial institutions established with the approval of relevant financial regulatory authorities, including securities companies, futures companies, fund management companies and their subsidiaries, commercial banks, insurance companies Trust companies, finance companies, etc; Senior managers of securities company subsidiaries, futures company subsidiaries, private fund managers, certified public accountants and lawyers engaged in financial related businesses who have been filed or registered by the industry association.

Note: Bank savings card refers to the settlement account reserved by individual investors for redemption, dividend and refund when opening an account. The name of the bank account must be the same as that of the fund account of individual investors.

3. Submit subscription application

Individual investors need to prepare the following materials to apply for subscription:

(1) The completed Application Form for Trading Business with the signature and seal of the investor;

(2) Receipt of bank transfer voucher;

(3) Original (including ID card, passport, etc.) and copies of identity documents.

Note: Individual investors can handle account opening and subscription procedures at the same time during the offering period.

Investors must confirm their risk tolerance and the current risk level of the subscribed/subscribed fund products. Please be sure to check the two categories and their matching degree on the Application Form for Transactional Business, and sign to confirm whether to continue to submit the transaction application if there is a mismatch between your risk tolerance and the risk level of the subscribed/subscribed fund products. If there is a mismatch, an investor confirmation letter shall be signed separately.

4. Allocation of subscription funds

Individual investors shall transfer the full amount of subscription funds to the special direct sales account designated by the Company through bank transfer before subscribing.

Account name: Industrial Fund Management Co., Ltd

Bank of deposit: Industrial Bank Shanghai Branch Business Department

Bank account: 216200100100599905

（2） Online direct selling

1. Time for accepting account opening and subscription

The subscription time is the selling day of the Fund units (normal business on Saturdays and Sundays), and the account opening and subscription business are accepted 24 hours a day.

2. Account opening and subscription procedures

(1) Please refer to the website of the company（ https://trade.cib-fund.com.cn/etrading/ ）The Guidelines for Opening Online Transactions of Open ended Funds of Industrial Fund Management Co., Ltd. and the Guidelines for Online Direct Selling Transactions of Open ended Funds of Industrial Fund Management Co., Ltd. on the Internet are for opening and subscribing accounts;

(2) Individual investors who have not yet opened the online direct marketing of Industrial Fund can directly log on to the company's website (www.cib fund. com. cn) and open an account according to the prompts on the page. After the account opening application is submitted successfully, they can directly log on to the online direct marketing system to subscribe;

(3) For individual investors who have opened online direct marketing of Industrial Fund, please directly log into the online direct marketing system of Industrial Fund to subscribe online.

（3） Precautions

(1) Individual investors shall indicate the name or code of the fund they purchased when subscribing.

(2) After submitting the application for opening an account on T day, the individual investor shall inquire the confirmation result in the direct selling institution of the Company after T+2 day (including that day), or through the customer service center and online direct selling system of the Company.

(3) After submitting the subscription application on T day, the individual investor shall inquire the subscription acceptance result in the direct selling institution of the Company or through the customer service center of the Company after T+2 day (including that day). The results of subscription confirmation can be inquired at the Company's direct selling institutions after the establishment of the fund, or through the Company's customer service center and online direct selling system.

(4) The business application forms of the sales outlets of direct selling institutions are different from those of other sales institutions. Individual investors should not mix them.

(5) Only when an individual investor submits an application on the same day and the subscription funds arrive at the account within the specified time on the same day can it be regarded as a valid application; If the subscription funds of individual investors are not received on the date of receipt, the application submitted on the date of receipt of the actual funds can be regarded as a valid application; If the subscription funds of individual investors arrive at the account on the same day, but later than the specified time, the application submitted on the same day can be postponed to the next working day for acceptance (except the closing date of the Fund subscription).

(6) The following circumstances will be deemed as invalid subscription, and the funds will be returned to the capital settlement account designated by the investor:

1) The investor has paid, but has not gone through the account opening procedures or failed to open an account;

2) The investor has paid, but has not handled the subscription application or the subscription application has not been confirmed;

3) The amount paid by the investor is less than the subscription amount applied for by the investor;

4) The investor's payment time is later than the time specified by the company on the day when the fund subscription ends;

5) Other circumstances that lead to invalid subscription.

(7) Suitability matching:

1) Risk matching: The risk assessment results of investors match the risk level of our products. After receiving the matching notice from the direct sales counter, investors sign the Investor Risk Matching Notice and Investor Confirmation Letter, and the direct sales counter will accept the transaction.

2) Risk mismatch: the risk assessment result of the investor does not match the risk level of our products. After being informed of the mismatch at the direct sales counter, the investor signs the Risk Mismatch Warning Letter and Investor Confirmation, and the direct sales counter accepts the transaction. If it is not signed, the transaction will not be accepted.

4、 Account opening and subscription procedures of institutional investors

（1） Direct selling institution of Industrial Fund Management Co., Ltd

1. The Company's direct sales counter accepts the application of institutional investors for opening accounts and subscription.

2. Business handling time

Sale day 9:00-17:00 (Saturday, Sunday and legal holidays are not accepted).

3. Materials to be submitted by institutional investors when applying for fund trading account and fund account opening:

S/N

Notes on file name required by type

number

one

Account opening

Material Science

Completed Open ended Fund Account Business Application Form

Structure and Product Version)

Official seal and legal representative seal

(or authorized representative seal) and account operator

signature

two

Completed Power of Attorney for Open ended Fund Business

Structure and Product Version)

Official seal and legal representative seal

(or authorized representative seal) and authorized signature 2

three

Completed Investor Electronic Trading Entrustment Service Agreement - Xing

Industrial fund affixed with official seal 2

four

Completed Open ended Fund Business Seal Card (institution

Product Version)

Official seal and legal representative seal

(or authorized representative seal);

The reserved seal must have an official seal (can

Therefore, it is a department seal) and a private seal (may

So it is the signature of the operator)

two

five

Completed Open ended Fund Investor Commitment Letter (institutions

Product Edition

Official seal and legal representative seal

(or authorized representative seal) 2

six

Completed Open ended Fund Investors' Risk Tolerance

Questionnaire (Organization, Product Version) with official seal 2

seven

Completed "Open ended Fund Account Name and Bank"

Description of account name inconsistency (institutions, products

Version)

If yes, please provide; And stamped by the company

Chapter 2

eight

Completed Open ended Fund Account Business Filing Materials

Application Letter

To avoid repeated provision of the same to investors

Account opening materials to improve account opening efficiency

Provide account opening materials filing service. keep on record

The rule mainly adopts "general data in advance

Filing and personality data are provided separately

Conduct business in principle.

Please provide if necessary; And stamp the form

Official seal

two

9 The completed Declaration Document of Institutional Tax Resident Status shall be filled in by non-financial institutions and stamped with the unit

Official seal and signature of handler 2

10 Please provide 2 when the completed Declaration of Tax Resident Status of the Controller is involved

eleven

Completed Information Registration of Beneficial Owner of Non natural Person Customers

Record with official seal 2

one

contract

Or batch

reply by letter

If asset management plans such as securities companies and fund companies are adopted

To open a fund account in name, the official seal of the company is required

Copies of the first and last pages of the asset management contract of

Letter to be submitted to the CSRC with official seal

Copies of face documents or relevant supporting documents

When involved, please provide as required

one

two

If a trust product is established by a trust company to open a fund

The account shall be provided with the trust affixed with the official seal of the trust company

Product establishment certificate (first and last pages of the contract or others

Written document)

one

three

If an insurance company establishes an insurance product to open a fund

The account shall be submitted to Bank of China with official seal affixed

Written documents submitted by the Insurance Regulatory Commission

Materials or copies of relevant supporting documents

one

four

If the fund account is opened in the name of bank financial products

Provide bank financial product registration with bank official seal

Copy of notice or relevant supporting documents

one

five

If it is an enterprise annuity, it should generally be opened by the custodian

Fund account, basic information of the custodian shall be provided; enterprise

Power of attorney for the annuity trustee to open an account; Enterprise annuity

Transfer confirmation letter; Enterprise annuity management qualification certificate; And receive

The first page and seal page of the investment management contract of the trustor; And

The first page and seal page of the custody agreement between the custodians

Copy (all the above materials are stamped with the custodian department of the custodian

Official seal)

one

six

If it is a qualified foreign institutional investor (hereinafter referred to as QFII)

QFII）， Generally, the custodian shall be responsible for opening the fund account

Account, the basic information of the custodian shall be provided; China Securities Regulatory Commission

The People's Bank of China and the State Administration of Foreign Exchange

Copy of the approval of the quasi custodian qualification; Custodian in

Business license or finance of enterprise legal person in China

Copy of permit; Homepage and seal of custody agreement

Copy of page; QFII entrusts the custodian to handle asset management

The original power of attorney for managing plan account business; China

QFII Securities Investment Business License issued by CSRC

Copy and approval certificate of relevant investment quota (above)

The above materials are stamped with the official seal of the Custodian Department of the Custodian)

one

prove

Material Science

Present valid business license of enterprise legal person or Ministry of Civil Affairs

The original registration certificate issued by the door, etc., and provide the reply

Seal (official seal)

The validity period of the certificate shall be indicated

two

Show the original/duplicate of the organization code certificate and provide

Copy (stamped with official seal) If the unified social credit code has been provided

Certificate, no need to provide these two items

one

three

Present the original/duplicate of the tax registration certificate and provide a copy

Piece (official seal) 1

four

Application for opening bank account and bank acceptance

Copy (stamped with official seal)

(1) The bank account certificate must have the bank's

Seal and be able to see the account number and bank account clearly

Name and information of deposit bank

(2) It is necessary to conduct business with the Open ended Fund Account

Application Form (Organization, Product Version)

The bank account information filled in is consistent,

This account is the redemption and dividend of investors

Fund settlement account for funds and other purposes

one

five

Present the legal representative, authorized representative, responsible person

The original valid identity certificate of the authorized operator, and

Provide a copy (with official seal)

Need to reflect the validity period of the certificate 1

six

Show the qualification certificate of the organization and provide a copy

(Official seal)

Qualification certificates of institutions such as financial license

Permit for licensing and operating securities and futures business

License, insurance legal person license, private foundation

Registration certificate of fund manager, etc

one

seven

Present relevant certificates of corresponding equity or control rights

Materials, including but not limited to registration certificate and certificate of existence

Documents, partnership agreement, articles of association, etc., and provide reply

Seal (affixed with official seal)

Need to reflect the company's equity structure and shareholders

Message 1

eight

The institutional investor is a company, please show the board of directors

List of senior management and shareholders, which shall include

Relevant contents of the number of shares held by each shareholder, and provide copies

Piece (stamped with official seal)

Registration of shareholders or board members

Record information 1

nine

Provide the opinions and handling of Industrial Fund Management Co., Ltd

Other supporting materials related to accounts

If necessary, please provide; And stamp the form

Official seal 1

one

appropriate

Sexual material

material

Professional investor judgment questionnaire (application for account opening, investor

Required for category conversion)

(1) Investors need to fill in professional investment

Judge the questionnaire and judge according to yourself

As a result, relevant supporting materials shall be attached.

(2) Professional investor certification materials such as

Below: a. By the relevant financial supervision department

Financial institutions approved by the Ministry of Finance, including

Securities companies, futures companies, fund management

Management company and its subsidiaries, commercial banks

Banks, insurance companies, trust companies, financial institutions

Service company, etc; Recorded by industry association or

Subsidiary company and period of securities company registered

Cargo company subsidiary, private fund management

People.

b、 Issued by the above institutions to investors

Financial products, including but not limited to certificate

Asset management products and fund management of securities companies

Products and futures of the management company and its subsidiaries

Corporate asset management products, bank financing

Products, insurance products, trust products

Private funds registered by industry associations.

c、 Social security fund, enterprise annuity

Such as pension funds and charitable funds

Public welfare fund, investment by qualified overseas institutions

QFII, RMB eligible

Foreign Institutional Investors (RQFII).

two

Application and confirmation of converting ordinary investors into professional investors

Acknowledgment 2

3 Investment Knowledge Test Questionnaire 2

four

Application and confirmation for conversion of professional investors into ordinary investors

Acknowledgement

d、 Legal persons who simultaneously meet the following conditions

Or other organizations: 1. At the end of the last year

The net assets shall not be less than 20 million yuan; two

Financial assets at the end of the last year are no less than

10 million yuan; 3. Have a certificate of more than 2 years

Securities, funds, futures, gold, foreign exchange

Investment experience.

two

4. Institutional investors apply for subscription

Institutional investors shall prepare the following materials to apply for subscription:

(1) The completed Transaction Business Application Form affixed with the reserved seal and signed by the transaction operator;

(2) Present the original of the handler's valid ID card and provide a copy;

(3) Bank payment voucher receipt stamped with the bank acceptance seal.

5. Allocation of subscription funds

Institutional investors shall remit the full amount of subscription funds to the special direct sales account designated by the Company through bank transfer before subscribing.

Account name: Industrial Fund Management Co., Ltd

Bank of deposit: Industrial Bank Shanghai Branch Business Department

Bank account: 216200100100599905

6. Precautions

(1) Institutional investors shall indicate the name and code of the fund they purchased when subscribing.

(2) After submitting the application for opening an account on T day, the institutional investor shall inquire the confirmation result in the direct selling institution of the Company or through the customer service center and online direct selling system of the Company after T+2 day (including that day).

(3) After submitting the subscription application on T day, the institutional investor shall inquire the subscription acceptance result in the direct selling institution of the Company or through the customer service center of the Company after T+2 day (including that day). The results of subscription confirmation can be inquired at the Company's direct selling institutions after the establishment of the fund, or through the Company's customer service center and online direct selling system.

(4) If the subscription fund of the investor does not reach the special direct sales account designated by the Company before 17:00 on the day of subscription application, the application submitted on that day will be postponed. The application acceptance date (i.e. the effective application date) shall be subject to the fund receipt date. Before 17:00 on the deadline for the issuance of the Fund, if the subscription funds of the investors do not reach the designated account of the Company, the subscription application submitted by the investors will be deemed as invalid subscription.

(5) In order to ensure that the investors' funds are recorded in the accounts in a timely and accurate manner, it is recommended that investors fax the transfer documents stamped with the seal of bank business acceptance to the direct sales counter of the Company.

(6) The following circumstances will be deemed as invalid subscription, and the funds will be returned to the designated capital settlement account of the investor:

1) The investor has paid, but has not gone through the account opening procedures or failed to open an account;

2) The investor has paid, but has not handled the subscription application or the subscription application has not been confirmed;

3) The amount paid by the investor is less than the subscription amount applied for by the investor;

4) The investor's payment time is later than the time specified by the company on the day when the fund subscription ends;

5) Other circumstances that lead to invalid subscription.

(7) If the investor fails to transfer funds according to the above provisions, resulting in invalid subscription, Industrial Fund Management Co., Ltd. and its direct account opening bank will not bear any responsibility.

(8) Suitability matching:

5、 Clearing and settlement

1. If the Fund Contract of the Fund comes into effect, the interest generated from the effective subscription amount during the raising period will be converted into fund units and owned by the fund unit holders, of which the interest and interest carry forward units shall be subject to the records of the registration authority.

2. The fund registration agency (Industrial Fund Management Co., Ltd.) shall register the transfer of fund equity after the fund raising.

6、 Refund

1. The invalid subscription fund generated when the investor subscribes through the direct selling institution shall be transferred to the designated bank account of the investor within three working days after the end of subscription.

2. When the fund raising period expires and the filing conditions for the fund contract are not met, or the fund contract cannot take effect due to force majeure during the fund raising period, the fund raising fails; If the fund raising fails, the fund manager shall bear the debts and expenses arising from the raising with its own property; Return the funds paid by the investors within 30 days after the expiration of the fund raising period, plus the interest of the current deposit of the bank for the same period; The Fund Manager, the Fund Custodian and the Fund Sales Institution shall not request remuneration. All expenses paid by the Fund Manager, the Fund Custodian and the Sales Agency for the Fund raising shall be borne by each party.

7、 Capital Verification of the Fund and Effectiveness of the Fund Contract

If the fund raising meets the conditions for fund filing, the Fund Contract shall come into force as of the date when the fund manager completes the fund filing procedures and obtains the written confirmation from the CSRC; Otherwise, the Fund Contract will not take effect. The Fund Manager shall announce the effectiveness of the Fund Contract on the next day after receiving the confirmation document from the CSRC. The Fund Manager shall deposit the funds raised during the fund raising into a special account, and no one may use them before the end of the fund raising.

8、 Related parties or intermediaries in this offering

1. Fund manager

Name: Industrial Fund Management Co., Ltd

Registered address: 25/F, Xinhe Plaza, No. 137, Wusi Road, Gulou District, Fuzhou, Fujian

Office address: 13/F and 14/F, Industrial Bank Building, 167 Yincheng Road, Pudong New Area, Shanghai

Legal representative: Ye Wenhuang

Establishment date: April 17, 2013

Approval authority and approval document number: CSRC ZJXK [2013] No. 288

Organizational form: limited liability company

Registered capital: 1.2 billion yuan

Duration: continuous operation

Tel: 021-22211866

Contact: Guo Lingyan

2. Fund Custodian

Name: Changjiang Securities Co., Ltd

Registered address: No. 88, Huaihai Road, Jianghan District, Wuhan, Hubei Province

Office address: No. 88, Huaihai Road, Jianghan District, Wuhan, Hubei Province

Legal representative: Jin Caijiu

Time of establishment: July 24, 1997

Organizational form: limited liability company

Registered capital: 5529957479 yuan

Duration: continuous operation

Tel.: 027-65795910

Contact: Fu Pian

Depository qualification approval document and document number: ZJXK [2020] No. 3366

3. Sales organization

For the list of sales agencies, see "10. Sales Agencies" in "I. Basic Information of the Fund Unit Offering" of this announcement.

4. Registration Authority

Name: Industrial Fund Management Co., Ltd

Address: 25/F, Xinhe Plaza, No. 137, Wusi Road, Gulou District, Fuzhou, Fujian

Office address: 13/F and 14/F, Industrial Bank Building, 167 Yincheng Road, Pudong New Area, Shanghai

Legal representative: Ye Wenhuang

Establishment date: April 17, 2013

Tel: 021-22211899

Contact: Jin Chen

5. Law firm issuing legal opinion

Name: Shanghai Tongli Law Firm

Address: 19/F, Times Financial Center, 68 Yincheng Middle Road, Shanghai

Office: 19/F, Times Financial Center, 68 Yincheng Middle Road, Shanghai

Person in charge: Han Jiong

Tel.: 021-31358666

Fax: 021-31358600

Contact: Chen Yinghua

Handling lawyers: Liming, Chen Yinghua

6. Accounting firm auditing fund assets

Name: Deloitte Touche Tohmatsu (special general partnership)

Main business location: 30/F, Bund Center, No. 222, Yan'an East Road, Shanghai

Executive partner: Fu Jianchao

Tel.: 021-61418888

Fax: 021-63350003

Contact: Wang Fang

Handling CPA: Wang Fang, Wang Shuo

Industrial Fund Management Co., Ltd

May 7, 2014