Important tips
1. The raising of the CSC Quantitative Stock Selection Stock Securities Investment Fund (hereinafter referred to as "the Fund") was registered by the CSRC in ZJXK [2024] No. 164 on January 23, 2024. The registration of the Fund by the CSRC does not mean that the CSRC makes substantive judgments, recommendations or guarantees on the risks and returns of the Fund, nor does it mean that there is no risk in investing in the Fund. The CSRC will not make substantive judgments or guarantees on the investment value and market prospects of the Fund.
2. The Fund is an equity securities investment fund, and its operation mode is contractual open-ended.
3. The Fund Manager of the Fund is CSCI Fund Management Co., Ltd. (hereinafter referred to as "the Company"), the Fund Custodian is Guojin Securities Co., Ltd., and the registration authority is the Company.
4. Fund raising period: The Fund will be publicly offered through sales agencies from May 13, 2024 to May 24, 2024.
5. Raising objects: individual investors, institutional investors, qualified foreign investors who can invest in securities investment funds in accordance with laws and regulations, and other investors who are permitted by laws and regulations or the CSRC to purchase securities investment funds.
6. The sales agencies of the Fund include the Company's direct sales center, the Company's online direct sales, Shenzhen Xinrand Securities Investment Consulting Co., Ltd., Hexun Information Technology Co., Ltd., Beijing Duxiaoman Fund Sales Co., Ltd., Shanghai Tiantian Fund Sales Co., Ltd., Ant (Hangzhou) Fund Sales Co., Ltd., Zhejiang Tonghuashun Fund Sales Co., Ltd Beijing Chuangjin Qifu Fund Sales Co., Ltd., Shanghai Wande Fund Sales Co., Ltd., Shanghai Panying Fund Sales Co., Ltd., Zhuhai Yingmi Fund Sales Co., Ltd., Jingdong Kentury Fund Sales Co., Ltd., Beijing Snowball Fund Sales Co., Ltd., Shenzhen Qianhai Paipaiwang Fund Sales Co., Ltd., CITIC Securities Co., Ltd Haitong Securities Co., Ltd., Shenwan Hongyuan Securities Co., Ltd., Huatai Securities Co., Ltd., Northeast Securities Co., Ltd., Donghai Securities Co., Ltd., Shenwan Hongyuan Western Securities Co., Ltd., Zhongtai Securities Co., Ltd., Oriental Fortune Securities Co., Ltd., and Guojin Securities Co., Ltd. See the text of this announcement for details.
7. During the offering period, in addition to the sales agencies listed in this announcement, the Company may change or increase or decrease the sales agencies according to the circumstances and publicize them on the Company's website. Investors may pay attention to the relevant information of the fund sales institutions published on the Company's website, or call the customer service telephone of the Company and each sales institution for consultation.
8. During the fund raising period, the minimum limit for investors to directly sell their first subscribed fund units online through other sales institutions or fund managers is 10 yuan, and there is no limit on the amount of individual additional subscriptions. The minimum amount for investors to subscribe for fund units for the first time through the direct marketing center is 20000 yuan, and there is no limit on the amount of additional subscriptions. If the sales institutions have other regulations on the minimum subscription limit and transaction level difference, the business regulations of the sales institutions shall prevail.
9. The upper limit of the fund's initial offering scale is 8 billion yuan (i.e. the confirmed effective subscription amount, excluding the interest during the offering period), and the fund contract will not be restricted by this offering scale after it takes effect.
The Fund Manager may appropriately adjust the time of raising according to the subscription situation and make a timely announcement, but the maximum time limit shall not exceed the statutory time limit for raising.
If the fund raising scale reaches 8 billion yuan in the process of fund raising, the fund raising will be terminated in advance.
If the amount of subscription application exceeds 8 billion yuan after the deadline of raising on any day (including the first day) within the raising period, the fund manager will adopt the method of confirming the proportion of the last day to achieve effective control of the scale. When the end day proportion confirmation occurs, the fund manager will timely announce the proportion confirmation and results. The unconfirmed part of the subscription funds will be returned to the investors after the end of the offering period, and the losses arising therefrom shall be borne by the investors themselves.
The calculation method of confirmation proportion of subscription application on the last day is as follows:
Confirmation proportion of subscription application on the last day=(8 billion yuan - effective subscription application amount before the last day)/effective subscription application amount on the last day
Confirmation amount of investor subscription application=effective subscription application amount submitted on the last day × confirmation proportion of subscription application on the last day
In case of partial confirmation, the subscription rate of investors shall be calculated according to the rate corresponding to the confirmed amount of subscription application, and the confirmed amount of subscription application is not limited by the minimum subscription limit. The confirmation result of the final subscription application shall be subject to the calculation and confirmation result of the fund registration agency.
10. Investors who wish to purchase the Fund must open a fund account of the Company. Investors shall not illegally use other people's accounts or funds to subscribe, nor shall they raise funds in violation of regulations or help others to subscribe in violation of regulations.
11. The acceptance of the subscription application by the sales agency does not mean that the application is certain to be successful, but only means that the sales agency receives the subscription application. The confirmation of the subscription shall be subject to the confirmation result of the registration agency. Investors shall timely inquire about the subscription application and the confirmation of subscription shares. An investor may subscribe for fund units for many times during the unit sale period, and the accepted application for subscription may not be revoked.
12. This announcement only explains the relevant matters and regulations on the sale of the Fund units. Investors who want to know the details of the Fund, please read the disclosure on the Company's website (www.cfund108. com) and the CSRC's fund electronic disclosure website on April 15, 2024（ http://eid.csrc.gov.cn/fund ）The Prospectus of China Securities Investment Quantitative Stock Selection Stock Securities Investment Fund.
13. This prospectus and this announcement will be published on the company's website (www.cfund108. com) and the CSRC's fund electronic disclosure website at the same time（ http://eid.csrc.gov.cn/fund ）Investors can also download the application form for fund business and learn about the issues related to the sale of fund units through the Company's website.
14. Investors can call the company's national unified service hotline 4009-108-108 (toll free) or the sales agencies' consultation hotline to learn about subscription matters.
15. The funds raised during the raising period shall be deposited into a special account and shall not be used by anyone before the end of the raising. The interest generated from the effective subscription funds during the raising period will be converted into fund units and owned by the fund unit holders, of which the transfer of interest units shall be subject to the records of the registration authority.
16. The Fund Manager may make appropriate adjustments to the Fund's raising arrangements in accordance with the law in light of various circumstances.
17. Risk warning
The investment scope of the Fund is financial instruments with good liquidity, including domestic stocks issued and listed according to law (including the main board, GEM, science and technology innovation board and other stocks and depositary receipts allowed to be listed by the CSRC) Bonds (including government bonds, central bank notes, financial bonds, corporate bonds, corporate bonds, medium-term notes, short-term financing bonds, ultra short-term financing bonds, short-term corporate bonds of securities companies, publicly issued subordinated bonds, government supported bonds, government supported agency bonds, local government bonds, convertible bonds (including convertible bonds of separate transactions) Exchangeable bonds and other bonds allowed to be invested by the CSRC), asset-backed securities, bond repurchase, inter-bank certificates of deposit, bank deposits (including negotiated deposits, time deposits and other bank deposits), money market instruments, stock index futures Treasury bond futures and other financial instruments permitted by laws and regulations or the CSRC to be invested by the Fund (subject to the relevant provisions of the CSRC). The Fund may participate in financing business in accordance with laws and regulations. The liquidity risk of the Fund is moderate under normal market environment.
The Fund selects individual stocks through quantitative methods, and pursues investment returns that exceed performance benchmarks on the premise of strict risk control and good liquidity.
Before investing in the Fund, investors should carefully read the Prospectus, fully understand the risk return characteristics and product characteristics of the Fund, fully consider their own risk tolerance, rationally judge the market, make independent decisions on the willingness, timing, quantity and other investment behaviors of subscribing (or subscribing) the Fund, and obtain the investment income of the Fund, It also bears various risks arising from fund investment. The risks that may be encountered in investing in the Fund include: systematic risks arising from the impact of the overall political, economic, social and other environmental factors on the price of the securities market, unique unsystematic risks of individual securities, liquidity risks arising from the continuous large redemption of funds by fund share holders, management risks arising from the implementation of fund management by the fund manager, The unique risks of the Fund. The specific operating characteristics of the Fund are detailed in the Fund Contract and the Prospectus. The general and specific risks of the Fund are detailed in the "Risk Disclosure" section of the Prospectus.
The Fund's investment scope includes asset-backed securities, which may bring additional risks to the Fund, including credit risk, interest rate risk, prepayment risk, etc.
The Fund participates in the trading of stock index futures and treasury bond futures. As a financial derivative, futures have their own unique risk points. The main risks faced by participating in futures exchanges are market risk, liquidity risk, basis risk and margin risk.
The Fund may participate in financing business. In addition to the policy risk, market risk, default risk, business qualification legitimacy risk, system risk and other risks of ordinary stock exchanges, due to the leverage effect of financing business, the net value of the Fund may show greater volatility, and investors have the opportunity to obtain greater income, but also may suffer huge losses.
After the Fund Contract comes into force, if the number of fund share holders is less than 200 or the net asset value of the Fund is less than 50 million yuan for 20 consecutive working days, the Fund Manager shall disclose it in the regular report; In case of any of the above circumstances for 50 consecutive working days, the Fund Manager shall terminate the Fund Contract and conduct liquidation in accordance with the agreed procedures of the Fund Contract, without convening a general meeting of fund share holders. Where laws and regulations or the CSRC provide otherwise, such provisions shall prevail. Therefore, fund share holders may face the risk of automatic termination of the fund contract.
When the fund holds specific assets and there is or potential large redemption application, the fund manager can start the side pocket mechanism after performing the corresponding procedures. For details, please refer to the relevant chapters of the fund contract and prospectus, such as "side pocket mechanism". Investors are requested to carefully read the relevant content and pay attention to the specific risks when the Fund uses the side pocket mechanism.
The Fund is an equity fund, and its expected return and expected risk are higher than those of hybrid funds, bond funds and money market funds.
The Fund Manager reminds investors of the principle of "buyer's responsibility" for fund investment. After investors make investment decisions, investors are responsible for the investment risks caused by changes in the operation status of the fund and the net value of the fund. In addition, the Fund is raised at the selling face value of 1 yuan. Under the influence of market fluctuations and other factors, there is a risk that the net share value will fall below the selling face value of 1 yuan.
Different from bank savings and bonds, fund investors may gain higher returns and may also lose principal. The investment is risky, and investors should carefully read the Prospectus, Fund Contract and fund product information summary of the Fund when subscribing (or subscribing) the Fund.
The past performance of the Fund does not predict its future performance, and the performance of other funds managed by the Fund Manager does not constitute a guarantee for the performance of the Fund.
18. The Company has the final right to interpret the announcement on the sale of fund units of the Fund.
1、 Basic information of this share offering
（1） Fund name
CSCI quantitative stock selection equity securities investment fund
（2） Fund abbreviation and code
Abbreviation: CSCI quantitative stock selection
code:
China Securities Quantitative Stock Selection A: 020772
CSC quantitative stock selection stock C: 020773
（3） Fund type
Equity Securities Investment Fund
（4） Duration of the Fund
Irregular
（5） Fund unit par value
The nominal value of fund units is RMB 1.00
（6） Upper limit of fund raising scale
The upper limit of the fund's initial offering scale is 8 billion yuan (i.e. the confirmed effective subscription amount, excluding the interest during the offering period), and the fund contract will not be restricted by this offering scale after it takes effect.
（7） Target
Individual investors, institutional investors, qualified foreign investors who can invest in securities investment funds in accordance with laws and regulations, and other investors who are permitted by laws and regulations or the CSRC to purchase securities investment funds.
（8） Sales organization
1. The specific location and contact information of the Company's direct marketing center are detailed in Part VII of this announcement.
2. See Part VII of this announcement for the online direct selling website of the company.
3. See Part VII of this announcement for the specific location and contact information of other sales agencies.
（9） Timing of Fund Unit Offering and Effectiveness of Fund Contract
The units of the Fund will be sold from May 13, 2024 to May 24, 2024.
The Fund Manager may appropriately extend the selling time according to the subscription conditions, but the cumulative selling time from the date of the sale of the Fund units shall not exceed 3 months. The Fund Manager may also terminate the offering in advance according to the subscription and market conditions.
When the raising period of the Fund expires or ends ahead of schedule, if the Fund meets the legal conditions for the effectiveness of the Fund Contract, the Fund Manager will employ a legal capital verification agency to verify the capital within the specified time, and submit the capital verification report and fund filing materials to the CSRC within 10 days from the date of receiving the capital verification report. The CSRC will give a written confirmation after receiving the above-mentioned materials. The Fund Contract shall come into force as of the date of written confirmation by the CSRC.
If the Fund fails to meet the legal conditions for the effectiveness of the Fund Contract upon the expiration of the 3-month fundraising period, the Fund Manager will bear the debts and expenses arising from the fundraising, and return the funds raised plus the interest of bank current deposits for the same period to the Fund Subscriber within 30 days after the expiration of the fundraising period.
2、 Subscription method and relevant regulations
（1） Subscription method
The subscription of the Fund is in the form of amount subscription.
（2） Selling face value of fund units
The selling face value of the Fund units is RMB 1.00.
（3） Subscription rate
The subscription of the Fund adopts the amount subscription method. Investors pay subscription fees when subscribing for the Fund. The subscription fees are incurred during the fund's marketing, sales, registration and other fundraising periods.
Class A fund units of the Fund charge subscription fees, while Class C fund units do not charge subscription fees. The subscription rate of the Fund is as follows:
Class A fund shares
Subscription amount (M, including subscription fee)
M ＜ 1 million
1 million ≤ M ＜ 2 million
2 million ≤ M ＜ 5 million
M ≥ 5 million
Class C fund shares
Subscription rate is 0
Subscription rate
1.20%
1%
0.60%
1000 yuan for each transaction
Investors who subscribe multiple times on the same day or on different days shall be charged separately according to the corresponding rate grade of each subscription.
The calculation of subscription units shall be reserved to 2 decimal places, and the part after 2 decimal places shall be rounded off. The gains or losses arising from this error shall be borne by the fund property.
1. If an investor chooses to subscribe for Class A fund units of the Fund, the calculation formula of the subscription units for subscription at the applicable proportional subscription rate is:
Net subscription amount=subscription amount/(1+subscription rate)
Subscription fee=subscription amount - net subscription amount
Subscription unit=(net subscription amount+subscription interest)/selling face value of fund unit
For subscription with fixed amount subscription fee, the calculation formula of subscription share is:
Subscription fee=fixed amount
Net subscription amount=subscription amount - subscription fee
Subscription unit=(net subscription amount+subscription interest)/selling face value of fund unit
For example, an investor invests 100000.00 yuan to subscribe for Class A fund shares of the Fund, and the corresponding subscription rate is 1.20%. If the interest obtained from the subscription fund during the subscription period is 30.00 yuan, the Class A fund shares that can be obtained are calculated as follows:
Net subscription amount=100000.00/(1+1.20%)=98814.23 yuan
Subscription fee=100000.00 - 98814.23=1185.77 yuan
Subscription shares=(98814.23+30.00)/1.00=98844.23
Investors invest RMB100000.00 to subscribe for Class A fund units of the Fund. Assuming that the interest generated by their subscription funds during the raising period is RMB30.00, 98844.23 Class A fund units will be obtained.
2. If investors choose to subscribe for Class C fund units of the Fund, the calculation formula of subscription units is:
Subscription units=(subscription amount+subscription interest)/selling face value of fund units
For example, an investor invests 100000.00 yuan to subscribe for Class C fund shares of the Fund, assuming that the subscription fund generates interest of 50.00 yuan during the raising period. Then the Class C fund shares available to them are:
Subscription shares=(100000.00+50.00)/1.00=100050.00
Investors invest RMB100000.00 to subscribe for Class C fund units of the Fund. Assuming that the subscription fund generates interest of RMB50.00 during the raising period, they can obtain 100050.00 Class C fund units.
（4） Subscription restrictions of the Fund
1. During the fund raising period, the minimum limit for investors to directly sell their first subscribed fund units online through other sales institutions or fund managers is 10 yuan, and there is no limit on the amount of individual additional subscriptions. The minimum amount for investors to subscribe for fund units for the first time through the direct marketing center is 20000 yuan, and there is no limit on the amount of additional subscriptions. If the sales institutions have other regulations on the minimum subscription limit and transaction level difference, the business regulations of the sales institutions shall prevail.
2. The Fund has no upper limit on the cumulative subscription amount of a single investor.
3. If the cumulative number of fund units subscribed by a single investor of the Fund reaches or exceeds 50% of the total fund units, the Fund Manager may restrict the subscription application of such investor by means of proportion confirmation. If the Fund Manager's acceptance of a certain subscription application or some subscription applications may lead investors to evade the above 50% ratio requirement in disguised form, the Fund Manager has the right to reject all or part of such subscription applications. The number of fund units subscribed by investors shall be subject to the confirmation of the registration authority after the fund contract takes effect.
3、 Account opening and subscription procedures for individual investors
（1） Online Direct Selling of CSCI Fund Accepts Account Opening and Subscription Procedures of Individual Investors
1. Account opening and subscription time
The subscription time is the selling day of the Fund units (normal business on Saturdays and Sundays), and the account opening and subscription business is accepted 24 hours a day (except for the closing day of the issuance, which is 17:00 on the last raising day).
Transaction applications submitted after 17:00 on the same day will be processed on the next working day.
2. Account opening and subscription procedures
When an individual investor applies to open a fund account, please follow the relevant guidelines on the company's website.
（2） The CSCI Fund Direct Marketing Center accepts the opening and subscription procedures of individual investors
1. Time of account opening and subscription
9:00-17:00 on the selling day of fund units (closed on Saturdays, Sundays and statutory holidays).
2. Materials to be submitted by individual investors when applying for fund trading account and fund account opening
(1) Present my valid ID card and keep a copy signed by me or my guardian (if it is an ID card, a copy on both sides is required); In case of entrustment, the power of attorney and the agent's valid ID card shall be presented at the same time, and the copy signed by the agent shall be retained. If the investor is under the age of 18, he/she must show the identity card or household register of the minor and his/her guardian, the original of the valid certificate that can prove the relationship between guardianship and custody, and keep the copy signed by the guardian, as well as other documents or certificates that the company deems necessary in the principle of prudence;
(2) Bank account information (deposit bank, account name, account number) and bank card/passbook copies designated by me;
(3) Fill in the Account Business Application Form (Individual) signed by the person, agent or guardian;
(4) Fill in the Notice to Investors' Rights and Interests, the Questionnaire on Investors' Risk Tolerance (Natural Person) and the Declaration Document of Individual Tax Resident Status signed by myself or the agent or guardian;
(5) Other relevant materials required by the direct sales center of the company.
Note: The designated bank account refers to the settlement account reserved by investors for redemption, dividend and refund when opening an account. The name of the bank account must be the same as that of the investor's fund account.
3. Individual investors shall submit the completed Application Form for Purchase (Application), Redemption and Other Transactional Business, and the original or copy of the remittance voucher stamped with the bank acceptance seal when applying for subscription. In case of entrustment, the power of attorney and the agent's valid ID card shall be presented at the same time, and the copy signed by the agent shall be retained. If the investor is under the age of 18, he/she must show the identity card or household register of the minor and his/her guardian, the original of the valid certificate that can prove the relationship between guardianship and custody, and keep the copy signed by the guardian, as well as other documents or certificates that the company deems necessary in the principle of prudence.
Note: Before individual investors handle fund subscription business, they need to conduct risk tolerance assessment and risk rating matching.
4. Allocation of subscription funds
(1) Individual investors shall remit the full amount of subscription funds to the special direct sales account opened in ICBC designated by the Company through bank transfer before subscribing:
Account name: CSCI Fund Management Co., Ltd
Bank of deposit: Beijing Dongsi Branch of Industrial and Commercial Bank of China Limited
Bank account: 0200 0041 2902 7314 037
Large amount payment No.: 1021 0000 0415
(2) If the subscription funds of investors are not fully transferred to the special account designated by the Company before 17:00 on the day of subscription application, the application on that day will be invalid.
5. Precautions
(1) At the end of the offering period of fund units, the following subscriptions will be deemed invalid:
1) The investor transfers funds, but fails to handle the account opening procedures within the time limit or fails to open an account.
2) The investor transfers funds, but fails to go through the subscription procedures within the time limit or the subscription application is not confirmed.
3) The investors did not transfer the subscription funds in full.
4) Other invalid funds or subscription failures confirmed by the Company.
(2) After submitting the application for opening an account on T day, the investor can inquire about the confirmation results in the direct sales center of the company or through the customer service center of the company after T+2 days (including T+2 days, which will be postponed in case of non working days).
(3) After submitting the subscription application on T day, the investor can inquire about the acceptance of the subscription application in the direct sales center of the company or through the customer service center of the company after T+2 day (including T+2 day, which will be postponed in case of non working days).
(4) When handling remittance, investors must pay attention to the following matters:
1) The investor shall correctly fill in the direct selling transaction account number or subscribed fund name, code and amount and other information in the remittance postscript/purpose/abstract/remarks column, and reserve effective contact information to facilitate timely notification in case of capital abnormality.
2) After each remittance, the investor should fax the remittance slip to the direct sales center of the company (fax number: 010-59100298) before 17:00 on the remittance day, and confirm by telephone (contact number: 010-57760188).
(5) According to the requirements of anti money laundering laws and regulations, the Company's direct marketing center does not accept investors to purchase funds by cash deposit.
（3） The account opening and subscription procedures of individual investors in the selling institutions on a commission basis shall be subject to the provisions of the selling institutions on a commission basis.
4、 Account opening and subscription procedures of institutional investors
（1） The CSCI Fund Direct Marketing Center accepts the account opening and subscription procedures of institutional investors
1. Time of account opening and subscription
9:00-17:00 on the selling day of fund units (closed on Saturdays, Sundays and statutory holidays).
2. Materials to be submitted by institutional investors when applying for fund trading account and fund account opening:
(1) Materials to be submitted by an ordinary legal person enterprise when applying for fund transaction account and fund account opening:
1) The enterprise legal person shall submit a copy of the business license affixed with the official seal of the enterprise and a copy of the duplicate; Public institutions, social organizations or other organizations shall provide a copy of the registration certificate with official seal issued by the civil affairs department or the competent department. If the account opening unit is a branch, a written certificate of authorization of the legal person shall be submitted.
2) Copy of organization code certificate (if any) and copy of tax registration certificate (if any).
3) Qualification certificates of the organization.
4) The Permit for Opening an Account for the designated bank account or a copy of the account opening certificate issued by the designated bank.
5) The Power of Attorney for Direct Selling Business Organizations affixed with the official seal, the signature of the legal representative or the signature of the person in charge. If it is signed by the authorized representative of the legal representative, a copy of the power of attorney of the legal representative for the authorized representative must be provided.
6) Copies of the front and back of the legal representative's valid ID card.
7) Copies of the front and back of the handler's valid ID card.
8) Completed and stamped Application Form for Account Business (Institution), Instructions to Investors' Rights and Interests, Reserved Seal Card, and Remote Entrustment Service Agreement for Direct Selling Business (please fill in if necessary).
9) The Investor Risk Tolerance Questionnaire (Institutional Version) which has been completed and affixed with the official seal or reserved seal.
10) Non financial institutions shall provide the Completed Declaration Document of Institutional Tax Resident Status (filled in by customers of non-financial institutions) and the Declaration Document of Controller Tax Resident Status (filled in by customers of passive non-financial institutions) with official seal or reserved seal.
11) Institutions that meet the "financial institution" conditions in the description of the "Tax Resident Status Statement Document of Institutions" in Item 10) above need to provide a "financial license".
12) Complete and provide the contents listed in the List of Identification Materials for Beneficial Owners of Non natural Person Customers, and affix the official seal.
(2) Materials to be submitted by financial products or other institutions when applying for fund trading account and fund account opening:
1) Custodian asset account opening refers to the account opening for the client asset management plan managed by securities companies, fund companies and other financial institutions. Generally, the account handler specified in the asset contract and other relevant legal documents is responsible for opening the account. If there is no provision, the relevant regulations shall be followed.
A. The investment manager is responsible for the opening, and needs to provide the above general corporate information, including:
a. The enterprise legal person shall submit a copy of the business license affixed with the official seal of the enterprise and a copy of the duplicate; Public institutions, social organizations or other organizations shall provide a copy of the registration certificate with official seal issued by the civil affairs department or the competent department. If the account opening unit is a branch, a written certificate of authorization of the legal person shall be submitted.
b. Copy of organization code certificate (if any) and copy of tax registration certificate (if any).
c. Qualification certificates of the organization.
d. The Permit for Opening an Account for the designated bank account or a copy of the account opening certificate issued by the designated bank.
e. The Power of Attorney for Direct Selling Business Organizations affixed with the official seal, the signature of the legal representative or the signature of the person in charge. If it is signed by the authorized representative of the legal representative, a copy of the power of attorney of the legal representative for the authorized representative must be provided.
f. Copies of the front and back of the legal representative's valid ID card.
g. Copies of the front and back of the handler's valid ID card.
h. Completed and stamped Account Business Application Form (Product), Instructions to Investors' Rights and Interests, Reserved Seal Card, and Remote Entrustment Service Agreement for Direct Selling Business (please fill in if necessary).
i. The Investor Risk Tolerance Questionnaire (Institutional Version) which has been completed and affixed with the official seal or reserved seal.
j. Non financial institutions shall provide the Completed Declaration Document of Institutional Tax Resident Status (filled in by customers of non-financial institutions) and the Declaration Document of Controller Tax Resident Status (filled in by customers of passive non-financial institutions) with official seal or reserved seal.
k. Institutions that meet the "financial institution" conditions in the description of the "Tax Resident Status Statement Document of Institutions" in Item 10) above need to provide a "financial license".
l. Complete and provide the contents listed in the List of Identification Materials for Beneficial Owners of Non natural Person Customers, and affix the official seal.
m. Copies of the first and last pages of the asset management contract or asset custody agreement.
n. Copies of written documents or relevant supporting documents submitted to the CSRC, the Fund Industry Association and other regulatory authorities.
B. The custodian is responsible for the issuance, and in addition to the above materials, it needs to supplement:
a. Copy of the duplicate of the business license of the custodian and investment manager, or copy of the registration certificate issued by the civil affairs department.
b. The Power of Attorney for Direct Selling Business Organizations issued by the custodian (stamped with the official seal and the signature of the legal representative or the signature of the person in charge). If it is signed by the authorized representative of the legal representative, a copy of the power of attorney for the authorized representative of the legal representative must be provided.
c. Reserved Seal Card issued by the custodian.
d. The original of the valid ID card of the handler issued by the custodian, and the copies of the front and back sides.
e. Copies of the front and back of the valid ID card of the legal representative or responsible person issued by the custodian.
(3) Account opening information of social security portfolio
Account opening of social security portfolio means that the custodian of the social security fund is responsible for the account opening. On the basis of the above account opening information of the trusteeship assets, it is also necessary to provide: a copy of the confirmation letter of the Social Security Council to determine the manager and the corresponding portfolio; Or the first and last pages of the custody contract and investment management contract signed by the Social Security Council with the custodian and the investment custodian respectively (with the official seal of the custodian or the investment custodian affixed).
(4) Other institutions (QFII accounts opened by qualified overseas institutions) shall provide a copy of the QFII securities investment business license issued by the regulatory authority; The letter of authorization provided by the QFII institution, which shall include the authorized object, the business that the authorized object can represent, the authorization period and other contents, shall be signed by the head of the QFII institution for confirmation; Copy of the approval issued by the regulatory authority on the QFII custodian qualification of the custodian institution.
(5) Other relevant materials required by the direct sales center of the company.
Note: The designated bank account refers to the settlement account reserved by investors for redemption, dividend and refund when opening an account.
3. When applying for subscription, institutional investors must submit the Application Form for Transaction Business such as Purchase (Application), Redemption, etc., which has been completed and stamped with the reserved seal, a copy of the remittance voucher receipt stamped with the bank acceptance seal, and other relevant materials required by the direct marketing center of the company.
Note: Before institutional investors handle subscription business, they need to carry out risk tolerance assessment and risk level matching.
(1) Allocation of subscription funds
Remit the full amount of subscription funds to the special direct sales account designated by the Company to be opened in Industrial and Commercial Bank of China:
Account name: CSCI Fund Management Co., Ltd
Bank of deposit: Beijing Dongsi Branch of Industrial and Commercial Bank of China Limited
Bank account: 0200 0041 2902 7314 037
Large amount payment No.: 1021 0000 0415
(2) If the subscription funds of investors are not fully transferred to the special account designated by the Company before 17:00 on the day of subscription application, the application on that day will be invalid.
4. Precautions
(1) At the end of the offering period of fund units, the following circumstances will be deemed as invalid subscriptions:
1) The investor transfers funds, but fails to handle the account opening procedures within the time limit or fails to open an account.
2) The investor transfers funds, but fails to go through the subscription procedures within the time limit or the subscription application is not confirmed.
3) The investors did not transfer the subscription funds in full.
4) Other invalid funds or subscription failures confirmed by the Company.
(2) After submitting the application for opening an account on T day, the investor can inquire about the confirmation results in the direct sales center of the company or through the customer service center of the company after T+2 days (including T+2 days, which will be postponed in case of non working days).
(3) After submitting the subscription application on T day, the investor can inquire about the acceptance result of the subscription application in the direct sales center of the company or through the customer service center of the company after T+2 day (including T+2 day, which will be postponed in case of non working days).
(4) When handling remittance, investors must pay attention to the following matters:
1) The investor shall correctly fill in the direct selling transaction account number or subscribed fund name, code and amount and other information in the remittance postscript/purpose/abstract/remarks column, and reserve effective contact information to facilitate timely notification in case of capital abnormality.
2) After each remittance, the investor should fax the remittance slip to the direct sales center of the company (fax number: 010-59100298) before 17:00 on the remittance day, and confirm by telephone (contact number: 010-57760188).
(5) According to the requirements of anti money laundering laws and regulations, the Company's direct marketing center does not accept investors to purchase funds by cash deposit.
（2） The account opening and subscription procedures of institutional investors in the selling institutions on a commission basis shall be subject to the provisions of the selling institutions on a commission basis.
5、 Clearing and settlement
Before the end of the fund raising, the subscription funds of investors can only be deposited into the special account, and no one can use them. The bank deposit interest generated from the effective subscription funds during the raising period shall be owned by the fund share holders. After the end of the fund subscription, it shall be converted into fund shares and recorded into the account of the fund share holders. The specific shares shall be subject to the records of the registration authority.
The registration of the rights and interests of the Fund shall be completed by the registration agency after the completion of the fund raising.
6、 Capital Verification of the Fund and Effectiveness of the Fund Contract
（1） Conditions for Fund Filing
Within three months from the date of the sale of the Fund units, the Fund Manager may decide to stop the sale of the Fund upon the expiration of the Fund raising period or in accordance with laws, regulations and the Prospectus, provided that the total amount of the Fund units raised is not less than 200 million, the amount of the Fund raised is not less than 200 million yuan and the number of subscribers to the Fund is not less than 200, It shall employ a legal capital verification institution to verify the capital within 10 days, and handle the fund filing procedures with the CSRC within 10 days from the date of receiving the capital verification report.
If the fund raising meets the requirements for fund filing, the Fund Contract shall come into force as of the date when the fund manager completes the fund filing procedures and obtains the written confirmation from the CSRC; Otherwise, the Fund Contract will not take effect. The Fund Manager shall announce the effectiveness of the Fund Contract on the next day after receiving the confirmation document from the CSRC. The Fund Manager shall deposit the funds raised during the fund raising into a special account, and no one may use them before the end of the fund raising.
（2） Handling method of raised funds when the fund contract fails to take effect
If the raising period expires and the fund filing conditions are not met, the fund manager shall bear the following responsibilities:
1. Bear the debts and expenses arising from the raising with its inherent property;
2. Return the funds paid by the investors within 30 days after the expiration of the fund raising period, plus the interest of the current deposit of the bank for the same period;
3. If the fund raising fails, the fund manager, the fund custodian and the sales institution shall not request remuneration. All expenses paid by the Fund Manager, the Fund Custodian and the Sales Agency for the Fund raising shall be borne by each party.
7、 Parties and intermediaries involved in this unit sale
（1） Fund manager
Name: China Securities Investment Fund Management Co., Ltd
Address: Room 1, Building 3, Balongqiao Yayuan, Qiaozi Town, Huairou District, Beijing
Office address: 17/F, Block B, Kaiheng Center, No. 2, Chaoyangmennei Street, Dongcheng District, Beijing
Legal representative: Huang Ling
Date of establishment: September 9, 2013
Approval authority and approval document number: CSRC ZJXK [2013] No. 1108
Organizational form: limited liability company
Registered capital: RMB 450 million
Duration: Permanent
Tel: 4009-108-108
（2） Fund Custodian
Name: Guojin Securities Co., Ltd
Address: No. 95, Dongchenggenshang Street, Chengdu, Sichuan
Office address: Floor 13, No. 95, Dongchenggen Upper Street, Qingyang District, Chengdu, Sichuan
18/F, No. 1088, Fangdian Road, Pudong New Area, Shanghai
Legal representative: Ran Yun
Time of establishment: December 20, 1996
Establishment approval authority and establishment approval document No.: YF [1990] No. 498 of the People's Bank of China
Organizational form: limited liability company
Registered capital: 3724359310 yuan
Duration: continuous operation
Contact: Chen Lijie
Tel: 021-20527198-15217
（3） Sales organization
1. Sales organization
(1) Direct sales center
Name: China Securities Investment Fund Management Co., Ltd
Address: Room 1, Building 3, Balongqiao Yayuan, Qiaozi Town, Huairou District, Beijing
Office address: 17/F, Block B, Kaiheng Center, No. 2, Chaoyangmennei Street, Dongcheng District, Beijing
Legal representative: Huang Ling
Contact: Jia Xinxin
Tel: 010-57760188
Customer service telephone: 4009-108-108
Fax: 010-59100298
Company website: www.cfund108.com
During the offering period, customers can inquire about matters related to the raising, investment consultation and complaints of open-ended funds through the company's customer service center at 4009-108-108 (toll free).
(2) Online direct selling
Direct selling website: www.cfund108.com
2. Other sales organizations
(1) Shenzhen Xinrand Securities Investment Consulting Co., Ltd
Address: Room 3401, Building 2, Shenzhen New Generation Industrial Park, 136 Zhongkang Road, Meidu Community, Meilin Street, Futian District, Shenzhen
Office address: 2704, Floor 27, Huarong Building, No. 178, Mintian Road, Futian Street, Futian District, Shenzhen
Legal representative: Zhang Bin
Contact: Sun Bowen
Website: www.xinlande.com.cn
Customer service telephone: 400-166-1188
(2) Hexun Information Technology Co., Ltd
Address: Room 1002, No. 22 Chaowai Street, Chaoyang District, Beijing
Office address: Room 1002, No. 22 Chaowai Street, Chaoyang District, Beijing
Legal representative: Zhang Zhifang
Contact: Chen Huihui
Website: www.licaike.com
Customer service telephone: 400-920-0022
(3) Beijing Duxiaoman Fund Sales Co., Ltd
Domicile: Room 103, Floor 1, Building 4, West District, Yard 10, Xibeiwang East Road, Haidian District, Beijing
Office address: 1/F, Building 4 (Duxiaoman Financial Headquarters), Xibeiwang East Road 10, Haidian District, Beijing
Legal representative: Sheng Chao
Contact: Zhao Xinglong
Website: www.duxiaomanfund.com
Customer service telephone: 95055-4
(4) Shanghai Tiantian Fund Sales Co., Ltd
Address: Floor 2, Building 2, No. 190, Longtian Road, Xuhui District, Shanghai
Office address: Jinzuo Oriental Fortune Building, No. 88, Wanping South Road, Xuhui District, Shanghai
Legal representative: actually
Contact: Tu Yanyang
Website: www.1234567.com.cn
Customer service hotline: 95021, 400-1818-188
(5) Ant (Hangzhou) Fund Sales Co., Ltd
Address: Room 599, Floor 5, Building 3, No. 969, Wenyi West Road, Wuchang Street, Yuhang District, Hangzhou, Zhejiang Province
Office address: No. 556, Xixi Road, Xihu District, Hangzhou, Zhejiang
Legal representative: Wang Jun
Contact: Han Aibin
Website: www.fund123.cn
Customer service telephone: 95188-8
(6) Zhejiang Tonghuashun Fund Sales Co., Ltd
Address: Room 903, Yuanmao Building, No. 1, Wener West Road, Hangzhou, Zhejiang
Office address: Room 903, Yuanmao Building, No. 1, Wener West Road, Xihu District, Hangzhou
Legal representative: Wu Qiang
Contact: Li Zhenzhen
Website: www.5ifund.com
Customer service telephone: 952555
(7) Beijing Chuangjin Qifu Fund Sales Co., Ltd
Address: Room 712, Building 6, Yard 2, Baizhifang East Street, Xicheng District, Beijing
Office address: Room 712, Complex Building A, Economic Daily, No. 2, Baizhifang East Street, Xicheng District, Beijing
Legal representative: Liang Rong
Contact: Zhang Haiyang
Website: www.5irich.com
Customer service telephone: 010-66154828
(8) Shanghai Wande Fund Sales Co., Ltd
Address: Block M, Floor 8, No. 1500, Puming Road, China (Shanghai) Pilot Free Trade Zone
Office address: Floor 11, Wande Building, No. 1500, Puming Road, Pudong New Area, Shanghai
Legal representative: Jian Mengwen
Contact: Ma Yiying
Website: www.520fund.com.cn
Customer service telephone: 400-799-1888
(9) Shanghai Panying Fund Sales Co., Ltd
Address: Room 306, No. 1207, West Guangzhong Road, Zhabei District, Shanghai
Office address: 7/F, Dahua Bank Building, No. 116, Yincheng Road, Pudong New Area, Shanghai
Legal representative: Zheng Xinlin
Contact: Deng Qi
Website: www.pytz.cn
Customer service telephone: 021-68889082
(10) Zhuhai Yingmi Fund Sales Co., Ltd
Address: Room 2719, No. 3000, Huandao East Road, Hengqin New District, Zhuhai
Office address: 33/F and 8/F, North Tower, Poly International Plaza, No. 688, Yuejiang Middle Road, Haizhu District, Guangzhou
Legal representative: Xiao Wen
Contact: Qiu Xiangxiang
Website: www.yingmi.cn
Customer service telephone: 020-89629066
(11) JD Kentrui Fund Sales Co., Ltd
Address: 1-7-2, Floor 4, Building 1 (Office Building), No. 76 Zhichun Road, Haidian District, Beijing
Office address: Block A, Yard 18, Kechuang 11th Street, Yizhuang Economic Development Zone, Beijing
Legal representative: Zou Baowei
Contact: Jiang Ying
Website: jr.jd.com
Customer service hotline: 95118, 400-098-8511
(12) Beijing Snowball Fund Sales Co., Ltd
Address: Room 1501, Floor 15, Building 6, Yard 34, Chuangyuan Road, Chaoyang District, Beijing
Office address: Room 1501, 15/F, Building 6, Yard 34, Chuangyuan Road, Chaoyang District, Beijing
Legal representative: Li Nan
Contact: Zhang Yujie
Website: www.danjuanapp.com, danjuanfunds.com
Customer service telephone: 400-159-9288
(13) Shenzhen Qianhai Paipaiwang Fund Sales Co., Ltd
Address: Room 201, Building A, No.1 Qianwan 1st Road, Qianhai Shenzhen Hong Kong Cooperation Zone, Shenzhen (settled in Shenzhen Qianhai Business Secretary Co., Ltd.)
Office address: D303, Floor 3, Xinzhou Tongchuanghui, No. 2008, Xinzhou South Road, Futian District, Shenzhen
Legal representative: Yang Liu
Contact: Lin Li
Website: www.ppwfund.com
Customer service telephone: 400-666-7388
(14) CSC Securities Co., Ltd
Address: Building 4, No. 66, Anli Road, Chaoyang District, Beijing
Office address: No. 10, Guanghua Road, Chaoyang District, Beijing
Legal representative: Wang Changqing
Contact: Liu Chang
Website: www.csc108.com
Customer service hotline: 95587, 4008-888-108
(15) Haitong Securities Co., Ltd
Address: Haitong Securities Building, No. 689, Guangdong Road, Shanghai
Office address: Haitong Securities Building, No. 689, Guangdong Road, Shanghai
Legal representative: Zhou Jie
Contact: Li Xiaoming
Website: www.htsec.com
Customer service hotline: 95553, 400-8888-001
(16) Shenwan Hongyuan Securities Co., Ltd
Domicile: Floor 45, No. 989, Changle Road, Xuhui District, Shanghai
Office address: Floor 45, Century Business Plaza, No. 989, Changle Road, Xuhui District, Shanghai
Legal representative: Yang Yucheng
Contact: Yu Jie
Website: www.swhysc.com
Customer service hotline: 95523, 400-889-5523
(17) Huatai Securities Co., Ltd
Address: Huatai Securities Square, No. 228, Jiangdong Middle Road, Jianye District, Nanjing, Jiangsu Province
Office address: Huatai Securities Square, No. 228, Jiangdong Middle Road, Jianye District, Nanjing, Jiangsu Province
Legal representative: Zhang Wei
Contact: Guo Liming
Website: www.htsc.com.cn
Customer service telephone: 95597
(18) Northeast Securities Co., Ltd
Address: No. 6666, Ecological Street, Changchun City
Office address: No. 6666, Ecological Street, Changchun City
Legal representative: Li Fuchun
Contact person: Andesite
Website: www.nesc.cn
Customer service telephone: 95360
(19) Donghai Securities Co., Ltd
Address: Floor 18, Investment Plaza, No. 23, Yanling West Road, Changzhou, Jiangsu Province
Office address: Donghai Securities Building, No. 1928, Dongfang Road, Pudong New Area, Shanghai
Legal representative: Wang Wenzhuo
Contact: Wang Yiyan
Website: www.longone.com.cn
Customer service hotline: 95531, 400-8888-588
(20) Shenwan Hongyuan Western Securities Co., Ltd
Domicile: Room 2005, 20th Floor, Dacheng International Building, No. 358, Beijing South Road, High tech Zone (New Urban Area), Urumqi, Xinjiang
Office address: Room 2005, 20th Floor, Dacheng International Building, No. 358, Beijing South Road, High tech Zone (New Urban Area), Urumqi, Xinjiang
Legal representative: Wang Xianjun
Contact: Liang Li
Website: www.swhysc.com
Customer service hotline: 95523, 400-889-5523
(21) Zhongtai Securities Co., Ltd
Address: No. 86, Jingqi Road, Shizhong District, Jinan, Shandong Province
Office address: No. 86, Jingqi Road, Shizhong District, Jinan, Shandong
Legal representative: Wang Hong
Contact: Wu Yang
Website: www.zts.com.cn
Customer service telephone: 95538
(22) Oriental Fortune Securities Co., Ltd
Address: Building 10, International Headquarters City, Liuwu New District, Lhasa, Tibet Autonomous Region
Office address: Oriental Fortune Building, No. 88, Wanping South Road, Xuhui District, Shanghai
Legal representative: Dai Yan
Contact: Fu Jia
Website: www.18.cn
Customer service telephone: 95357
(23) Guojin Securities Co., Ltd
Address: No. 95, Dongchenggen Upper Street, Qingyang District, Chengdu, Sichuan
Office address: Zizhu International Building, No. 1088, Fangdian Road, Pudong New Area, Shanghai
Legal representative: Ran Yun
Contact: Chen Yuqi
Website: www.gjzq.com.cn
Customer service telephone: 95310
During the offering period, in addition to the sales institutions listed in this announcement, the Fund Manager may change or increase or decrease the sales institutions according to the circumstances and publish them on the Fund Manager's website.
（4） Registration Authority
Name: China Securities Investment Fund Management Co., Ltd
Address: Room 1, Building 3, Balongqiao Yayuan, Qiaozi Town, Huairou District, Beijing
Legal representative: Huang Ling
Office address: 17/F, Block B, Kaiheng Center, No. 2, Chaoyangmennei Street, Dongcheng District, Beijing
Tel.: 010-59100230
Fax: 010-59100298
Contact: Tan Baomin
（5） Law firm issuing legal opinion
Name: Shanghai Tongli Law Firm
Address: 19/F, Times Financial Center, 68 Yincheng Middle Road, Pudong New Area, Shanghai
Office address: 19/F, Times Financial Center, 68 Yincheng Middle Road, Pudong New Area, Shanghai
Person in charge: Han Jiong
Tel.: 021-31358666
Fax: 021-31358600
Handling lawyers: Liming, Lu Qi
Contact: Lu Qi
（6） Accounting firm issuing capital verification report
Name: KPMG Huazhen Certified Public Accountants (Special General Partnership)
Domicile: Floor 8, Office Building 2, East Oriental Plaza, No. 1, East Chang'an Street, Dongcheng District, Beijing
Office address: Floor 8, Office Building 2, East Oriental Plaza, No. 1, East Chang'an Street, Dongcheng District, Beijing
Legal representative: Zou Jun
Contact: Guan Yiming
Tel: 010-85085000
Fax: 010-85185111
Handling CPA: Guan Yiming, Jia Junyu
（7） Accounting firm auditing fund assets
Name: PricewaterhouseCoopers Zhongtian Certified Public Accountants (special general partnership)
Address: 6/F, DBS Building, 1318 Lujiazui Ring Road, Pudong New Area, Shanghai
Office address: 11/F, PricewaterhouseCoopers Center, Block 2, Lingzhan Enterprise Plaza, 202 Hubin Road, Huangpu District, Shanghai
Legal representative: Li Dan
Contact: Yeerdian
Tel: 021-23238888
Fax: 021-23238800
Handling CPA: Ye Erdian, Zhang Bijia
China Securities Investment Fund Management Co., Ltd
April 15, 2024