Important tips
1. The raising of the 7-day holding period securities investment fund (hereinafter referred to as "the Fund") of Nordisk China Securities Inter bank Deposit Receipt AAA Index has been approved for registration by the CSRC in the document of ZJXK [2023] No. 1802. The registration of the Fund raised by the CSRC does not mean that it makes substantive judgments or guarantees on the value and income of the Fund, nor does it mean that there is no risk in investing in the Fund.
2. The Fund is a contractual, open-ended and hybrid securities investment fund.
The Fund is open for subscription on every open day, but each fund unit subscribed/subscribed by investors is subject to the minimum holding period of 7 days.
For each fund unit, the minimum holding period refers to the period from the effective date of the fund contract (for subscription units, the same below) or the confirmation date of subscription of fund units (for subscription units, the same below) to the seventh day from the effective date of the fund contract or the confirmation date of subscription of fund units. Before the Fund starts to handle redemption business or before the expiry date of the shortest holding period (excluding that day), fund unit holders cannot apply for redemption. After the Fund starts to handle the redemption business, the holders of fund units may apply for redemption after the expiration date of the shortest holding period and the expiration date of the shortest holding period of the corresponding fund units.
The Fund Manager shall handle the redemption and transfer out within one month from the effective date of the Fund Contract, and the specific business handling time shall be specified in the announcement of the beginning of redemption and transfer out.
3. The Manager of the Fund is Nordisk Fund Management Co., Ltd. (hereinafter referred to as "the Company"), the Custodian is Shanghai Pudong Development Bank Co., Ltd. (hereinafter referred to as "SPDB"), and the registration authority is Nordisk Fund Management Co., Ltd.
4. From May 6, 2024 to May 17, 2024, the Fund will be publicly offered through the direct sales center of the Company and the outlets of the selling institutions on a commission basis. The Fund Manager may appropriately extend or shorten the raising period of the Fund and make a timely announcement according to the raising situation, but the raising period shall not exceed 3 months from the date of the sale of the Fund.
5. The raising objects of the Fund include individual investors, institutional investors, qualified foreign investors who can invest in securities investment funds in accordance with laws and regulations, and other investors who are permitted by laws and regulations or the CSRC to purchase securities investment funds.
The Fund will not be sold to the proprietary accounts of financial institutions for the time being. If the Fund is opened for public sale to the proprietary accounts of financial institutions in the future or the scope of the offering objects is further limited, the Fund Manager will make a separate announcement.
The amount of single investor's subscription and subscription of the Fund in a single day shall not exceed 10 million yuan (except for publicly offered asset management products). The Fund Manager may adjust the upper limit of the amount of subscription and subscription of a single investor. For details, please refer to the updated prospectus or relevant announcements.
6. During the raising period, investors who want to purchase the Fund need to open a fund account; While opening a fund account, the application for subscription of the fund can be handled, but if the account opening is invalid, the application for subscription is also invalid.
7. Unless otherwise specified by laws and regulations or regulatory authorities, an investor can only open and use one fund account. The investor shall ensure that the source of capital used for subscription is legal, has the right to dispose of it on its own, and has no legal, contractual or other obstacles.
8. During the raising period of the Fund, the minimum amount of a single subscription of fund units for the first time by investors through direct selling institutions, other sales institutions or the online direct selling system of the Fund Manager (currently only available to individual investors) is RMB 1, and the minimum amount of a single additional subscription of fund units is RMB 1. Once the application for subscription is accepted by the sales agency, it is irrevocable.
The concentration ratio of the Fund units held by a single investor shall not reach or exceed 50%. The Fund Manager has the right to take control measures in cases that may lead to the concentration ratio of the Fund units held by a single investor reaching or exceeding 50%, or avoid the concentration ratio of 50% in a disguised form.
9. Once the subscription application is accepted, it cannot be revoked.
10. The interest of subscription funds during the fund raising period will be converted into fund units and recorded in the investor's account, of which the interest shall be subject to the records of the registration authority.
11. Acceptance of application by sales outlets (including direct sales outlets and consignment sales outlets) or online trading channels does not mean confirmation of the success of the application, but only means that the subscription application has been received. Whether the application is valid or not shall be subject to the confirmation and registration of the fund registration authority (i.e. Nord Fund Management Co., Ltd.). After the fund contract comes into effect, investors can go to each sales outlet or inquire about the final transaction confirmation and subscribed shares through the online trading system.
12. This announcement only explains the relevant matters and regulations on the sale of "Nordisk China Securities Inter bank Deposit Receipt AAA Index 7-day Holding Period Securities Investment Fund". For more information, please read the Prospectus for 7-day Holding Securities Investment Fund of Nordisk China Securities Depository Certificate AAA Index published on the media required by the CSRC on April 26, 2024.
13. The fund contract, prospectus and this announcement of the Fund will be published on the Company's website (www.noodefund. com) at the same time. Investors can also download the fund application form and understand the issues related to the fund sale through the website.
14. For details of the outlets, account opening, subscription and other matters of each sales agency, please consult with each sales agency. Investors can also call the company's customer service hotline (400-888-0009, 021-68604888) and the customer service hotline of other sales agencies to inquire about the purchase.
15. For investors in regions without sales outlets, please call the company's customer service hotline (400-888-0009, 021-68604888) to inquire about the purchase.
16. The Fund Manager may make appropriate adjustments to the offering arrangements in light of various circumstances.
Risk warning:
The Fund invests in the securities market, and the net value of the Fund will fluctuate due to the fluctuation of the securities market and other factors. Before investing in the Fund, investors should fully understand the product characteristics of the Fund, rationally judge the market, and bear all kinds of risks arising from the Fund's investment, including market risk, unsystematic risk, liquidity risk, management risk, operational or technical risk Compliance risk, fund valuation risk, unique risk of the Fund, other risks, etc.
The Fund is a hybrid fund. Generally speaking, its long-term average risk and expected return rate are lower than those of equity funds and partial equity hybrid funds, and higher than those of money market funds. At the same time, the Fund is an index fund, mainly investing in the underlying index component bonds and alternative component bonds, with risk return characteristics similar to the underlying index and the market represented by the underlying index.
The past performance of the Fund does not predict its future performance. The performance of other funds managed by the fund manager does not constitute a guarantee for the performance of the fund.
The Fund Manager shall manage and use the Fund assets in accordance with the principles of due diligence, honesty, prudence and diligence, but does not guarantee that the Fund will be profitable or the minimum return.
The Fund may invest in asset-backed securities, and the risks it may face include liquidity risk, securities early redemption risk, reinvestment risk and SPV default risk.
When the Fund holds specific assets and there are or potential large redemption applications, the Fund Manager can activate the side pocket mechanism after performing the corresponding procedures. See the relevant sections of the Fund Contract and Prospectus for details. During the implementation of the side pocket mechanism, the fund manager will carry out special identification for the fund abbreviation and will not handle the subscription and redemption of the side pocket account. Please read the relevant contents carefully and pay attention to the specific risks when the Fund uses the side pocket mechanism.
The Fund is an index fund, and investors investing in the Fund face potential risks such as the index compiling agency's suspension of services, fund tracking deviation, suspension or default of component bonds. See the "Risk Disclosure" section of the Prospectus for details.
If the index component bonds are faced with delisting or default risk due to obvious negative events, and the index compilation institution has not made any adjustment for the time being, the Fund Manager will, in accordance with the principle of giving priority to the interests of fund share holders, comprehensively consider the delisting risk of the component bonds, their weight in the index, and the impact on tracking error, and formulate an alternative strategy for the component bonds accordingly, And adjust the investment portfolio accordingly.
The Fund mainly invests in inter-bank deposit receipts, which has certain default risk, credit risk and interest rate risk. When the issuer of inter-bank deposit receipt defaults, the Fund may face the risk of failure to collect investment income or even loss of principal; When the credit rating of the inter-bank certificate of deposit issuer invested by the Fund changes and no longer complies with the regulations or the fund contract, the Fund Manager will need to complete the adjustment within the specified period, which may lead to liquidation losses; The fluctuation of the interest rate in the financial market will lead to the change of the price and yield in the interbank deposit receipt market, thus affecting the return on investment of the Fund.
The main operation mode of the Fund is set to allow investors to make daily subscriptions, but a 7-day lock up period is set for each fund unit. During the lock up period, fund unit holders cannot apply for redemption of the fund unit. After the expiration date of the shortest holding period of the corresponding fund units and the expiration date of the shortest holding period, the fund unit holders may apply for redemption. The lock up period of the reinvested units of dividends obtained from the fund units (original units) held by the fund unit holders shall be calculated according to the lock up period of the original units. At the same time, the Fund Manager shall begin to redeem the Fund units within one month from the effective date of the Fund Contract, and the Fund unit holders are exposed to the risk that they cannot redeem the Fund units even after the shortest period of time has expired.
The Fund Manager reminds investors of the principle of "buyer's responsibility" for fund investment. After investors make investment decisions, the investment risks caused by changes in the operation status of the fund and the net value of the fund shall be borne by the investors themselves. The investment is risky, and investors should carefully read the fund contract and prospectus of the Fund when purchasing the Fund.
1、 Basic Information of the Offering Fund
（1） Fund name
Nordisk China Securities Inter bank Deposit Receipt AAA Index 7-day Holding Period Securities Investment Fund
（2） Fund abbreviation and code
7-day holding period of Nordisk China Securities interbank certificate of deposit AAA index (fund code: 021300)
（3） Fund operation mode and type
Contractual open-ended and hybrid securities investment funds
The Fund is open for subscription on every open day, but each fund unit subscribed/subscribed by investors is subject to the minimum holding period of 7 days.
For each fund unit, the minimum holding period refers to the period from the effective date of the fund contract (for subscription units, the same below) or the confirmation date of subscription of fund units (for subscription units, the same below) to the seventh day from the effective date of the fund contract or the confirmation date of subscription of fund units. Before the Fund starts to handle redemption business or before the expiry date of the shortest holding period (excluding that day), fund unit holders cannot apply for redemption. After the Fund starts to handle the redemption business, the holders of fund units may apply for redemption after the expiration date of the shortest holding period and the expiration date of the shortest holding period of the corresponding fund units.
If the Fund Manager is unable to redeem the Fund units on time after the lock up period of the Fund units expires due to force majeure or other circumstances agreed in the Fund Contract, it shall be postponed to the next working day from the date when the factors affecting the force majeure or other circumstances agreed in the Fund Contract are eliminated.
（4） Duration of the Fund
Irregular
（5） Selling face value of fund units
The selling face value of each fund unit is RMB 1.00
（6） Raising objectives
There is no upper limit for the Fund to raise funds.
（7） Target
The Fund units are sold to individual investors, institutional investors, qualified foreign investors who can invest in securities investment funds in accordance with laws and regulations, and other investors who are permitted by laws and regulations or the CSRC to purchase securities investment funds.
The Fund will not be sold to the proprietary accounts of financial institutions for the time being. If the Fund is opened for public sale to the proprietary accounts of financial institutions in the future or the scope of the offering objects is further limited, the Fund Manager will make a separate announcement.
The amount of single investor's subscription and subscription of the Fund in a single day shall not exceed 10 million yuan (except for publicly offered asset management products). The Fund Manager may adjust the upper limit of the amount of subscription and subscription of a single investor. For details, please refer to the updated prospectus or relevant announcements.
（8） Raising schedule and effectiveness of fund contract
1. The raising period of the Fund shall not exceed 3 months from the date of sale of the Fund units.
2. The selling time of the Fund is from May 6, 2024 to May 17, 2024. During the above period, the Fund will be sold to both individual investors and institutional investors. The Fund Manager may make appropriate adjustments to the raising period in light of various circumstances, but the entire raising period shall not exceed three months from the date of sale of the Fund units.
3. Within three months from the date of sale of the Fund units, if the total number of raised units of the Fund is not less than 200 million, the raised amount is not less than 200 million yuan, and the number of subscribers is not less than 200, the Fund contract of the Fund meets the effective conditions.
Before the Fund Agreement of the Fund comes into effect, the subscription funds of investors can only be deposited into a special account and will not be used for other purposes.
4. The Fund Contract shall come into force as of the date when the Fund Manager completes the fund filing procedures and obtains the written confirmation from the CSRC. The interest generated from the subscription funds during the fund raising period will be converted into fund units and owned by the fund unit holders, of which the interest shall be subject to the records of the registration authority. The interest converted into fund subscription units will not be subject to subscription fees and minimum subscription units. The calculation of interest converted into shares shall retain two decimal places, accurate to 0.01, and the third decimal place shall be rounded off. The gains or losses arising from this error shall be borne by the fund property.
5. If the Fund Agreement fails to meet the statutory effective conditions upon the expiration of the 3-month fundraising period, the Fund Agreement will not become effective. The Fund Manager will bear all the fundraising expenses and return the raised funds plus the interest of bank current deposit for the same period to the Fund Subscriber within 30 days after the expiration of the fundraising period.
2、 Subscription method and relevant regulations
1. Subscription method
The Fund shall be subscribed in amount.
2. Subscription rate
The Fund does not charge subscription fees.
3. Calculation of subscribed shares
Subscription unit=(subscription amount+interest during subscription period)/selling face value of fund unit
The calculation of subscription units shall be reserved to 2 decimal places, and the part after 2 decimal places shall be rounded off. The gains or losses caused by the error shall be borne by the fund property.
For example, an investor invests 100000.00 yuan to subscribe for the Fund. Assuming that the interest of the subscription fund is 1.98 yuan, the fund shares available to him are calculated as follows:
Subscribed shares=(100000.00 ＋ 1.98) ÷ 1.00 ＝ 100001.98
That is, the investor invests 100000.00 yuan to subscribe the Fund. If the interest of the fund during the raising period is 1.98 yuan, 100001.98 fund shares of the Fund can be obtained.
4. According to relevant regulations, the lawyer's fees, accountant's fees and information disclosure fees before the Fund Contract comes into effect shall not be disbursed from the Fund assets.
5. During the raising period of the Fund, the minimum amount of a single initial subscription by investors through direct selling institutions, other sales institutions or the online direct selling system of the Fund Manager (currently only available to individual investors) is RMB 1, and the minimum amount of a single additional subscription is RMB 1. Once the application for subscription is accepted by the sales agency, it is irrevocable.
The concentration ratio of the Fund units held by a single investor shall not reach or exceed 50%. The Fund Manager has the right to take control measures in cases that may lead to the concentration ratio of the Fund units held by a single investor reaching or exceeding 50%, or avoid the concentration ratio of 50% in a disguised form.
3、 Direct Sales Center Account Opening and Subscription Process
Investors can go to the direct marketing center of the Company to handle the procedures for opening an account and applying for subscription of funds.
1. Acceptance time of account opening and subscription business
9:30 to 17:00 on the selling day of fund units
2. Account opening and subscription procedures and required materials
(1) Individual investors (excluding qualified foreign investors)
① The following materials shall be submitted when applying for opening a fund account:
1) Present the original of his/her ID card, and provide a copy of the front and back of his/her ID card (other valid identity certification materials, etc.);
2) One copy of bank deposit passbook or bank card. Write the card number and sign below the copy;
3) One Questionnaire on Individual Investor's Risk Tolerance;
4) 1 copy of Account Business Application Form (Individual Investor);
5) One copy of Individual Tax Resident Status Declaration Document (provided only for tax residents of other countries (regions) or at the same time);
Individual investors must open fund accounts in person. In case of entrusting others to do it, the following materials shall also be provided:
6) The original and copy of the ID card of the entrusted person (including the validity period);
7) The Power of Attorney is in duplicate (provided by the Company and signed by the investor).
Individual investors who meet the following conditions can submit the following materials to apply for professional investors.
Natural persons who simultaneously meet the following conditions:
1. Financial assets shall not be less than 5 million yuan, or the average annual income of individuals in the last three years shall not be less than 500000 yuan;
2. Have more than 2 years of investment experience in securities, funds, futures, gold, foreign exchange, etc., or have more than 2 years of experience in financial product design, investment, risk management and related work, or are senior managers of professional investors as specified in item (1) of this article, certified public accountants and lawyers engaged in financial related businesses who have obtained professional qualification certification.
The identity of such professional investors is updated once a year. After the expiration, investors need to provide materials and applications again. If they do not meet the conditions of professional investors, they will become ordinary investors.
Ordinary investors who meet one of the following conditions can apply for conversion into professional investors by providing the Application and Confirmation of Investor Conversion, Investor Test Questionnaire and the following materials, but the direct selling counter has the right to decide whether to approve the conversion: financial assets are not less than 3 million yuan or the average annual income of individuals in the last three years is not less than 300000 yuan, and they have more than one year of securities Natural person investors with investment experience in funds, futures, gold, foreign exchange or more than one year's experience in financial product design, investment, risk management and related work.
② Individual investors shall submit the following materials when applying for subscription:
1) Provide the Transaction Business Application Form filled in and signed by myself;
2) Present the original of the ID card of the person or the trustee, and provide a copy;
3) The original or copy of the bank payment voucher receipt stamped with the bank acceptance seal shall be provided. The bank account of the subscription fund, the fund unit holder and the designated redemption fund bank account must be the same identity. The name of the payer in the original or copy must be consistent with the name of the purchaser, and the purpose of the funds must be indicated.
When an individual investor entrusts another person to handle the subscription application, he/she shall also provide the original and copy of the identity certificate of the entrusted person and the Power of Attorney.
4) Investor Risk Matching/Non matching Notice and Investor Confirmation Letter.
According to the risk assessment results of individual investors, the direct sales counter will provide the Investor Risk Matching Notice and Investor Confirmation Letter or the Risk Mismatch Warning Letter and Investor Confirmation Letter, and investors need to confirm the contents of the notice or warning and sign. If the risk assessment result of ordinary investors is low risk, they cannot buy this product.
(2) Institutional investors (excluding qualified foreign investors)
① The following materials shall be provided when applying for opening a fund account:
1) The original of the valid business license (duplicate) of the enterprise legal person issued by the industrial and commercial administrative authority, or the original of the registration certificate issued by the civil affairs department or other competent departments, and the copies of the above documents stamped with the official seal of the company;
2) The original of the Bank Account Opening Permit for the designated bank account (or the original of the account opening certificate issued by the designated bank) and the copy with the official seal or reserved seal affixed;
3) The Institutional Investor Seal Card is in duplicate, the original and copy of the legal representative's valid ID card (including the validity period);
4) Power of Attorney for Institutional Investors (provided by the Company, and completed by institutional investors with official seal and legal person seal);
5) Valid ID card and photocopy of the business operator (including the period of validity);
6) The Account Business Application Form (Institutional Investor) affixed with the official seal and the signature of the legal representative;
7) Legal person business license of the controlling shareholder (if the controlling shareholder is an individual, the original and copy of the controlling shareholder's certificate and the controlling shareholder's ID card shall be provided);
8) Organization code certificate (no need to provide three certificates in one);
9) Tax registration certificate (no need to provide three certificates in one);
10) Questionnaire on Risk Tolerance of Institutional Investors;
11) 1 copy of Declaration Document of Institutional Tax Resident Status;
12) 1 copy of Declaration Document of Tax Resident Status of the Controller;
13) Electronic Entrustment Transaction Agreement (Institutional Investor);
14) Registration Form of Beneficial Owner Information of Non natural Person Customers;
15) Documents certifying the financial qualification of the institution;
16) The instruction letter of the designated bank account of the institutional investor (not required, when the account name is inconsistent with the bank account name);
If a fund account is opened with a collective asset management plan, insurance or product, the following information shall also be provided:
17) Record registration form;
18) Description of bank custody account.
Institutional investors meeting the following conditions can submit the following materials to apply for professional investors.
Legal persons or other organizations that simultaneously meet the following conditions:
1. Net assets at the end of the most recent year are not less than 20 million yuan;
2. Financial assets at the end of the most recent year are not less than 10 million yuan;
3. At least 2 years of investment experience in securities, funds, futures, gold, foreign exchange, etc.
The identity of such professional investors is updated once a year. After the expiration, investors need to provide materials and applications again. If they do not meet the conditions of professional investors, they will become ordinary investors.
Ordinary investors who meet one of the following conditions can apply for conversion into professional investors by providing the Application and Confirmation of Investor Conversion, Investor Test Questionnaire and the following materials, but the direct selling counter has the right to decide whether to approve the conversion: the net assets at the end of the last year are not less than 10 million yuan, the financial assets at the end of the last year are not less than 5 million yuan, and they have more than one year of securities Legal persons or other organizations other than professional investors with investment experience in funds, futures, gold, foreign exchange, etc;
② The following materials shall be submitted when applying for subscription:
1) The original and photocopy of the ID card of the authorized agent;
2) Transaction Business Application Form affixed with the reserved seal;
3) The original or copy of the bank payment voucher receipt stamped with the bank acceptance seal, and the purpose of the funds must be indicated;
4) Risk matching/mismatch notification and investor confirmation letter.
According to the risk assessment results of institutional investors, the direct selling counter will provide the Investor Risk Matching Notice and Investor Confirmation Letter or the Risk Mismatch Warning Letter and Investor Confirmation Letter, and investors need to confirm the contents of the notice or warning and sign. If the risk assessment result of ordinary investors is low risk, they cannot buy this product.
3. Allocation of subscription funds
1) An investor applying for subscription of the Fund shall first go to the bank where the designated bank account is located and transfer the full amount of subscription capital to any special direct sales account designated by Nord Fund Management Co., Ltd. by means of credit voucher, telegraphic transfer, etc. The direct marketing center of Nord Fund Management Co., Ltd. does not accept cash from investors.
2) The specific account information of the direct sales special account designated by the Company is as follows:
Bank account name: Nord Fund Management Co., Ltd
Deposit bank name: Industrial and Commercial Bank of China Shanghai Future Asset Building Branch
Bank account No.: 1001141519025701034
Bank account name: Nord Fund Management Co., Ltd
Deposit bank: China Construction Bank Shanghai Branch Business Department
Bank account No.: 31001550400050009325
Bank account name: Nord Fund Management Co., Ltd
Bank of deposit: Bank of China Shanghai Bank of China Building Branch
Bank account No.: 448159213755
Bank account name: Nord Fund Management Co., Ltd
Deposit bank: Business Department of China Merchants Bank Shanghai Branch
Bank account No.: 216089223210002
Note: When remitting, the customer shall indicate the name of the customer who has opened an account with the direct selling institution in the "remitter" column, and indicate the "purchase fund" in the remarks column or the purpose column, and indicate the name of the purchased fund.
If the investor fails to transfer money to the above account, resulting in the unsuccessful subscription, the Company and the opening bank of the "Nord Fund Management Co., Ltd. Direct Sales Special Account" will not bear any responsibility.
4. Other precautions
(1) The investor who opens a fund account in the direct marketing center must designate a bank account as the settlement account for fund transactions in the course of the investor's fund transactions, and the name of this bank account must be consistent with the account name of the fund account that the investor applies to open. In case of special circumstances where the name of the institutional investor's bank account is inconsistent with that of the fund account, the institutional investor must provide a description of the relationship between the bank account and the fund account (that is, fill in one copy of the Company's Description of the Designated Bank Account of the Institutional Investor). This statement is deemed that the company recognizes that the designated bank account information filled in by the investor is true, and confirms that it has known the relevant regulations of the Anti money Laundering Regulations of Financial Institutions. If the information is incorrect or involves violation of the Anti money Laundering Regulations of Financial Institutions, the investor will be responsible for the economic losses and legal liabilities arising therefrom.
(2) The funds must be received within the time limit of the investor's application date. If the subscription funds are not received in full within the specified time, the subscription will not be successful. The subscription funds must reach the direct account of the Company before 17:00 on the deadline for subscription at the latest. The specific acceptance time is subject to the time stamp of Nordisk Fund Investment and Wealth Management Center.
(3) At the end of the offering period, the following subscription will be deemed invalid:
1) The investor transfers funds, but fails to handle account opening procedures within the time limit or fails to open an account;
2) The investor transfers funds but fails to go through the subscription procedures within the time limit;
3) The subscription fund transferred by the investor is less than the subscription amount applied for by the investor;
4) The subscription fund of the investor fails to reach the account designated by the Company within the validity period agreed in the subscription application form;
5) Other invalid funds or failed subscription funds confirmed by the Company.
The principal of the invalid subscription capital shall be transferred to the bank account designated by the investor within ten working days after the fund registration authority confirms that it is invalid.
(4) Investors can ask the direct marketing center of the company or download the account business application form (individual investor), account business application form (institutional investor), transaction business application form, power of attorney and other business documents that must be filled in to open an account and subscribe through the company's website (www.noodefund. com).
(5) The copies and downloaded documents provided to the direct marketing center by investors when handling business applications must be in standard A4 paper. The application forms of the direct sales center and the agency are different, so please do not mix them.
(6) Investors should read the Notification of Investors' Interests in Securities Investment Funds, the Rules for Registration of Open ended Funds of Nord Fund Management Co., Ltd. and other relevant documents before opening accounts and subscribing business in the Direct Marketing Center.
4、 Account opening and subscription process of consignment outlets
（1） Precautions
1. Business processing time: subject to the provisions of the Fund's selling institutions on a commission basis.
2. Investors who wish to subscribe for the Fund through the sales outlets on a commission basis must first open a capital account with the sales institutions on a commission basis and deposit sufficient subscription funds.
（2） Account opening and subscription procedures shall be handled through the fund's sales outlets on a commission basis
The account opening and subscription procedures of the Fund's consignment outlets shall refer to the business rules and relevant instructions of each consignment outlet.
5、 Clearing and settlement
1. During the raising period of the Fund, all subscription funds will be frozen in the special raising account of the Fund, and the interest generated by subscription funds during the raising period of the Fund will be converted into fund units and owned by the fund unit holders, of which the interest shall be subject to the records of the registration authority.
2. The Fund's registration authority shall complete the registration of the Fund's rights and interests after the Fund Contract takes effect.
6、 Capital verification of fund assets and effectiveness of fund contract
Within three months from the date of the sale of the Fund units, the Fund Manager may decide to stop the sale of the Fund upon the expiration of the Fund raising period or in accordance with laws, regulations and the Prospectus, provided that the total amount of the Fund units raised is not less than 200 million, the amount of the Fund raised is not less than 200 million yuan and the number of subscribers to the Fund is not less than 200, It shall employ a legal capital verification institution to verify the capital within 10 days, and handle the fund filing procedures with the CSRC within 10 days from the date of receiving the capital verification report.
If the fund raising meets the conditions for fund filing, the fund contract shall come into force as of the date when the fund manager completes the fund filing procedures and obtains the written confirmation from the CSRC; Otherwise, the fund contract will not take effect. The Fund Manager shall announce the effectiveness of the Fund Contract on the next day after receiving the confirmation document from the CSRC. The Fund Manager shall deposit the funds raised during the fund raising into a special account, and no one may use them before the end of the fund raising.
If the raising period expires and the fund filing conditions are not met, the fund manager shall bear the following responsibilities:
（1） Bear the debts and expenses arising from the raising with its inherent property;
（2） Return the funds paid by the investors within 30 days after the expiration of the fund raising period, plus the interest of the current deposit of the bank for the same period;
（3） If the fund raising fails, the fund manager, the fund custodian and the sales institution shall not request remuneration. All expenses paid by the Fund Manager, the Fund Custodian and the Sales Agency for the Fund raising shall be borne by each party.
7、 Parties or intermediaries involved in this offering
（1） Fund manager
Name: Nord Fund Management Co., Ltd
Address: Floor 18, No. 99, Fucheng Road, China (Shanghai) Pilot Free Trade Zone
Office address: 18/F, Sindan International Building, 99 Fucheng Road, China (Shanghai) Pilot Free Trade Zone
Legal representative: Pan Fuxiang
Tel.: 021-68985199
Fax: 021-68985121
Contact: Meng Xiaojun
Website: www.noodefund.com
（2） Fund Custodian
Name: Shanghai Pudong Development Bank Co., Ltd
Registered address: No. 12, Zhongshan East 1st Road, Shanghai
Office address: No. 12, Zhongshan East 1st Road, Shanghai
Time of establishment: October 19, 1992
Organizational form: limited liability company
Registered capital: 29.352 billion yuan
Legal representative: Zheng Yang
Approval No. of fund custody business: CSRC Zheng Jian Ji Jin Zi [2003] No. 105
（3） Fund sales agency
1. Direct selling mechanism
Name: Nord Fund Management Co., Ltd
Address: Floor 18, No. 99, Fucheng Road, China (Shanghai) Pilot Free Trade Zone
Office address: 18/F, Sindan International Building, 99 Fucheng Road, China (Shanghai) Pilot Free Trade Zone
Contact: Song Juan
Tel.: 021-68985199
Fax: 021-68985121
Customer service hotline: 400-888-0009, 021-68604888
Website: www.noodefund.com
2. Agency
During this offering, the Fund Manager may change or increase or decrease the sales agencies according to the circumstances, and publish them on the Fund Manager's website.
（4） Registration and transfer authority
Name: Nord Fund Management Co., Ltd
Address: Floor 18, No. 99, Fucheng Road, China (Shanghai) Pilot Free Trade Zone
Office address: 18/F, Sindan International Building, 99 Fucheng Road, China (Shanghai) Pilot Free Trade Zone
Legal representative: Pan Fuxiang
Tel: 400-888-0009
Fax: 021-68985090
Contact: Wu Yingna
（5） Law firm and handling lawyer
Name: Shanghai Yuantai Law Firm
Address: Room 1405, Huaxia Bank Building, 256 Pudong South Road, Shanghai
Office address: Room 1405, Huaxia Bank Building, 256 Pudong South Road, Shanghai
Person in charge: Liao Hai
Tel: (021) 51150298
Fax: (021) 51150398
Handling lawyers: Liu Jia, Huang Lihua
（6） Accounting firm and handling certified public accountant
Name: PricewaterhouseCoopers Zhongtian Certified Public Accountants (special general partnership)
Registered address: 6/F, DBS Bank Building, 1318 Lujiazui Ring Road, Pudong New Area, Shanghai
Office address: Floor 42, Qiantan Center, No. 588, Dongyu Road, Pudong New Area, Shanghai
Executive partner: Li Dan
Tel: (021) 23238888
Fax: (021) 23238800
Contact: Gu Junyi
Handling CPA: Wei Jialiang, Gu Junyi
Nord Fund Management Co., Ltd
April 26, 2024