Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
Green Macro Return Hybrid Securities Investment Fund
Escrow Agreement
Fund Manager: Green Fund Management Co., Ltd
Fund Custodian: Bank of Communications Co., Ltd
catalog
1、 Parties to the Fund Custody Agreement four
2、 Basis, purpose and principle of fund custody agreement five
3、 Fund Custodian's Business Supervision and Verification of Fund Manager six
4、 Fund Manager's Business Verification of Fund Custodian fifteen
5、 Custody of Fund Assets sixteen
6、 Sending, confirming and executing instructions twenty
7、 Transaction, clearing and settlement arrangements twenty-three
8、 Calculation and Accounting of Net Asset Value of the Fund twenty-seven
9、 Fund income distribution thirty-three
10、 Fund information disclosure thirty-four
11、 Fund expenses thirty-six
12、 Custody of the Register of Fund Unitholders thirty-eight
13、 Preservation of Fund related documents and archives thirty-nine
14、 Replacement of Fund Manager and Fund Custodian thirty-nine
15、 Prohibited acts forty-two
16、 Change and Termination of the Fund Custody Agreement and Liquidation of the Fund Assets forty-three
17、 Liability for breach of contract forty-six
18、 Dispute resolution forty-seven
19、 Effectiveness of the Fund Custody Agreement forty-seven
20、 Other matters forty-eight
21、 Signing of Fund Custody Agreement forty-eight
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
Whereas Green Fund Management Co., Ltd. is a legally established and validly existing company
Limited liability company, proposed to raise Green's macro return hybrid securities investment fund (hereinafter referred to as "the Base")
Gold or "fund");
Whereas Bank of Communications Co., Ltd. is a legally established and validly existing company
A bank, in accordance with relevant laws and regulations, has the qualification and ability to act as a fund custodian;
Whereas Green Fund Management Co., Ltd. plans to serve as the
The fund manager, Bank of Communications Co., Ltd. is proposed to serve as Green's macro return hybrid securities investment base
Fund custodian of the Fund;
The Fund Manager undertakes that it is aware of the Anti money Laundering Law of the People's Republic of China and the Financial Institution Customers
Administrative Measures for the Preservation of Identity Identification and Customer Identity Data and Transaction Records, Financial Institutions Large Value Transactions
Measures for the Administration of Suspicious Transaction Reports, the People's Bank of China on Strengthening the Identification of Anti money Laundering Customers
Notice on Relevant Work (Yin Fa [2017] No. 235), People's Bank of China on Further Improving
Notice on Issues Related to Identification of Beneficial Owners (Yin Fa [2018] No. 164) and other anti money laundering measures
Relevant laws, regulations and regulatory provisions will strictly comply with the above provisions and will not violate any of the above provisions;
Capital committed for investment based on the customer's identity information obtained by them in performing their anti money laundering obligations according to law
The source of funds does not belong to the illegal and criminal gains and their proceeds; The capital source and destination of the committed investment do not involve washing
Money, terrorist financing and tax evasion; Commit to provide funds to the Fund Custodian within the scope permitted by laws and regulations
Authentic and effective identity documents or other identity documents, and provide authentic and effective business nature and
Equity or control structure, provide information and materials of the beneficial owner of the product, and
In case of any change, timely inform the Fund Custodian and complete the update as required by the Fund Custodian; promise
Actively perform anti money laundering duties, and do not use this business to carry out illegal and criminal activities such as money laundering;
The Fund Manager promises that neither the Fund Manager nor its related parties belong to the joint venture recognized by Chinese laws and regulations
Sanction lists issued by the United Nations and relevant countries, organizations and institutions, and Chinese government departments or competent authorities
Enterprises or individuals in the list of risks related to terrorism and anti money laundering issued; Laws and regulations not located in China
Countries and regions that can be sanctioned by the United Nations and relevant countries, organizations and institutions;
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
The Fund Manager undertakes that it has been applied in accordance with the Personal Information Protection Law of the People's Republic of China, etc
The current laws, regulations and regulatory provisions of the company have fulfilled the obligations of personal information processors.
As for the personal information of natural persons that should be provided to the Fund Custodian according to regulations, they have
Requirements of regulations and supervision regulations, and necessary formalities have been fulfilled;
In order to identify the fund manager and fund custodian of Green's macro return hybrid securities investment fund
This agreement is specially formulated for the rights and obligations between the two parties;
Unless the context otherwise requires, all terms in this Agreement are consistent with Green's Macro Return Hybrid Securities Investment
The corresponding terms defined in the Fund Agreement (hereinafter referred to as the Fund Agreement) have the same
meaning. In case of any conflict, the Fund Contract shall prevail and be interpreted in accordance with its terms.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
1、 Parties to the Fund Custody Agreement
（1） Fund manager
Name: Green Fund Management Co., Ltd
Address: 1801-07A, Floor 18 (15), No. 5, Jinghua South Street, Chaoyang District, Beijing
Office address: 18/F (15), Tower C, Ocean Guanghua International, No. 5, Jinghua South Street, Chaoyang District, Beijing
Unit A from Room 1801 to Room 1807
Legal representative: Gao Yonghong
Time of establishment: November 1, 2016
Approval authority and approval document number: CSRC ZJXK [2016] No. 2266
Business scope: fund raising, fund sales, asset management, specific customer asset management and China
Other businesses permitted by the CSRC
Registered capital: 200 million yuan
Organizational form: limited liability company
Duration: sustainable operation
（2） Fund Custodian
Name: Bank of Communications Co., Ltd. (hereinafter referred to as Bank of Communications)
Address: No. 188, Yincheng Middle Road, China (Shanghai) Pilot Free Trade Zone (postcode:
200120）
Office address: No. 18, Xianxia Road, Changning District, Shanghai (postcode: 200336)
Legal representative: Ren Deqi
Time of establishment: March 30, 1987
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
Establishment approval authority and establishment approval document No.: State Council Guo Fa (1986) No. 81 and Chinese
PBY [1987] No. 40
Approval No. of fund custody business: ZJJZ [1998] No. 25 of China Securities Regulatory Commission
Business scope: absorbing public deposits; Issue short-term, medium-term and long-term loans; Handle domestic and foreign settlement
Calculation; Handle bill acceptance and discount; Issuance of financial bonds; Issuing, cashing and underwriting government
Bonds; Buying and selling government bonds and financial bonds; Interbank lending; Buying and selling foreign exchange; from
Bank card business; Provide letter of credit service and guarantee; Agency collection and payment business; Provide safe deposit box service
Service; Other businesses approved by the banking regulatory authority under the State Council; Business of foreign exchange settlement and sales.
Registered capital: 74.263 billion yuan
Organizational form: limited liability company
Duration: continuous operation
2、 Basis, purpose and principle of fund custody agreement
This agreement is based on the Securities Investment Fund Law of the People's Republic of China (hereinafter referred to as the "Fund")
Law of the People's Republic of China), the Measures for the Supervision and Administration of Publicly Offered Securities Investment Fund Sales Institutions (hereinafter referred to as the Measures for the Supervision and Administration of Publicly Offered Securities Investment Fund Sales Institutions)
Measures for the Administration of the Operation of Publicly Offered Securities Investment Funds (hereinafter referred to as the Operation Office)
Law of the People's Republic of China), Administrative Measures for Information Disclosure of Publicly Offered Securities Investment Funds (hereinafter referred to as "Information Disclosure")
Disclosure Measures), Provisions on the Management of Liquidity Risk of Open ended Securities Investment Funds Publicly Offered
Known as Liquidity Risk Management Regulations), Green Macro Return Hybrid Securities Investment Fund
Entered into with (hereinafter referred to as the Fund Contract) and other relevant provisions.
The purpose of this Agreement is to clarify the custody
Investment operation, net value calculation, income distribution, information disclosure, custody of the register of fund share holders and
Rights, obligations and responsibilities in matters related to mutual supervision to ensure the safety and protection of fund assets
The legitimate rights and interests of fund unit holders.
The Fund Manager and the Fund Custodian shall abide by the principle of equality, voluntariness, honesty and credibility, and full protection of investors
This agreement is signed based on the principle of legal interests.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
3、 The Fund Custodian's business supervision and verification of the Fund Manager
（1） The Fund Custodian exercises supervision over the investment behavior of the Fund Manager
1. The Fund Custodian shall, in accordance with the provisions of relevant laws and regulations and the provisions of the Fund Contract and this Agreement
To supervise the investment scope and objects of the Fund.
The investment scope of the Fund is financial instruments with good liquidity, including domestic legal issuance
Shares of the Hong Kong Stock Exchange (including the main board, GEM, science and technology innovation board and other legally issued and listed shares), Hong Kong Stock Connect
Target stocks and bonds (including national debt, central bank bills, local government bonds, financial bonds, corporate bonds, and corporate bonds)
Bonds, medium-term notes, short-term financing bonds, ultra short-term financing bonds, subordinated bonds, government supported institutional bonds
Government backed bonds, convertible bonds (including separable trading convertible bonds), exchangeable bonds and others
Bonds permitted by the CSRC to invest), inter-bank deposit receipts, bond repurchase, bank deposits (including agreements
Deposits, time deposits, call deposits, etc.), money market instruments, stock index futures, treasury bond futures, stocks
Options, asset-backed securities and other financial workers allowed by laws and regulations or the CSRC to invest funds
Yes (subject to the relevant provisions of the CSRC).
If laws and regulations or regulatory authorities allow the fund to invest in other varieties in the future, the fund manager shall
After proper procedures, it can be included in the scope of investment.
The proportion of the Fund's investment portfolio is:
The share assets of the Fund account for 60% - 95% of the Fund's assets (of which, the shares of Hong Kong Stock General Standard account for
The proportion of ticket assets is 0% - 50%). Invest in exchangeable bonds and convertible bonds (including
Convertible bonds) shall not exceed 20% of the fund assets. At the end of each trading day, the Fund deducts the stock index
After the trading margin required to be paid for futures, treasury bond futures and stock option contracts, it shall be kept no less than the fund capital
Cash of 5% of net assets or government bonds with maturity within one year, of which cash does not include settlement reserves
Payment, deposit and subscription receivable, etc.
The Fund's participation in the trading of stock index futures, treasury bond futures and stock options shall comply with laws and regulations
Investment restrictions agreed with the fund contract and business rules of relevant futures exchanges.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
If laws and regulations or the CSRC changes the investment proportion limit of investment varieties, the fund manager shall
After performing appropriate procedures, the investment proportion of the above investment varieties may be adjusted.
2. The Fund Custodian shall, in accordance with the provisions of relevant laws and regulations, the Fund Contract and this Agreement,
Supervise the proportion of fund investment and financing.
According to the Fund Contract, the proportion of the Fund's investment portfolio shall comply with the following provisions:
(1) The Fund's stock assets account for 60% - 95% of the Fund's assets (of which, the shares of Hong Kong Stock General Standard account for
The proportion of stock assets is 0% - 50%);
(2) The total proportion of investment in exchangeable bonds and convertible bonds (including convertible bonds with separate transactions) is not
More than 20% of fund assets.
(3) At the end of each trading day of the Fund, the Fund will deduct stock index futures, treasury bond futures and stocks
After the transaction margin required to be paid for the option contract, keep the cash no less than 5% of the net asset value of the fund or
Government bonds with a maturity of less than one year, including cash excluding settlement provisions, deposits and payables
Collection and application of purchase money;
(4) The Fund holds the securities issued by a company whose market value (the same company in Hexiang
A+H shares listed in Hong Kong) shall not exceed 10% of the net asset value of the fund;
(5) All funds managed by the Fund Manager hold securities issued by one company (the same company
The total number of A+H shares listed by the company both in China and Hong Kong shall not exceed 10% of the securities
Fund varieties investing in securities in accordance with the composition ratio of relevant indexes may not be subject to the ratio specified in this article
Case limitation;
(6) All open-ended funds managed by the Fund Manager hold the tradable funds issued by a listed company
The tradable shares shall not exceed 15% of the tradable shares of the listed company; All investments managed by the Fund Manager
The portfolio shall not hold more tradable shares issued by a listed company than the tradable shares of the listed company
30% of the votes; Open ended funds that invest in securities in full accordance with the composition ratio of relevant indexes and China
The special investment portfolio recognized by the CSRC may not be subject to the aforesaid proportion restrictions;
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
(7) The Fund's assets participate in the issuance and subscription of shares, and the amount declared by the Fund does not exceed the amount of
Total assets, the number of shares declared by the Fund shall not exceed the total number of shares issued this time by the company to be issued
Quantity;
(8) The total asset value of the Fund shall not exceed 140% of the net asset value of the Fund;
(9) The total market value of the Fund's active investment in liquidity restricted assets shall not exceed the Fund's assets
15% of net worth. Fund management due to fluctuations in the securities market, stock suspension of listed companies, changes in fund size, etc
If the Fund does not meet the limit of this proportion due to factors other than human factors, the Fund Manager shall not actively add new funds
Investment in restricted assets;
(10) The Fund, private securities asset management products and other entities recognized by the CSRC
If the counter party carries out reverse repo transactions, the qualification requirements for acceptable collateral should be consistent with those stipulated in the fund contract
The scope of investment is consistent;
(11) The Fund's participation in stock index futures trading shall comply with the following investment proportion restrictions:
1) At the end of any trading day, the value of stock index futures contracts purchased held by the Fund shall not exceed
10% of the net asset value of the Fund;
2) At the end of any trading day, the value of the sold stock index futures contracts held by the Fund shall not exceed
20% of the total market value of shares held by Jin;
3) Transaction fees of stock index futures contracts traded by the Fund on any trading day (excluding closing positions)
The amount shall not exceed 20% of the net asset value of the fund on the previous trading day;
4) Treasury bond purchase futures contracts and stock index futures contracts held by the Fund at the end of any trading day
The sum of the value and the market value of the securities shall not exceed 95% of the net asset value of the fund, of which, the securities refer to
Stocks, bonds (excluding government bonds with maturity less than one year), redemptory financial assets for sale (excluding
Including pledge repurchase), etc;
5) The market value of stocks held by the Fund and the value of stock index futures contracts bought and sold, total (
(difference calculation) shall comply with the relevant provisions of the fund contract on the proportion of stock investment;
(12) The Fund shall comply with the following requirements when participating in treasury bond futures trading:
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
1) At the end of any trading day, the value of treasury bond futures contracts held by the Fund shall not exceed
15% of net asset value;
2) At the end of any trading day, the value of the treasury bond futures contract sold by the holder shall not exceed that of the fund
30% of the total market value of some bonds;
3) Market value and purchase of bonds held by the Fund (excluding government bonds with maturity within one year)
The total value of treasury bond futures contracts received and sold (calculated by netting) should be in line with the fund contract on bonds
Relevant agreements on investment proportion;
4) The trading amount of treasury bond futures contracts traded on any trading day (excluding closing positions) shall not exceed
30% of the net asset value of the Fund on the previous trading day;
(13) The Fund's participation in stock option trading shall comply with the following investment proportion restrictions:
1) The total amount of premium paid and received by the Fund due to open position option contracts shall not exceed the fund assets
10% of net worth;
2) Where the Fund opens positions to sell call options, it shall hold sufficient underlying securities; Opening and selling put period
In case of rights, it shall hold the full amount of cash required for contract exercise or the offsetting option guarantee recognized by the rules of the Exchange
Cash equivalents of gold;
3) The par value of the option contracts with open positions of the Fund shall not exceed 20% of the net asset value of the Fund. Among them,
The nominal value of the contract is calculated by multiplying the exercise price by the contract multiplier;
(14) The proportion of the Fund's investment in various asset-backed securities of the same original equity holder shall not
More than 10% of the net asset value of the Fund;
(15) The market value of all asset-backed securities held by the Fund shall not exceed the net asset value of the Fund
20% of;
(16) The proportion of the same (referring to the same credit rating) asset-backed securities held by the Fund shall not
More than 10% of the size of the asset-backed securities;
(17) All funds managed by the Fund Manager invest in various assets of the same original equity holder
Supporting securities shall not exceed 10% of the total size of various types of asset-backed securities;
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
(18) The Fund shall invest in asset support certificates with a credit rating of BBB or above (including BBB)
Coupon. During the period when the Fund holds asset-backed securities, if its credit rating declines and it no longer meets the investment target
Yes, all of them shall be sold within 3 months after the rating report is issued;
(19) The Fund shall not carry out pledge style repo and buyout style repo in the bond market for the longest term
More than 365 days;
(20) Other investment limits stipulated by laws and regulations, CSRC and the Fund Contract
System.
Except for items (2), (9), (10) and (18)
The fund investment proportion is not high due to factors other than the fund manager, such as the merger of the securities issuer and the change of the fund size
If the investment proportion meets the above provisions, the Fund Manager shall make adjustment within 10 trading days, but
Except for special circumstances stipulated by the CSRC. Where laws and regulations provide otherwise, such provisions shall prevail.
The Fund Manager shall, within six months as of the effective date of the Fund Contract, make the proportion of the Fund's investment portfolio
Comply with the relevant provisions of the fund contract. During the above period, the investment scope and investment strategy of the Fund shall
It shall comply with the fund contract. The Fund Custodian's supervision and inspection of the Fund's investment comes from the Fund
As of the effective date.
Laws and regulations or regulatory authorities cancel or change the above restrictions, if applicable to the Fund, fund management
The Fund's investment will no longer be subject to relevant restrictions or will automatically comply with the then effective
Laws, regulations or regulatory provisions.
The Fund Custodian shall supervise the restrictions on the Fund's investment portfolio and the adjustment period in accordance with the above provisions
Du.
3. The Fund Custodian, in accordance with the provisions of relevant laws and regulations, the Fund Contract and this Agreement
Supervise the prohibited acts of fund investment. The fund assets may not be used for the following investments or activities.
(1) Underwriting securities;
(2) Lending or providing guarantee to others in violation of regulations;
(3) Investment with unlimited liability;
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
(4) Buying and selling other fund units, except as otherwise stipulated by the CSRC;
(5) Make capital contributions to the Fund Manager and the Fund Custodian of the Fund;
(6) Engaging in insider trading, manipulating securities trading prices and other improper securities trading activities;
(7) Other activities prohibited by laws, administrative regulations and the CSRC.
The Fund Manager uses the Fund property to buy and sell the Fund Manager, the Fund Custodian and their controlling shareholders
Securities issued by the actual controller or a company that has a significant interest with it or underwritten during the underwriting period
Securities or other major related party transactions shall conform to the investment objectives and policies of the Fund
Slightly, follow the principle of giving priority to the interests of fund share holders, prevent conflicts of interest, and establish and improve internal approval
The mechanism and evaluation mechanism shall be implemented according to the fair and reasonable price in the market. Relevant transactions must be obtained from the fund in advance
The custodian agrees and discloses it in accordance with laws and regulations. Major related party transactions shall be submitted to the directors of the fund manager
The meeting was reviewed and approved by more than two-thirds of the independent directors. The Board of Directors of the Fund Manager shall at least
Review related party transactions half a year.
Laws and regulations or regulatory authorities modify or cancel the above restrictions, if applicable to the Fund
After the Manager has performed the appropriate procedures, the Fund's investment will no longer be subject to the relevant restrictions or will automatically comply with the then effective
Laws, regulations or regulatory provisions.
Within [2] working days after the Fund Contract comes into effect, the Fund Manager and the Fund Custodian shall mutually propose
Names of shareholders who have a controlling relationship with this institution or companies who have other major interests with this institution
In case of any change in the above list, it shall be timely updated and notified to the other party.
4. The Fund Custodian, in accordance with the provisions of relevant laws and regulations, the Fund Contract and this Agreement
The fund manager participates in the supervision of the inter-bank bond market.
(1) The Fund Custodian shall, in accordance with the provisions of relevant laws and regulations and the Fund Contract
The financial manager supervises the counterparty credit risk when participating in transactions in the inter-bank market.
The Fund Manager shall provide the Fund Custodian with an inter-bank market that complies with laws, regulations and industry standards
List of counterparties. The Fund Custodian shall confirm receipt by telephone or letter within 2 working days after receiving the list
Go to the list. The Fund Manager shall regularly and irregularly check whether the
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
The list is updated. The Fund Custodian shall confirm by telephone or written reply within 2 working days after receiving the list
Yes, the new list will take effect on the date of confirmation by the Fund Custodian. Transactions that have been eliminated before the new list takes effect
Transactions conducted by counterparties but not yet settled shall still be settled in accordance with the agreement.
(2) When participating in inter-bank market transactions, fund managers are responsible for controlling the credit climate of counterparties
The fund manager shall be responsible for recovering the losses caused by the credit risk of the counterparty from the relevant responsible person
Reimbursement.
5. The Fund Custodian, in accordance with the provisions of relevant laws and regulations, the Fund Contract and this Agreement
The fund manager shall supervise the bank deposit business.
The investment bank deposits of the Fund shall comply with the following provisions:
(1) The Fund Manager and the Fund Custodian shall establish a reconciliation mechanism with the deposit bank to ensure that the Fund
The bank deposit business accounts and accounting are true and accurate.
(2) The Fund Manager and the Fund Custodian shall, in accordance with relevant regulations
A separate written agreement shall be signed to clarify the signing of relevant agreements, account opening and management, and investment instructions of both parties
Communication and implementation, fund transfer, account checking, due cashing, and the issuance and transmission of deposit certificates
Rights, obligations and responsibilities in the process of delivery and custody to ensure the safety of fund assets and protect the fund
Legal rights and interests of unit holders.
(3) The Fund Custodian shall strengthen the supervision and verification of the Fund's bank deposit business, strictly examine
Review relevant agreements, account information, investment instructions, deposit certificates and other relevant documents, and earnestly perform the entrustment
Responsibilities.
(4) When carrying out fund deposit business, the Fund Manager and the Fund Custodian shall strictly observe
Financial Law, Operation Measures and other relevant laws and regulations, as well as national account management and interest rate management
Regulations on management, payment and settlement.
6. The Fund Custodian's supervision of the Fund's investment in restricted securities.
(1) The Fund's investment in negotiable restricted securities shall comply with the Regulations on Fund Investment in Non public Offering of Stocks, etc
Notice on Issues Related to Circulating Restricted Securities and other relevant laws and regulations.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
(2) The tradable restricted securities here are not completely consistent with the liquidity restricted assets mentioned above, including
Including non-public issuance of shares and public issuance of shares regulated by the Administrative Measures for Securities Issuance of Listed Companies
The tradable securities, such as offline placement, which are locked for a certain period of time at the time of issuance, do not include those issued due to
Securities temporarily suspended due to important news or other reasons, issued and unlisted securities, and repurchase transactions
And other negotiable restricted securities.
(3) The Fund Manager shall provide the Fund Custodian with
The investment decision-making process and risk related to the restricted negotiable securities invested by the Fund approved by the Board of Directors of the Fund Manager
Insurance control system. The fund manager shall also provide the directors of the fund manager when the fund invests in non-public shares
Liquidity risk disposal plan that will be approved. The above information shall include, but not limited to, restrictions on fund investment and circulation
Control of investment quota and investment proportion of securities. The fund manager shall at least execute the investment index for the first time
Order the Fund Custodian to send the above information to the Fund Custodian in writing two working days in advance to ensure that the Fund Custodian has sufficient
Time for review. The Fund Custodian shall, within two working days after receiving the above information
Both parties acknowledge receipt of the above materials in a manner acceptable to both parties.
(4) Before the Fund invests in restricted securities in circulation, the Fund Manager shall provide the Fund Custodian with legal information
Relevant written information required by laws and regulations, including but not limited to the approval of the CSRC of the proposed securities issuing subject
Quasi documents, the number of securities issued, the issue price, the lock up period, and the number, price, and total amount of securities to be subscribed by the Fund
The proportion of cost and total cost in the net asset value of the fund, and the market value of the held tradable restricted securities in the net asset value
The proportion of, the time of fund transfer, etc. The Fund Manager shall guarantee the authenticity and integrity of the above information and shall
Send the above information to the Fund Custodian in writing at least two working days before the proposed implementation of the investment order to ensure that
The Fund Custodian has enough time to review.
(5) The Fund Custodian shall review the relevant written information provided by the Fund Manager
If the custodian believes that the above information may lead to risks in the fund investment, it has the right to require the fund manager to
Prior to investing in restricted securities for circulation, a supplementary written explanation on the elimination or prevention measures for such risks shall be made and kept
Check the risk assessment report issued by the risk management department of the fund manager on the restricted securities of the fund investment and circulation
And other materials for future reference. Otherwise, the Fund Custodian has the right to refuse to execute the relevant instructions. For refusing to execute
The Fund Custodian shall not bear any responsibility for the loss of the Fund property caused by the instruction, and shall have the right to report to the CSRC
The Supervisory Commission.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
If the Fund Manager and the Fund Custodian cannot reach an agreement, they shall report to the CSRC in time for solution
Decision. If the Fund Custodian earnestly performs its supervision duties, it will not assume any responsibility.
7. The Fund Custodian, in accordance with the provisions of laws and regulations, the Fund Contract and this Agreement
Supervise other aspects of fund investment.
（2） The Fund Custodian shall, in accordance with the provisions of relevant laws and regulations and the provisions of the Fund Contract
Net value calculation of gold assets, net value calculation of various fund units, receipt of funds receivable, fund expenses and
Revenue recognition, fund income distribution, relevant information disclosure, and fund industry published in fund promotion materials
Performance data, etc. If the Fund Manager is unauthorized without the approval of the Fund Custodian
If false performance data is printed on the promotional materials, the Fund Custodian will not accept this responsibility
He has the right to report to the CSRC after discovery.
（3） The Fund Manager shall actively cooperate with and assist the Fund Custodian in its supervision and verification, and
The Fund Custodian shall reply and correct, and explain or provide evidence on the Fund Custodian's doubts. In accordance with the law
If it is required by regulations to submit a fund supervision report to the CSRC, the fund manager shall actively cooperate in providing
Relevant data and systems.
The Fund Custodian finds that the investment instruction or actual investment operation of the Fund Manager violates the Fund Law
And other relevant laws and regulations, the Fund Contract and this Agreement shall be notified in writing in a timely manner
The Fund Manager shall be informed to correct within a time limit, and the Fund Manager shall check in a timely manner after receiving the notice, and shall call or write
Give feedback to the fund custodian in a face to face manner, explain the reasons for violations and the time limit for correction, and ensure that they are within the specified time limit
Correct in time. Within the time limit, the Fund Custodian has the right to review the notice at any time and urge the Fund
The administrator corrects. The Fund Manager fails to correct the violations notified by the Fund Custodian within the time limit
The fund custodian has the right to report to the CSRC.
The Fund Custodian shall immediately report to the CSRC if it finds that the Fund Manager has major violations,
At the same time, the Fund Manager shall be notified to make corrections within the time limit.
The Fund Custodian finds that the Fund Manager's instructions violate laws, administrative regulations and other relevant regulations
Or in violation of the provisions of the Fund Contract, it shall refuse to implement the provisions and immediately notify the Fund Manager,
And has the right to report to the CSRC.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
The Fund Custodian finds that the effective instructions of the Fund Manager in accordance with the trading procedures violate the laws and regulations
The Fund shall be notified immediately if it violates the provisions of the Fund Contract
And has the right to report to the CSRC.
（4） When the fund holds specific assets and there are or potential large redemption applications, according to the maximum limit
In order to protect the interests of fund share holders, the Fund Manager and the Fund Custodian have reached consensus through consultation,
After consulting with the accounting firm, the side pockets can be used in accordance with laws and regulations and the fund contract
Mechanism.
The fund manager shall focus on the implementation conditions, initiating departments, decision-making procedures and business of the side pocket mechanism
Processes and other matters, formulate clear internal systems and clear authorization division, update corresponding system settings,
Establish a communication mechanism with the fund custodian and other external institutions, and take effective measures to ensure the implementation of the side pocket mechanism
Timely, orderly, transparent and fair.
In the process of enabling and implementing the side pocket mechanism, the fund manager should strengthen the implementation rules of the side pocket mechanism
Full, prudent and strict assessment of the implementation impact to ensure that the assets to be included in the side pocket account are specific assets
Production. The Fund Custodian shall, in accordance with the provisions of relevant laws and regulations and the provisions of the Fund Contract, open the side pocket mechanism
Review and supervise the use, specific asset disposal and information disclosure. During the implementation of the side pocket mechanism
The specific rules shall be implemented in accordance with the provisions of relevant laws and regulations and the fund contract.
4、 The Fund Manager's business verification of the Fund Custodian
In accordance with the Fund Law and other relevant regulations, the Fund Contract and this Agreement
The Manager shall check the performance of the Fund Custodian's custody duties, including but not limited to:
Whether the fund custodian keeps the fund property safely, opens the fund account, securities account and debt of the fund property
Whether the securities depository account and other accounts required for investment have timely and accurately reviewed the fund funds calculated by the fund manager
Whether the net asset value and the net fund unit value have been cleared and settled according to the instructions of the fund manager
Relevant information disclosure and supervision of fund investment operation as required by laws and regulations and the Fund Contract
Is.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
The Fund Manager shall regularly and irregularly check the Fund assets under the custody of the Fund Custodian. base
The Fund Custodian shall actively cooperate with the Fund Manager in its verification activities, including but not limited to: submitting relevant materials
So that the Fund Manager can verify the integrity and authenticity of the custody property, reply and modify within the specified time
Yes.
The Fund Manager finds that the Fund Custodian has not implemented separate account management of the Fund assets and misappropriated the Fund without authorization
Assets, failure to execute or unreasonably delayed execution of fund manager's fund transfer instructions, disclosure of fund investment information
In violation of the Fund Law, the Fund Contract, this Agreement and other relevant provisions
The Fund Custodian shall be notified in person to correct within the time limit, and the Fund Custodian shall check and
Send a written reply to the Fund Manager. Within the time limit, the Fund Manager has the right to notify
Review the matter and urge the Fund Custodian to make corrections. The Fund Custodian's violation of the Fund Manager's notice
If the matter fails to be corrected within the time limit, the fund manager shall report to the CSRC. To the Fund Manager
If it is necessary to submit a fund supervision report to the CSRC as required by laws and regulations, the fund custodian shall actively cooperate in submitting
For relevant data and systems.
If the Fund Manager finds that the Fund Custodian has major violations, it shall immediately report to the CSRC,
At the same time, the Fund Custodian shall be notified to make corrections within the time limit.
5、 Custody of fund assets
（1） Principles of Fund Property Custody
1. The Fund Custodian shall keep the Fund property safely and shall not, without the instruction of the Fund Manager
The use, disposal and distribution of any assets of the Fund shall not be subject to
Enforcement of fund assets.
2. The Fund property shall be independent of the inherent property of the Fund Manager and the Fund Custodian. Of fund property
The creditor's rights shall not be offset against the debts of the inherent property of the Fund Manager and the Fund Custodian
The creditor's rights and the debtor's rights may not offset each other. The Fund Manager and the Fund Custodian shall bear the liabilities with their own assets
As for legal liability, its creditors shall not exercise the right to request freezing, seizure and other rights against the fund assets.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
3. The Fund Custodian shall open bank deposit accounts, securities accounts and bonds of the Fund assets in accordance with regulations
The Fund Manager and the Fund Custodian shall open futures capital accounts in accordance with regulations for accounts required for investment such as custody accounts
Household.
4. The Fund Custodian shall set up separate accounts for different fund assets under its custody
Other businesses and the custody business of other funds shall be subject to strict separate account management and independent accounting to ensure that the funds
Integrity and independence of property.
5. Assets receivable arising from fund investment and assets receivable arising from fund purchase
The Fund Manager shall be responsible for determining the date of receipt with the relevant parties and notifying the Fund Custodian to
If the fund assets do not reach the fund bank deposit account on the account day, the fund custodian shall timely notify the fund administrator
The manager takes measures to collect. If losses are caused to the Fund, the Fund Manager shall be responsible for
The Fund Custodian shall provide necessary assistance and cooperation for the parties to recover the losses of the Fund. Fund Custodian
We assume no responsibility for this.
（2） Verification of raised assets before the fund contract takes effect
Within 10 days after the expiration of the fund raising period or the early termination of the fund raising, the fund manager shall engage
The accounting firm specified in the Securities Law of the People's Republic of China shall conduct capital verification and issue a capital verification report
The capital verification report issued shall be signed by more than two (including two) Chinese certified public accountants who participated in the capital verification
Words are valid. Upon completion of capital verification, the Fund Manager shall deposit all the raised funds into the Fund Custodian as the basis
In the fund bank deposit account opened by Jin, the fund custodian shall issue relevant certificates on the day of receipt of funds
And the capital verification is completed.
（3） Opening and management of the Fund's bank deposit account
1. The Fund Custodian shall be responsible for the opening and management of the Bank Deposit Account of the Fund.
2. The Fund Custodian shall open a bank deposit account of the Fund in its business institution in the name of the Fund,
And handle the receipt and payment of funds according to the lawful and compliant instructions of the fund manager. The bank reserved seal of the Fund shall be
Custody and use of the Fund Custodian. All monetary income and expenditure activities of the Fund, including but not limited to investment
The redemption amount and fund income shall be paid through the bank deposit account of the Fund.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
3. The opening and use of the Fund's bank deposit account is limited to meet the needs of conducting the Fund's business
Yes. The Fund Custodian and the Fund Manager shall not open any other bank deposits in the name of the Fund
Accounts; It is also prohibited to use any bank deposit account of the Fund for activities other than the business of the Fund.
4. The Fund Custodian may apply for opening the corporate online banking business of the Fund's bank account
Bank funds shall be paid and handled by Bank of Communications Enterprise Online Banking (hereinafter referred to as "Bank of Communications Online Banking")
Fund settlement and remittance business of entrusted assets.
5. The management of the fund's bank deposit account shall comply with the relevant provisions of the banking regulatory authority.
（4） Opening and management of fund securities settlement account and securities capital account
1. The Fund Custodian shall, on behalf of the Fund, jointly name the Fund Custodian and the Fund in the
China Securities Depository and Clearing Co., Ltd. opens a securities account.
2. The Fund Manager shall be responsible for the management and application of the assets of the Fund's securities account.
3. Securities selected by the Fund Manager in the name of the Fund after the securities account is opened
The business outlet of the brokerage institution shall open the corresponding securities capital account and notify the fund custodian. Securities funds
The account is used for the settlement of the Fund's securities transactions and the recording of the settlement funds of securities transactions, and
A unique bank securities transfer correspondence is established between bank deposit accounts
The Fund Custodian shall not be responsible for the safety of the funds deposited in the securities capital account
Deposited funds.
4. The Fund Custodian holds the tripartite custody agreement signed between the Fund Manager and the securities brokerage institution
To handle the bank securities contract signing procedures between the securities capital account and the fund's bank deposit account, without the approval of the fund custodian
It is agreed in writing that the fund manager shall not transfer the designated bank settlement account (i.e. the fund bank) signed by the bank securities
Deposit account) to other accounts, otherwise, the legal consequences arising therefrom and the
All losses shall be borne by the Fund Manager.
5. The opening and use of the securities account and securities capital account of the Fund shall be limited to meeting the requirements of developing the Fund
Business needs. The Fund Custodian and the Fund Manager shall not lend or transfer without the consent of the other party
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
Securities account and securities capital account of the Fund; And may not use the securities account and securities capital of the Fund
The gold account conducts activities other than the business of the Fund.
（5） Opening and management of bond custody account
1. After the fund contract comes into effect, the fund manager shall be responsible for reporting to the People's Bank of China
The custodian shares in the Central Government Securities Depository and Clearing Co., Ltd. and the inter-bank market clearing house after passing the filing
A limited company shall open a bond custody account in the name of the Fund, and the Fund Custodian shall be responsible for the
Liquidation of bonds and funds. The Fund Manager is responsible for applying for the Fund to enter the national interbank borrowing market
For transactions, the fund manager shall open an interbank borrowing market trading account in the China Foreign Exchange Trading Center.
2. The Fund Manager, on behalf of the Fund, signs the Master Agreement on Bond Repurchase in the National Inter bank Bond Market
The original shall be kept by the Fund Manager.
（6） Opening and management of futures related accounts
The Fund Manager and the Fund Custodian shall open futures capital accounts in accordance with relevant regulations, and
The financial futures exchange obtains the transaction code. The name of the futures capital account and the corresponding name of the transaction code shall be
It shall be established in accordance with relevant regulations.
The Fund Custodian has obtained the qualification of depository bank for futures deposits, and the Fund Manager authorizes the Fund Custody
People handle relevant bank time transfer business.
（7） Opening and management of fund investment bank deposit account
The deposit account must be opened in the name of the fund, the account name is the name of the fund, and the deposit account opening documents
The reserved seal (including the seal of the custodian) and the official seal of the fund manager shall be affixed.
When the Fund invests in bank deposits, the Fund Manager shall sign a specific deposit agreement/deposit with the deposit bank
Payment confirmation document, specifying the deposit type, term, interest rate, amount, account number, reconciliation method and withdrawal party
Rules such as the designated collection account when the deposit is due.
In order to prevent liquidity risk under special circumstances, the deposit agreement shall stipulate the terms of early withdrawal.
（8） Opening and management of other accounts
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
If the CSRC or other regulatory authorities allow the Fund to engage in its
If the investment business of other investment varieties involves the opening and use of relevant accounts, the fund manager shall assist
The Fund Custodian shall open relevant accounts in accordance with the provisions of relevant laws and regulations and the Fund Contract
Household. The account is used and managed according to relevant rules.
（9） Custody of valuable certificates such as physical securities and time deposit certificates of bank deposits related to the investment of fund assets
Physical securities shall be deposited by the Fund Custodian in the Fund Custodian's vault. Purchase of physical securities and
The transfer shall be handled by the Fund Custodian according to the instructions of the Fund Manager. The Fund Custodian is entrusted by the Fund
The Fund's assets actually and effectively controlled by institutions other than individuals shall not bear the custody responsibility.
The Fund Custodian shall be responsible for the custody of certificates of deposit and other valuable certificates.
The Fund Custodian is only responsible for keeping the deposit certificate, not for the authenticity of the deposit certificate
It is not responsible for the safe custody of the principal and income of the deposit corresponding to the deposit certificate.
（10） Custody of major contracts related to fund assets
The originals of major contracts related to the Fund signed by the Fund Manager on behalf of the Fund shall be
Custodian and fund manager shall keep it, unless otherwise restricted by relevant business procedures. Unless otherwise specified in this Agreement
In addition, when signing major contracts related to the Fund on behalf of the Fund, the Fund Manager shall ensure that
More than two originals, so that the Fund Manager and the Fund Custodian each hold at least one original
The Fund Manager shall promptly deliver the original to the Fund Custodian. The term of custody of the contract shall be subject to
Relevant regulations shall be implemented.
If more than two originals cannot be obtained, the Fund Manager shall provide the Fund Custodian with a stamped copy
Fax copy of the contract with the authorized business seal. The original contract is not negotiated by both parties or within the scope of the contract
No transfer.
6、 Sending, confirmation and execution of instructions
When the fund manager uses the fund assets, the fund manager shall pass the
The established third-party depository system of the fund custody account and securities capital account is used in the fund custody account and securities
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
Transfer between securities capital accounts, that is, bank securities transfer; Or the Fund Custodian may transfer funds according to the Fund Manager
Order execution bank securities transfer.
The fund manager sends the market foreign capital transfer and other funds to the fund custodian when using the fund assets
The Fund Custodian shall execute the instructions of the Fund Manager and handle the fund transactions under the name of the Fund
And other relevant matters. The Fund Manager shall send instructions by electronic fax, mail, electronic instructions or both parties
Other approved methods.
（1） Written authorization of the Fund Manager to the personnel who send instructions
The Fund Manager shall give a prior written notice (hereinafter referred to as the "Authorization Notice") that the Fund Custodian has the right to
The list of personnel sending instructions, signature samples, reserved seal and start date, indicating the corresponding authority,
It also stipulates that when the Fund Manager sends instructions to the Fund Custodian, the Fund Custodian confirms that it has the right to send
(hereinafter referred to as "the authorized person"). The grant issued by the Fund Manager to the Fund Custodian
The notice of rights shall be stamped with the official seal. After the Fund Manager sends out the authorization notice, it shall send it to the Fund Custodian by telephone
Confirm that the authorization notice will take effect from the activation date indicated above, and within three working days thereafter
The Fund Manager shall send the original of the authorization notice to the Fund Custodian.
After receiving the authorization notice, the Fund Custodian shall check the signature and seal with the reserved sample, and shall
Confirm with the fund manager by telephone on the day when the authorization notice is received.
The Fund Manager and the Fund Custodian are obliged to keep confidential the authorization documents, and their contents shall not
Disclosed by anyone other than the operator.
（2） Content of instructions
The instruction refers to the fund transfer and
Other payment instructions. The instruction shall specify the payment reason, payment time, arrival time, amount
Collection account, large amount payment number and other contents required for payment execution shall be stamped with reserved seal and signed by the authorized person
Words/chapter.
（3） Time and procedure for sending, confirming and executing instructions
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
The Fund Manager shall, in accordance with the Fund Law and other relevant regulations, the Fund Contract and this Agreement
The authorized person shall send instructions within its legal business authority and transaction authority according to its authorization
Authority to send instructions. The mandate shall be issued by the authorized person identified in the "Authorization Notice" to
Sent by the gold custodian. After sending, the Fund Manager shall confirm with the Fund Custodian by telephone in a timely manner
Rong. The Fund Manager shall send payment instructions to the Fund Custodian before 15:00 and ensure that the Fund Bank
The account has sufficient fund balance, and the payment instruction is sent after 15:00 or the account fund is not available by 15:00
If it is sufficient, the Fund Custodian shall try its best to implement it, but cannot guarantee that the transfer will be completed on the same day. To the Fund Manager
The Fund Custodian may refuse to execute the instructions issued to the Fund Custodian without sufficient funds
And immediately notify the Fund Manager that the Fund Custodian will not bear any loss caused by failure to implement the instruction
Liability for loss. If the fund manager requires that the account be received at a certain time of the day, it must be at least 2 working hours in advance
Send payment instructions to the Fund Custodian and confirm with the Fund Custodian by telephone. Transmission of fund manager's instructions
The input and confirmation are not timely or the account fund is insufficient, and the sufficient execution time is not reserved, resulting in the failure of the instruction
In case of timely implementation, the Fund Custodian shall not bear the losses arising therefrom. For the reference issued by the authorized person
The Fund Manager shall not deny its effectiveness. The method of the Fund Custodian in accordance with the "Authorization Notice"
The instruction can be executed only after the validity of the instruction is confirmed. The Fund Custodian is only authorized by the Fund Manager
The order shall be subject to formal review of surface conformity, and shall not be responsible for its authenticity.
（4） The circumstances and handling procedures of the Fund Manager sending wrong instructions
The circumstances under which the fund manager sends wrong instructions include that the instruction sender has no right or exceeds his/her authority to send
The instruction and delivery information are wrong, and the important information in the instruction is unclear or incomplete. The Fund Custodian is performing
When performing the supervision function, have the right to refuse to execute the instructions of the fund manager and notify them in a timely manner
The Fund Manager makes corrections.
（5） The circumstances and handling procedures under which the Fund Custodian suspends or refuses to execute the order in accordance with laws and regulations
If the Fund Custodian finds that the Fund Manager's investment
The fund instruction violates the laws and regulations related to the fund, the Fund Contract and the provisions of this Agreement, such as the transaction fails to
If it becomes effective, it will not be implemented and the Fund Manager will be notified immediately; If the transaction has taken effect, it shall be communicated in writing
Inform the fund manager to correct within a time limit. After receiving the notice, the Fund Manager shall check it in a timely manner and in an agreed form
Feed back to the Fund Custodian, and the loss caused thereby shall be borne by the Fund Manager.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
If the Fund Custodian finds that the investment order is likely to
In case of violation of laws and regulations, the Fund Contract and this Agreement, the execution of the order shall be suspended and the Fund shall be notified
The administrator corrects. If the Fund Manager refuses to correct, the Fund Custodian has the right to report to the CSRC
Notice.
（6） The handling method for the Fund Custodian's failure to follow the instructions of the Fund Manager
The Fund Custodian fails to follow the normal instructions sent by the Fund Manager due to its own reasons,
Measures should be taken to make up for the losses caused to fund share holders after the discovery
The direct economic losses caused shall be compensated.
（7） Replacement of authorized personnel
The fund manager must replace the authorized personnel or change the authority of the authorized personnel at least one time in advance
Within five working days, the fund custodian shall send the sealed
Notice of the change of the authorizer, indicating the start date, and notifying by telephone or other forms agreed by both parties
Fund Custodian. The notice of change of the authorized person shall come into force from the activation date indicated above. fund
The administrator's modification of the content of the authorization notice takes effect from the activation date. The Fund Manager will
The original of the notice of change of the authorized person shall be delivered to the Fund Custodian within working days.
If the Fund Manager has revoked or changed the authorization of the person who sent the order and notified in writing
The Fund Custodian refers to those who are not authorized to send the order after the activation date of the change notice
The Fund Manager shall not be liable for orders or orders sent beyond its authority.
7、 Transaction, clearing and settlement arrangements
（1） Standards and procedures for selecting securities and futures brokerage institutions for securities and futures trading
The Fund Manager shall be responsible for selecting securities brokers to act as agents for the securities and futures trading of the Fund's stock exchanges
And on behalf of the Fund, sign an agency agreement for securities trading units with the selected securities brokerage institution
Discussion. The Fund Manager, the Fund Custodian and the Securities Brokerage Institution sign the Securities Brokerage Service Agreement of the Fund
We will sign a separate agreement on specific matters such as the Fund's participation in over-the-counter securities trading and settlement, specifying the three parties
Various securities transactions, securities settlement and related capital settlement in the OTC securities trading participated by the Fund
Responsibilities and obligations in the project. The fund manager shall timely report the basic information such as the fund transaction unit number, commission rate, etc
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
The information and changes shall be notified to the Fund Custodian in writing in a timely manner, and shall be announced in the statutory information disclosure
Relevant contents are disclosed in.
The Fund Manager is responsible for selecting the futures brokerage institutions that act as agents for the futures trading of the Fund and signing agreements with them
The futures brokerage contract and other matters shall be executed in accordance with the relevant provisions of laws, regulations and fund contracts
If it is clearly stipulated, it may be implemented with reference to the rules on securities trading and the selection of securities brokerage institutions.
（2） Settlement arrangements after the fund invests in securities
1. Fund allocation
For the fund manager's fund transfer instructions, the fund custodian shall, after reviewing them without error
It shall be executed within the time limit without delay. The Fund Manager shall ensure that the Fund Custodian sends
There is sufficient funds in the fund bank account or fund settlement account when the fund transfer order is issued. Fund's
When the fund position is insufficient, the Fund Custodian has the right to reject the transfer instruction sent by the Fund Manager and promptly
Notify the Fund Manager. The Fund Manager shall give full consideration to the Fund Custodian's transfer when sending the transfer instruction
Payment processing time and in transit time. When the fund fund position is sufficient, the fund custodian
The Manager shall not delay or refuse to implement the instructions that comply with laws and regulations, the Fund Contract and this Agreement.
The Fund Custodian has the right to stop the payment of the transfer order that exceeds the position, but shall notify the Fund Manager by telephone in a timely manner,
The losses caused thereby shall be borne by the Fund Manager.
2. Settlement method
The payment and settlement shall be in the form of transfer. If the People's Bank of China has a faster, safer and more feasible settlement
The Fund Custodian may adjust the calculation method as required.
The Fund Custodian shall perform the functions required for fund settlement such as opening bank futures/bank securities transfer contract for the Fund Custodian Account
Yes.
3. Capital settlement of stock exchange
The fund settlement mode of stock exchange securities trading of the Fund is the securities dealer settlement mode. Securities Brokerage
The institution is responsible for
Rules, as a clearing participant, handle the securities trading of the Fund's investment in the stock exchange and
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
Clearing and settlement of securities funds not involved in transactions. The administrator shall comply with the provisions of
Relevant business rules and regulations, which automatically become the content of this clause.
The Fund Manager, the Fund Custodian and the securities brokerage institution participate in the securities of the stock exchange for the Fund
A separate agreement shall be signed for the specific matters of the transaction, specifying that the three parties participate in the securities trading of the stock exchange in the Fund
Responsibilities and obligations in the process of all kinds of securities transactions, securities settlement and related capital settlement. Securities brokerage
The disciplinary institution shall be responsible for the security and integrity of the capital in the securities capital account, and shall be responsible for the guidance of the securities brokerage institution
Losses caused to the Fund due to the failure to complete the clearing and settlement business of the Fund; If due to the fund manager's
If the investment behavior causes difficulties and risks in the fund investment liquidation, the fund manager shall be responsible for solving the problems
The losses caused by the Fund shall be borne by the Fund Manager.
The Fund Manager shall send the Bank Securities/Securities Bank Transfer to the Fund Custodian according to the capital demand of securities trading
Account instruction, transfer funds from the Fund's bank deposit account to the securities capital account, or transfer funds from securities
The capital account shall be transferred to the bank deposit account of the Fund. The Fund Custodian's instructions to the Fund Manager shall be in accordance with this
After the agreement is verified to be correct, the instruction shall be executed by bank securities transfer.
4. OTC transaction capital settlement
The clearing and settlement of the OTC securities investment of the Fund shall be conducted by the Fund Custodian according to the instructions of the Fund Manager
It shall be handled through the registration and settlement institution. If the fund assets are liquidated due to the reasons of the fund custodian
The Fund Custodian shall be responsible for compensating the losses of the Fund; If the fund manager's investment
The Fund Custodian shall immediately notify the Fund Custodian of the difficulties and risks of fund investment liquidation caused by the operation
The Fund Manager shall be responsible for solving the problem, and the Fund Custodian shall provide necessary cooperation
Losses caused to the Fund Custodian, the Fund and other assets under the custody of the Fund Custodian shall be managed by the Fund
People bear.
（3） Settlement arrangements after the fund invests in futures
The transactions of the Fund through futures brokerage institutions are represented by futures brokerage institutions as clearing participants
The Fund settles and undertakes the normal settlement and settlement business caused by futures brokerage institutions
The responsibility of law completion.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
The Fund Manager, the Fund Custodian and the Futures Brokerage Institution may discuss the details of the Fund's participation in futures trading
A separate agreement shall be signed to clarify the account opening and capital transfer of the three parties in the fund participating in futures trading
Responsibilities and
Obligations.
The fund manager shall instruct the futures company it selects to check the accuracy, integrity
Be responsible for authenticity. Because the items recorded in the transaction settlement report are inconsistent with the actual transaction results and equity
If the valuation calculation of this product is wrong, the fund manager shall be responsible for recovering from the data sender
The custodian is not liable.
（4） The Fund Manager and the Fund Custodian shall check the capital, securities accounts and transaction records
The Fund Manager shall check the transaction records of the Fund on a daily basis. Net amount of disclosed fund shares
Before setting the value, it must be ensured that all the actual transaction records of the day are complete with the transaction records on the fund accounting book
agreement. If the transaction record is inconsistent with the accounting book record, the fund accounting is incomplete or incomplete
True, and the losses caused thereby shall be borne by the accounting responsible party of the Fund. Each trading day of the Fund Manager
The fund funds and securities accounts prepared will be transmitted in a way agreed by both parties after all transactions on the day are completed
To the Fund Custodian, who checks the accounts on a daily basis.
For the accounts of physical coupons, the relevant parties shall check the accounts regularly.
The Fund Custodian shall regularly check the quantity and type of securities in the securities account.
Both parties can negotiate to use electronic reconciliation to check accounts.
（5） Time, procedure and
Definition of the responsibilities of the parties to the trusteeship agreement
1. The confirmation and liquidation of subscription and redemption of fund units shall be undertaken by the registration institution designated by the fund manager
Responsibility.
2. The Fund Manager shall transmit the data of subscription, redemption and conversion of open-ended funds on each open day
To the Fund Custodian. The number of subscription, redemption and conversion of open-ended funds that the fund manager should transfer
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
Be responsible for the authenticity, accuracy and integrity. The Fund Custodian shall timely check the receipt of subscription funds
And timely transfer the redemption and conversion funds according to the instructions of the fund manager.
3. The fund settlement between the fund custody account and the "fund clearing account" follows the principle of "full settlement, net
According to the principle of "amount settlement", the trusteeship is determined daily according to the difference between the funds receivable and the funds payable of the trusteeship account
The net receivable amount or net payable amount of the account shall be used to determine the capital delivery amount.
4. The Fund Manager shall, before the date of receipt agreed with the relevant parties, transfer the net amount of subscription (excluding
Subscription fee) to the custody account. If the net subscription amount fails to arrive on schedule, the Fund Custodian shall promptly notify
The Fund Manager shall take measures to collect the funds, and the responsible party shall bear the losses caused to the funds. base
The fund manager is responsible for recovering the loss of the fund from the responsible party.
5. The Fund Manager shall promptly send the transfer instructions for redemption and conversion of funds to the Fund Custodian. base
The cash custodian shall, according to the transfer order, make payment before the account arrival date agreed with the relevant parties (including
Payable) to the account designated by the Fund Manager. The Fund Manager shall promptly notify the Fund Custodian to transfer
Pay. If the redemption amount is not allocated as scheduled, the loss caused thereby shall be borne by the responsible party. fund management
People shall be responsible for recovering the loss of the fund from the responsible party.
（6） Settlement arrangements for fund income distribution
1. The Fund Manager shall decide on the income distribution plan and notify the Fund Custodian, which shall review it
Later, it will be announced in the specified media in accordance with the relevant provisions of the Information Disclosure Measures.
2. After the fund custodian and the fund manager conduct accounting treatment and check on the fund income distribution
The Fund Manager shall promptly send the transfer instructions for distributing cash dividends to the Fund Custodian, and the Fund Custodian shall
Timely transfer the funds to the account designated by the fund manager on the designated transfer date according to the transfer instruction.
3. When issuing dividend payment instructions, the Fund Manager shall reserve necessary funds for the Fund Custodian
Time of payment.
8、 Calculation and accounting of fund net asset value
（1） Calculation and review of net fund assets and net fund unit values
The net asset value of the fund refers to the value of the total asset value of the fund minus the liabilities.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
The Fund Manager shall evaluate the assets of the Fund every working day. The valuation principle should comply with the Fund Agreement
The same, the Guiding Opinions of the CSRC on the Valuation of Securities Investment Funds and other laws
Regulations. The net value of fund assets and net value of fund units used for fund information disclosure are managed by the fund
The Fund Custodian shall be responsible for calculation and review. The Fund Manager shall calculate after the end of each business day
The net value of the fund assets and the net value of the fund units of various fund units on the current day shall be sent to the
Gold Custodian. After reviewing the net value calculation result, the fund custodian will feed back the review result to the fund management
The Fund Manager shall publish the net value of the Fund units.
The Fund is valued as follows:
1. Valuation of securities listed in stock exchanges
(1) Securities (including stocks, etc.) listed on the stock exchange are listed on the stock exchange on the valuation date
Valuation of the market price (closing price) of the listing; There is no transaction on the valuation date, and the economic environment after the most recent transaction date is not
In case of any major change or no major event affecting the securities price by the securities issuer
Valuation of market price (closing price) on the trading day; If the economic environment has changed significantly since the recent trading day
In case of any major event affecting the securities price, the securities issuer may refer to the current market of similar investment varieties
Price and major change factors, adjust the market price of the latest transaction, and determine the fair price;
(2) For listed or listed fixed income varieties without rights (otherwise specified by laws and regulations
Except), select the full valuation price of the corresponding varieties provided by the third-party valuation benchmark service agency on the current day.
(3) For the fixed income varieties with rights that have been listed or listed for transfer (unless otherwise specified by laws and regulations
(external), select the unique full valuation price or
Recommended full valuation price. For fixed income varieties including the investor's right to put back, if the right to put back is exercised
Select the corresponding varieties provided by the third-party valuation benchmark service agency between the sales registration date and the actual collection date
The full price of the sole valuation or the full price of the recommended valuation, taking full account of the changes in the issuer's credit risk
Value impact. If the right to sell back is not exercised after the deadline (including the date) of the registration period for sale back, it shall be subject to a long waiting period
The corresponding price.
(4) There is an active market for publicly issued convertible bonds listed on the exchange market
The closing price on the valuation date shall be taken as the full valuation price for the bonds with full price trading;
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
For bonds with net price transaction, the closing price on the valuation date shall be selected and the pre tax accrued interest per hundred yuan shall be added as the valuation
Full price.
2. Securities in the unlisted period shall be handled according to the following circumstances:
(1) The new shares issued for stock dividend, conversion into additional shares, allotment and public issuance shall be listed on the stock exchange on the valuation date
Valuation method of the same stock of the brand; If there is no transaction on that day, the market price of the latest day (closing price
Valuation;
(2) For the initial public offering of unlisted shares, the fair value shall be determined using valuation techniques;
(3) Shares with a certain period of restricted sale period specified at the time of issuance, including but not limited to non-public shares
Tickets, restrictions on the public offering of shares by the company's shareholders during the initial public offering of shares, and obtained through block trading
Stocks in the sale period, excluding the suspended trading, newly issued unlisted, pledged bonds in repurchase transactions, etc
The fair value of restricted shares shall be determined in accordance with the relevant regulations of the regulatory authority or industry association.
(4) For the fixed income varieties that are not listed or transferred without listing and have no active market
The valuation techniques that are applicable in the current situation and that are supported by sufficient available data and other information determine the
Allowable value.
3. If the same bond is traded in two or more markets at the same time, it shall be separately based on the market where the bond is located
Valuation.
4. The Fund's investment in stock index futures and treasury bond futures contracts is generally valued at the settlement price on the valuation day
If there is no settlement price on the valuation date and there is no significant change in the economic environment after the latest trading day
Use the settlement price of the latest trading day for valuation.
5. Time deposits or call deposits held by banks are listed as principal, and the interest rate is agreed or contracted day by day
Recognition of interest income.
6. The Fund's investment in stock option contracts shall be evaluated in accordance with relevant laws and regulations and the provisions of the regulatory authorities
Value.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
7. If the exchange rate between Hong Kong dollars or other foreign currencies and RMB is involved in the valuation calculation, the following letter will be used
The exchange rate provided by the interest provider is the benchmark: the person announced by the People's Bank of China or its authorized institution on that day
The middle rate of the RMB exchange rate or other exchange rates that can reflect the fair value are used for valuation.
8. If there is conclusive evidence that the above method of valuation cannot objectively reflect its fair value,
The Fund Manager may, after consultation with the Fund Custodian according to the specific circumstances, adopt the price that best reflects the fair value
Grid valuation.
9. In case of large purchase or redemption, the Fund Manager can adopt the swing pricing mechanism,
To ensure the fairness of fund valuation.
10. If there are mandatory provisions in relevant laws and regulations and regulatory authorities, their provisions shall prevail. If there is anything new
The valuation is based on the latest national regulations.
If the fund manager or the fund custodian finds that the fund valuation violates the valuation party specified in the fund contract
When the provisions of laws, procedures and relevant laws and regulations fail to fully safeguard the interests of fund share holders,
The other party shall be notified immediately to jointly find out the cause and solve it through negotiation.
According to relevant laws and regulations, the obligation of calculating the net asset value of the Fund and accounting of the Fund is managed by the Fund
The manager shall bear the responsibility. The fund manager is the fund accounting responsible party of the Fund. Therefore
Relevant accounting issues cannot be agreed after full discussion on the basis of equality between relevant parties
According to the fund manager's calculation of the net asset value of the fund
Losses caused by fund share holders and the fund, and errors caused by the postponement of the calculation of the net asset value of the fund on the trading day
The Fund Custodian shall not be liable for any loss caused by mistake.
（2） Net value error handling
In case of any error in the calculation of net value, the Fund Manager shall be responsible for handling it, and then give it to the Fund Unitholders
And the Fund, the Fund Manager shall pay compensation to the Fund Unitholders or the Fund in advance
Gold. The Fund Manager and the Fund Custodian shall define the responsibilities of both parties according to the actual situation, and upon confirmation
The compensation shall be made according to the following terms.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
1. If Section (I) of Chapter VIII of this Agreement "Calculation of Net Fund Assets and Net Fund Unit Values" is adopted
When handling items 1-7, 9 and 10 of the valuation method in "and review", if the net value of the fund manager is calculated
If there is an error, the Fund Custodian does not find it during the review process, and it causes losses to the Fund Unitholders,
Compensation shall be paid to investors or funds in accordance with the provisions of laws and regulations
The amount of compensation paid by the Fund Manager and the Fund Custodian shall be based on the ratio of the management rate and the custody rate
Take respective responsibilities;
2. For example, the calculation results of the fund manager and the fund custodian on the net value of fund units, although repeated
For new calculation and verification, if no agreement can be reached, in order to avoid the situation that the net value of fund units cannot be announced on time
Form, the calculation results of the fund manager are published to the public, resulting in
The fund shall be responsible for the loss of
The Manager shall be responsible for compensation, and the Fund Custodian shall not be liable for compensation;
3. When the Fund Manager and the Fund Custodian conduct valuation according to Item 8 of the valuation method
Errors shall not be treated as errors in fund asset valuation.
Due to force majeure, or due to securities, futures exchanges, registration and clearing companies and other institutions
The Fund Manager and the Fund Custodian have taken necessary, appropriate
If reasonable measures are taken to check, but no error is found, the resulting valuation error of the fund assets,
The Fund Manager and the Fund Custodian shall be exempted from liability for compensation. However, the Fund Manager and the Fund Custodian shall reserve
Take necessary measures to mitigate or eliminate the impact.
For the handling of net worth errors, if there are new provisions in laws and regulations or the CSRC, the new provisions shall prevail
Implementation; If the industry has common practices, on the premise of not violating laws and regulations and not damaging the interests of investors
The two parties shall re negotiate and determine the settlement principle based on the principle of equality and protection of the interests of fund share holders
Then.
4. Fund asset valuation during the implementation of side pocket mechanism
If the Fund implements the side pocket mechanism, the assets of the main pocket account shall be valued according to the provisions of this Part
And disclose the net fund value information of the main pocket account, and suspend the disclosure of the net share value of the side pocket account.
（3） Fund accounting system
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
The accounting system formulated by relevant national departments shall be followed.
（4） Establishment of fund account book
After the Fund Agreement comes into force, the Fund Manager and the Fund Custodian shall follow the same rules as agreed by both parties
I. Accounting method and accounting treatment principle, independently setting up, logging in and keeping the full set of accounts of the Fund
To regularly check and supervise each other's account books to ensure the safety of fund assets.
If both parties disagree on the accounting treatment method, the treatment method of the fund manager shall prevail.
（5） Reconciliation of accounting data and financial indicators
Both parties shall check the accounts every trading day. If the accounts of both parties are found to be inconsistent, the fund management
The Fund Custodian and the Fund Custodian must promptly identify the causes and correct them to ensure consistency. If not checked on the same day
If the reason for the wrong account cannot be found for the time being, which affects the calculation and announcement of the net asset value of the fund
The account book of the Fund Manager shall prevail.
（6） Preparation and review of regular reports of the Fund
The financial statements of the Fund shall be independently prepared by the Fund Manager and the Fund Custodian on a monthly basis. Monthly report
The preparation of shall be completed within 5 working days after the end of each month. Regular report documents shall be subject to the requirements of the CSRC
Announcement of requirements of. The preparation of quarterly statements shall be completed within 15 working days after the end of each quarter; Basic
After the gold contract comes into effect, the information in the fund prospectus and fund product data summary has changed significantly
The fund manager shall update the prospectus and fund product information within 3 working days
The summary shall be published on the specified website; Other information in the fund prospectus and fund product data summary
In case of any change, the Fund Manager shall update it at least once a year. Interim report before the fund accounting year 6
Announcement within 2 months after the end of; The annual report shall be announced within 3 months after the end of the accounting year. as
If the fund contract takes effect for less than 2 months, the fund manager may not prepare the current quarterly report and interim report
Report or annual report.
The Fund Manager shall complete the preparation of the statements of the previous month within 3 working days at the beginning of the month, and shall
Provide relevant statements to the Fund Custodian; The Fund Custodian shall review within 2 working days upon receipt, and
Inform the Fund Manager of the review results in writing or in other ways agreed by both parties in a timely manner. For quarterly report
Report, interim report, annual report, updated prospectus, summary of fund product information, fund management
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
The Manager and the Fund Custodian shall complete the preparation, review and announcement within the time specified by the above regulatory authorities.
When the Fund Custodian finds discrepancies in the statements of both parties during the review process, the Fund Manager and the Fund
The custodian shall jointly find out the reasons and make adjustments, which shall be subject to the accounting treatment method agreed by both parties.
If the Fund Manager and the Fund Custodian fail to reach an agreement on the relevant statements before the date of announcement
To, the Fund Manager has the right to make public announcements in accordance with the statements prepared by it, and the Fund Custodian has the right to
The relevant information shall be reported to the CSRC for filing.
After the Fund Custodian has completed the review of the above report, it may issue a review confirmation letter (seal) or
Confirm in other ways agreed by both parties for the review and inspection of relevant documents by competent authorities.
9、 Fund income distribution
Fund income distribution refers to the proportion of the distributable income of the Fund according to the number of fund units held
For example, distribute to fund share holders.
The distributable profit of the fund refers to the undistributed profit and undistributed profit of the fund as of the base date of income distribution
The lower of the realized income in.
（1） The fund income distribution shall comply with the provisions of the income distribution principle in the fund contract, and the specific provisions are as follows:
Bottom:
1. On the premise of meeting the conditions for fund dividend, the fund manager can make the payment according to the actual situation
The specific distribution plan shall be subject to the announcement. If the Fund Contract takes effect less than 3 months ago
No income distribution;
2. There are two ways of income distribution of the Fund: cash dividends and dividend reinvestment, which can be selected by investors
Cash dividends or reinvestment of cash dividends automatically into fund units of corresponding categories; If the investor
No, the default income distribution method of the Fund is cash dividends;
3. After the distribution of fund income, the net value of various fund units cannot be lower than the par value, that is, the fund income distribution base
Net value of fund units of various fund units on the standard date minus the income points of each fund unit of such fund units
The allocated amount cannot be lower than the face value;
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
4. Due to different fund expenses, different types of fund units may have different income distribution amounts
Different, the fund manager can formulate income distribution plans for each type of fund shares
Each fund unit of the same category shall enjoy the same distribution right;
5. If laws and regulations or regulatory authorities provide otherwise, their provisions shall prevail.
See the announcement issued by the Fund Manager at that time for the distribution proportion of each income of the Fund. Without violating the law
The Fund Manager and the registration authority shall not
The principle of fund income distribution can be adjusted without convening a general meeting of fund share holders.
（2） Determination and announcement of fund income distribution plan
The income distribution plan of the Fund shall be formulated by the Fund Manager and reviewed by the Fund Custodian
The manager shall publish in the specified media in accordance with the relevant provisions of the Information Disclosure Measures. Fund income sub formula
The case shall specify the distributable profits, distribution objects of fund income and distribution as of the base date of income distribution
Time, distribution amount and proportion, distribution method, etc.
The bank transfer or other handling fees incurred in the distribution of fund income shall be borne by the investors themselves.
When the investor's cash dividend is less than a certain amount, it is not enough to pay the bank transfer or other handling fees
The fund share registration authority may automatically transfer the cash dividends of fund share holders to the corresponding category
Fund shares. The calculation method of dividend reinvestment is as follows:
Financial Business Rules (as amended from time to time).
10、 Fund information disclosure
（1） Confidentiality obligations
Except in accordance with the Fund Law, the Fund Contract, the Information Disclosure Measures and the CSRC
In addition to the disclosure of relevant provisions on fund information disclosure, the Fund Manager and the Fund Custodian shall disclose
Fund information before disclosure, business information obtained from the other party and other fund information not suitable for public disclosure
It shall be kept confidential and shall not be disclosed to any third party. Unless otherwise specified by laws and regulations and required by audit
Outside.
The following circumstances shall not be deemed as breach of confidentiality obligations by the Fund Manager or the Fund Custodian:
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
1. Confidential information is disclosed, divulged or disclosed for reasons other than those of the Fund Manager and the Fund Custodian
On;
2. The Fund Manager and the Fund Custodian shall abide by and obey the court judgment, arbitration award or Chinese Securities
Information disclosure or disclosure made by the order of the Regulatory Commission and other regulatory bodies;
3. Provide services to external professional consultants such as audit and law consultants.
（2） Responsibilities and information disclosure procedures of the Fund Manager and the Fund Custodian in fund information disclosure
The Fund Manager and the Fund Custodian shall, in accordance with relevant laws and regulations
Undertake corresponding information disclosure responsibilities. The Fund Manager and the Fund Custodian shall actively cooperate with each other
Urge, supervise each other, and ensure that they perform their obligations of disclosure in accordance with the statutory way and time limit.
Documents for information disclosure of the Fund, including the Prospectus of the Fund and its advisory announcement, and the Fund Agreement
The same as its advisory announcement, fund custody agreement, fund product information summary, fund unit selling company
Notice, regular report, interim report, clarification notice and fund unit holder specified in the Fund Contract
Resolutions of the General Meeting, liquidation report and its advisory announcement, and other necessary announcements as required by the CSRC
The Fund Manager shall prepare and publish the relevant documents.
The Fund Custodian shall review the relevant reports in accordance with Section (6) of Chapter VIII of this Agreement.
The annual report of the Fund shall be audited by an accounting firm in accordance with the Securities Law of the People's Republic of China
Before disclosure.
The information disclosure announcement of the Fund must be released in the media specified by the CSRC.
（3） Suspension or delay of information disclosure
In case of the following circumstances, the Fund Manager and the Fund Custodian may agree to suspend or postpone
Late disclosure of fund information:
1. The Fund Manager and the Fund Custodian are unable to accurately assess the value of the Fund assets due to force majeure
Hour;
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
2. The securities/futures exchange involved in the fund investment is suspended on statutory holidays or for other reasons
Business hours;
3. The valuation is suspended as agreed in the Fund Contract;
4. Other circumstances stipulated by laws and regulations, recognized by the CSRC or the fund contract.
（4） Information disclosure during the implementation of the side pocket mechanism
Where the Fund implements the side pocket mechanism, the relevant information disclosure obligor shall, in accordance with laws and regulations
Information disclosure is required by the contract and the prospectus. See the prospectus for details.
（5） Fund Custodian Report
The Fund Custodian shall provide information on the Fund custody in accordance with the Fund Law and the relevant provisions of the CSRC
presentation. The report of the Fund Custodian states that the semi annual/annual Fund Custodian and the Fund Manager have fulfilled the requirements of the Fund Custodian
The conditions of the Golden Contract are an integral part of the Fund's interim report and annual report.
11、 Fund expenses
（1） Management fee of fund manager
The management rate of the Fund is [1.20]% per annum.
The fund management fee shall be accrued at the annual fee rate of the net asset value of the fund on the previous day. The calculation method is as follows:
H=E × annual management rate ÷ days of the year
H is the daily accrued fund management fee
E is the net asset value of the fund on the previous day
The fund management fee is accrued daily, accumulated to the end of each month day by day, and paid monthly. By the Fund Manager
After checking with the Fund Custodian, the Fund Custodian shall, according to the instructions of the Fund Manager or both parties' approval
The fund shall be paid to the fund manager in a lump sum from the fund property within 5 working days from the first day of the next month.
In case of legal holidays, public holidays or force majeure, the payment date shall be postponed.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
（2） Custody fees of the Fund Custodian
The custody rate of the Fund is [0.20]% per annum.
The fund custody fee shall be accrued at the annual fee rate of the net asset value of the fund on the previous day. The calculation method is as follows:
H=E × annual custody rate ÷ days of the year
H is the fund custody fee that should be accrued every day
E is the net asset value of the fund on the previous day
The fund custody fee is accrued daily, accumulated to the end of each month day by day, and paid monthly. By the Fund Manager
After checking with the Fund Custodian, the Fund Custodian shall, according to the instructions of the Fund Manager or both parties' approval
The fund assets shall be withdrawn in a lump sum within 5 working days from the first day of the next month. In case of legal holidays
Day, public holiday or force majeure, the payment date shall be postponed.
（3） Sales service fees for Class C fund units
There is no sales service fee for Class A fund units of the Fund, and the sales service fee for Class C fund units is
The annual fee rate of [0.50]% of the net asset value of Class C fund units on the previous day is accrued. The calculation method is as follows:
H=E × annual sales service rate ÷ days of the year
H is the daily accrued sales service fee for Class C fund units
E is the net asset value of the fund on the previous day for Class C fund units
The sales service fee is accrued daily, accumulated day by day to the end of each month, and paid monthly. By the Fund Manager
After checking with the Fund Custodian, the Fund Custodian shall, according to the instructions of the Fund Manager or both parties' approval
In a lump sum from the fund assets to the registration authority within 5 working days from the first day of the next month
The registration agency shall pay to the sales agency on behalf. In case of legal holidays, public holidays or force majeure, the payment date
The period shall be postponed.
（4） The fund manager's management fee, the fund custodian's custody fee
Other fund fees other than sales service fees shall be subject to relevant laws and regulations
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
regulations; Expenses incurred by the Fund Manager and the Fund Custodian due to non performance or non full performance of obligations
Or the loss of fund property, as well as the expenses incurred in handling matters unrelated to the operation of the fund, are not included in the base
Financial expenses. Lawyer fees, accountant fees and information disclosure fees before the Fund Contract comes into force shall not be deducted from the
Disbursed from gold property; The Fund Manager and the Fund Custodian are independent in addition to disclosing information as required by laws and regulations
If information disclosure fees are incurred during disclosure, such fees shall not be disbursed from the fund assets; Fund Custodian Yes No
Other expenses in compliance with the Fund Law, the Operating Measures and other relevant provisions as well as the Fund Contract include
Right to refuse execution. If the Fund Custodian finds that the Fund Manager violates the relevant provisions of relevant laws and regulations
As agreed in the Fund Contract and this Agreement, expenses shall be disbursed from the Fund assets and the Fund shall have the right to request the management of the Fund
The Manager makes a written explanation, if the Fund Custodian believes that the Fund Manager has no legitimate or reasonable reasons,
Payment can be refused.
（5） Fund expenses during the implementation of the side pocket mechanism
If the Fund implements the side pocket mechanism, the expenses related to the side pocket account can be listed from the side pocket account
However, it can be disbursed only after the assets of the side pocket account are realized, and the relevant fees can be charged or reduced as appropriate, but
No management fee shall be charged. See the prospectus for details.
12、 Custody of the Register of Fund Unitholders
The register of fund share holders shall at least include the names of fund share holders and the fund shares held by them
Eh. The register of fund share holders shall be prepared and maintained by the fund registration authority in accordance with the instructions of the fund manager
The Fund Manager and the Fund Custodian shall respectively keep the register of Fund Unitholders and the Fund Register
The shelf life shall not be less than the minimum period specified by laws and regulations, otherwise specified by laws and regulations or by the competent authority
Unless otherwise required. If it cannot be properly kept, it shall be liable according to relevant regulations.
Before the Fund Custodian requests or prepares the interim report and annual report, the Fund Manager shall
The information submitted to the Fund Custodian shall not be unreasonably refused or delayed, and its authenticity and accuracy shall be guaranteed
Integrity. The Fund Custodian shall not use the register of Fund Unitholders under its custody for fund custody
It shall be used for other purposes than business and shall abide by confidentiality obligations.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
13、 Preservation of Fund related documents and archives
The Fund Manager shall keep the records, account books, statements and other relevant documents of the Fund property management business activities
The Fund Custodian shall keep the records, account books, statements and other relevant documents of the Fund custody business activities
Relevant information.
The Fund Manager and the Fund Custodian shall keep the original vouchers, accounting vouchers
Fund account books, accounting reports, transaction records and important contracts shall be kept for a period not less than laws and regulations
The minimum deadline set.
After the Fund Manager signs a major contract, it shall promptly deliver the original of the contract to the Fund Custodian
People. The Fund Manager shall timely submit the contracts and agreements related to the accounting treatment and fund allocation of the Fund
It is suggested to fax it to the Fund Custodian.
After the change of the Fund Manager or the Fund Custodian, the party that has not changed is obliged to assist the successor in receiving
Relevant documents of the Fund.
14、 Replacement of Fund Manager and Fund Custodian
（1） Replacement of Fund Manager
1. Conditions for the termination of the Fund Manager's duties
Under any of the following circumstances, the duties of the fund manager shall be terminated:
(1) The Fund Manager is disqualified from fund management according to law;
(2) The Fund Manager is dissolved, revoked or declared bankrupt according to law;
(3) The Fund Manager is dismissed by the General Meeting of Fund Unitholders;
(4) Other circumstances stipulated by laws and regulations, CSRC and the Fund Contract.
2. Replacement procedure of fund manager
(1) Nomination: The new Fund Manager is held by the Fund Custodian or more than 10% individually or jointly
Nomination of fund share holders of fund shares (including 10%);
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
(2) Resolution: The General Meeting of Fund Unitholders shall, within 6 months after the termination of the duties of the Fund Manager
The nominated Fund Manager shall form a resolution, which shall be submitted to the Fund Unitholders attending the meeting
More than two thirds (including two thirds) of the voting rights shall be adopted by voting and take effect from the date of adoption;
(3) Temporary Fund Manager: The CSRC shall appoint a temporary fund manager
The Fund Manager;
(4) Filing: the resolution of the general meeting of fund share holders to change the fund manager must be reported to the CSRC
keep on record;
(5) Announcement: After the Fund Manager is replaced, the Fund Custodian will change the Fund Manager's Fund
After the resolution of the general meeting of unit holders takes effect, it shall be submitted to the CSRC in accordance with the relevant provisions of the Information Disclosure Measures
Regulate media announcements;
(6) Handover: If the duties of the fund manager are terminated, the fund manager shall properly keep the fund management industry
And timely transfer the fund management business to the temporary fund manager or the new fund manager
The temporary fund manager or the new fund manager shall accept the procedures in a timely manner. Temporary fund manager or new
The Fund Manager shall check the total value of the Fund's assets and the net value of the Fund's assets with the Fund Custodian;
(7) Audit: if the duties of the fund manager are terminated, an accountant shall be employed in accordance with the provisions of laws and regulations
The accounting firm shall audit the fund assets, announce the audit results, and report to the CSRC for filing
Audit fees shall be disbursed from the fund assets;
(8) Change of fund name: if the original or new fund manager wants to
It is required to replace or delete the words related to the original fund manager in the fund name as required.
（2） Replacement of Fund Custodian
1. Conditions for the termination of the Fund Custodian's duties
Under any of the following circumstances, the duties of the Fund Custodian shall be terminated:
(1) The Fund Custodian is disqualified from fund custody according to law;
(2) The Fund Custodian is dissolved, revoked or declared bankrupt according to law;
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
(3) The Fund Custodian is dismissed by the General Meeting of Fund Unitholders;
(4) Other circumstances stipulated by laws and regulations, CSRC and the Fund Contract
2. Procedures for replacing the Fund Custodian
(1) Nomination: The new Fund Custodian is held by the Fund Manager or more than 10% individually or jointly
Nomination of fund share holders of fund shares (including 10%);
(2) Resolution: The General Meeting of Fund Unitholders shall, within 6 months after the termination of the duties of the Fund Custodian
The nominated Fund Custodian shall form a resolution, which shall be submitted to the Fund Unitholders attending the meeting
More than two thirds (including two thirds) of the voting rights shall be adopted by voting and take effect from the date of adoption;
(3) Temporary Fund Custodian: The CSRC shall appoint a temporary fund custodian
The Fund Custodian;
(4) Filing: the resolution of the general meeting of fund share holders to change the fund custodian must be reported to the CSRC
keep on record;
(5) Announcement: After the Fund Custodian is replaced, the Fund Manager will change the Fund Custodian's Fund
After the resolution of the general meeting of unit holders takes effect, it shall be submitted to the CSRC in accordance with the relevant provisions of the Information Disclosure Measures
Regulate media announcements;
(6) Handover: If the duties of the Fund Custodian are terminated, it shall properly keep the Fund assets and the Fund custody
Business information, timely handling the transfer procedures of fund assets and fund custody business, and the new fund custodian
Or the temporary fund custodian shall accept it in a timely manner. Temporary Fund Custodian or New Fund Custodian and Fund
The Fund Manager checks the total value of the Fund's assets and the net value of the Fund's assets;
(7) Audit: If the duties of the Fund Custodian are terminated, an accountant shall be employed in accordance with laws and regulations
The accounting firm shall audit the fund assets, announce the audit results, and report to the CSRC for filing
Audit fees shall be disbursed from the fund assets.
（3） The Fund Manager and the Fund Custodian are replaced at the same time
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
1. Nomination: if the Fund Manager and the Fund Custodian change at the same time
Fund share holders with more than 10% (including 10%) of the total fund shares nominate new fund managers and fund trusts
Managing people;
2. The replacement of the Fund Manager and the Fund Custodian shall be carried out in accordance with the above procedures respectively;
3. Announcement: The new Fund Manager and the new Fund Custodian shall change the Fund Manager and the Fund
After the resolution of the general meeting of fund unit holders of the custodian takes effect, the relevant provisions of the Information Disclosure Measures shall apply
Joint announcement on the specified media and filing with the CSRC.
（4） The new fund manager or temporary fund manager receives the fund management business or the new fund trust
Before the custodian or temporary fund custodian receives the fund property and fund custody business, the original fund manager or
The Fund Custodian shall continue to perform relevant duties in accordance with laws and regulations and the provisions of the Fund Contract, and ensure that
It will not harm the interests of fund share holders. The original fund manager or fund custodian is continuing to perform
During the period of relevant duties, the Bank still has the right to collect fund management fees or fund trusts in accordance with the provisions of the Fund Contract
Management fee.
（5） The provisions of this Part on the conditions and procedures for the replacement of the Fund Manager and the Fund Custodian
The part that directly refers to laws and regulations or regulatory rules, for example, the revision of laws and regulations or regulatory rules in the future will lead to
If the relevant contents are cancelled or changed, the Fund Manager and the Fund Custodian shall reach an agreement and make an announcement in advance
After that, the corresponding contents can be modified and adjusted directly without the need to hold a meeting of the fund unit holders' congress
Discussion.
15、 Prohibited acts
The prohibited acts of the Fund Manager and the Fund Custodian under this Agreement are as follows:
（1） Acts prohibited by the Fund Law.
（2） Unless otherwise specified by laws and regulations and the CSRC, the parties to the custody agreement shall use the funds
It is engaged in investment or activities prohibited by the Fund Law.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
（3） Except for the Fund Law and other relevant regulations, the Fund Contract and the CSRC
It is stipulated that the Fund Manager and the Fund Custodian shall use the Fund property to seek profits for themselves and any third party
Benefits.
（4） The Fund Manager and the Fund Custodian have not yet complied with relevant laws and regulations
Disclose the information publicly in the prescribed way to others.
（5） The Fund Manager sends the transfer instructions to the Fund Custodian when the fund position is insufficient
Order.
（6） When the fund position is sufficient and sufficient time is allowed for the fund custodian to execute the instructions
The Fund Custodian's instructions to the Fund Manager in compliance with laws and regulations, the Fund Contract and this Agreement
Delay or refusal to execute.
（7） Unless otherwise specified in the Fund Manager's instructions or the Fund Agreement, the Fund Custodian
Use or dispose of fund assets.
（8） The Fund Manager and the Fund Custodian are the same institution, or make mutual contributions or hold shares
Copies. The Fund Custodian and the Fund Manager are not independent in administration and finance, and their senior fund managers
Employees or other employees take part-time jobs with each other.
（9） Investment prohibited in the investment restrictions of the Fund Contract.
（10） Other behaviors prohibited by laws and regulations, the Fund Contract and this Agreement.
If laws, regulations and regulatory authorities cancel or change the above prohibitive provisions, the Fund will not be subject to the above
Relevant restrictions or regulations after change shall be implemented.
16、 Change and termination of fund custody agreement and liquidation of fund assets
（1） Changes to the Fund Custody Agreement
The parties to this agreement may amend the agreement upon consensus. New agreement after modification
The contents shall not conflict with the provisions of the Fund Contract. The revised new agreement shall be reported
Recorded by China Securities Regulatory Commission.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
（2） Termination of the Fund Custody Agreement
1. The Fund Contract is terminated;
2. The Fund Custodian is disbanded, revoked or bankrupt according to law, or the Fund Custodian is disqualified according to law or due to
Other reasons cause other fund custodians to take over the fund assets;
3. The Fund Manager is dissolved, revoked, bankrupt, disqualified from fund management or
Other reasons cause other fund managers to take over the fund management right;
4. Occurrence of Fund Law, Sales Measures, Operation Measures or other laws and regulations
Termination of.
（3） Liquidation of fund assets
1. Fund asset liquidation team: 30 working days from the date of termination of the Fund Contract
The Fund Manager shall organize a liquidation group of the Fund assets and supervise it in the CSRC
Fund liquidation shall be carried out under.
2. Composition of the Fund Assets Liquidation Team: The members of the Fund Assets Liquidation Team are the Fund Manager and the Fund
Custodian, certified public accountant and lawyer conforming to the Securities Law of the People's Republic of China, and China
The composition of personnel designated by the CSRC. The Fund assets liquidation team may employ necessary staff.
3. Responsibilities of the Fund Assets Liquidation Team: The Fund Assets Liquidation Team is responsible for the custody and clearing of the Fund assets
Management, valuation, realization and distribution. The fund assets liquidation team may carry out necessary civil activities according to law.
4. Fund asset liquidation procedures:
(1) In case of termination of the Fund Contract, the Fund Property Liquidation Team shall take over the Fund
Gold;
(2) Liquidate and confirm the fund assets, claims and debts;
(3) Valuation and realization of fund assets;
(4) Prepare liquidation report;
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
(5) Engage an accounting firm to conduct external audit on the liquidation report, and engage a law firm to check
A legal opinion is issued in the calculation report;
(6) Submit the liquidation report to the CSRC for filing and announcement;
(7) Distribute the remaining assets of the Fund.
5. The time limit for the liquidation of the Fund's assets is six months, but the liquidity of the securities held by the Fund is limited
If the liquidation cannot be realized in a timely manner, the liquidation period shall be extended accordingly.
6. Liquidation expenses
Liquidation expenses refer to all reasonable expenses incurred by the fund assets liquidation team in the process of fund liquidation
Expenses and liquidation expenses shall be paid by the Fund Assets Liquidation Team from the Fund assets in priority.
7. Distribution of residual assets in the liquidation of fund assets
Deduct all remaining assets after the liquidation of the fund assets according to the distribution plan for the liquidation of the fund assets
After the liquidation expenses of fund assets, payment of taxes owed and settlement of fund debts
Some fund units are distributed in proportion.
8. Announcement of Fund Asset Liquidation
Major issues related to the liquidation process shall be announced in a timely manner. The fund assets liquidation report has been approved in accordance with
It is audited by the accounting firm specified in the Securities Law of the People's Republic of China, and the legal opinion is issued by the law firm
After reading the book, it shall be reported to the CSRC for filing and announced. Fund assets liquidation announcement on the Fund assets liquidation report
The Fund Assets Liquidation Group shall make an announcement within 5 working days after reporting to the CSRC for filing
The liquidation team shall publish the liquidation report on the specified website and publish the suggestive announcement of the liquidation report
In the required newspaper.
9. Preservation of fund assets liquidation books and documents
The fund assets liquidation account book and relevant documents shall be kept by the fund custodian for a period not less than that prescribed by law
The minimum period stipulated by the regulations.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
17、 Liability for breach of contract
（1） If the Fund Manager or the Fund Custodian fails to perform this Agreement or the performance of this Agreement is inconsistent with the agreement,
It shall bear the liability for breach of contract.
（2） The Fund Manager and the Fund Custodian violate the Fund Law in the process of performing their respective duties
If any damage is caused to the Fund property or the Fund Unitholders as stipulated in the Depository Agreement or this Depository Agreement
Shall be liable for compensation for their respective acts in accordance with the law; Fund assets or fund shares due to joint act
If the amount holder causes damage, he shall bear joint and several liability for compensation. Compensation for losses shall be limited to direct
Losses. However, the parties shall be exempted from liability in the following circumstances:
1. The Fund Manager and/or the Fund Custodian shall comply with the provisions of the CSRC or the then effective laws
Losses caused by acts or omissions of laws and regulations;
2. The Fund Manager invests or does not invest due to the investment principle specified in the Fund Contract
Direct losses caused;
3. Force majeure.
If the fund asset or the fund fund is damaged due to the default of one party to this Agreement (the "defaulting party")
The other party (the "observant party") has compensated the fund assets or funds
If the investor suffers losses, the observant party shall have the right to recover all direct losses incurred from the defaulting party.
If one party breaches the contract, the other party is obliged to take necessary measures in a timely manner within the scope of its duties
To prevent the expansion of losses. If the loss is further expanded due to failure to take appropriate measures, it shall not be expanded
Claim compensation for the loss of. The reasonable expenses incurred by the non defaulting party to prevent the loss from expanding shall be borne by the defaulting party
Dan.
Due to factors beyond the control of the Fund Manager and the Fund Custodian, business errors occur
Although the Manager and the Fund Custodian have taken necessary, appropriate and reasonable measures for inspection
Failure to find the error, resulting in loss of fund assets or fund investors
The fund custodian may be exempted from liability for compensation. However, the Fund Manager and the Fund Custodian shall actively take necessary measures
Measures to eliminate or reduce the resulting impact.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
（3） If a party to the trusteeship agreement violates the trusteeship agreement and causes losses to the other party, it shall bear
Liability.
（4） If the breach of contract has occurred, but this custody agreement can continue to be performed
On the premise of protecting the interests of fund share holders, the Fund Manager and the Fund Custodian shall continue to perform this
agreement.
（5） The losses referred to in this agreement are direct losses.
18、 Dispute resolution
Both parties agree that all disputes arising from or in connection with this Agreement shall be settled through
Through friendly negotiation or mediation. The parties to the trusteeship agreement are unwilling to negotiate, mediate or negotiate
If negotiation and mediation fail, either party has the right to submit the dispute to Shanghai International Economic and Trade Arbitration
The Commission shall conduct arbitration in accordance with the Commission's arbitration rules in force at that time, and the place of arbitration shall be Shanghai
The award is final and binding on all parties concerned. Unless otherwise decided by the arbitration award
The arbitration fees and attorney fees shall be borne by the losing party.
During the dispute settlement period, both parties shall abide by the responsibilities of the Fund Manager and the Fund Custodian and continue to
Faithfully, diligently and responsibly perform the obligations specified in the Fund Contract and this Agreement, and maintain the Fund shares
The legitimate rights and interests of the holder.
This agreement is governed by the laws of the People's Republic of China (for the purpose of this agreement, excluding Hong Kong Special Administrative Region
Administrative Region, Macao Special Administrative Region and Taiwan Law).
19、 Effectiveness of the Fund Custody Agreement
（1） The Fund Custody Agreement submitted by the Fund Manager when applying to the CSRC for offering registration shall
After being sealed by both parties to the custody agreement and signed or sealed by the legal representatives or authorized representatives of both parties
Both parties to the negotiation shall amend the custody agreement according to the opinions of the CSRC. The custody agreement shall be reported to China Securities Regulatory Commission
The text that will be registered is the official text.
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
（2） The Fund Custody Agreement shall be established as of the establishment date of the Fund Contract and shall come into force as of the Fund Contract
Effective from the date of. The term of validity of the Fund Custody Agreement shall be from the effective date to the report of the liquidation results of the Fund assets
The date of filing and announcement by the CSRC.
（3） The Fund Custody Agreement shall have the same legal constraints on the parties to the Custody Agreement as of the effective date
power.
（4） The original of the Fund Custody Agreement is in triplicate. In addition to reporting to the relevant regulatory authority in triplicate
The Manager and the Fund Custodian each hold one copy, each of which has the same legal effect.
20、 Other matters
Matters not covered in this agreement shall be handled through consultation by the parties in accordance with the fund contract, relevant laws and regulations, etc
Li.
21、 Signing of Fund Custody Agreement
Custody Agreement of Green Macro Return Hybrid Securities Investment Fund
(There is no text on this page, which is the signature page of the Custody Agreement of Green Macro Return Securities Investment Fund)
Fund manager: Green Fund Management Co., Ltd. (seal)
Legal representative or authorized representative (signature or seal):
Fund Custodian: Bank of Communications Co., Ltd. (seal)
Legal representative or authorized representative (signature or seal):
Signed at:
Signed on: