Important tips
1. The raising of Taikang Semiconductor Quantitative Stock Selection Stock Sponsored Securities Investment Fund (hereinafter referred to as the "Fund") has been registered by the China Securities Regulatory Commission (hereinafter referred to as the "CSRC") in ZJXK [2023] No. 2768 on December 7, 2023. The registration of the Fund by the CSRC does not mean that it makes substantive judgments, recommendations or guarantees on the risks and returns of the Fund, nor does it mean that there is no risk in investing in the Fund. The CSRC will not make substantive judgments or guarantees on the investment value and market prospects of the Fund.
2. The Fund is a stock fund, and its operation mode is contractual and open-ended.
3. The manager and registration authority of the Fund is Taikang Fund Management Co., Ltd. (hereinafter referred to as "the Company"), and the fund custodian is Shanghai Pudong Development Bank Co., Ltd. (hereinafter referred to as "Shanghai Pudong Development Bank").
4. The offering objects of the Fund are individual investors, institutional investors, qualified foreign investors, origination fund providers who can invest in securities investment funds in accordance with laws and regulations, and other investors who are permitted by laws and regulations or the CSRC to purchase securities investment funds.
5. The Fund will be publicly offered through the sales agency designated by the Fund Manager from April 15, 2024 to April 30, 2024 (see the relevant business announcements of the sales agency or call the customer service hotline for specific business hours). The raising period of the Fund shall not exceed 3 months, which shall be calculated from the date of the sale of the Fund units. The Fund Manager may appropriately extend or shorten the time of fund sale within the raising period according to the situation of fund sale, and make an announcement in a timely manner.
6. The sales agencies of the Fund include direct sales agencies and other sales agencies. The direct selling institution is the Company, including the counter of the direct selling center and the fund direct selling electronic trading system (including online trading, fund manager's mobile client trading, "tkfunds" WeChat official account and other electronic trading systems announced by the fund manager separately). For other sales agencies, see "(III) Sales Agencies" under "VI. Parties and Intermediaries of the Offering".
7. Investors who wish to purchase the Fund shall open a fund account of the Company. The designated sales outlets of the Fund shall also handle the procedures for opening fund accounts for investors. The investor's account opening and subscription application can be handled at the same time.
8. Unless otherwise specified by laws and regulations, an investor can only open and use one fund account.
9. The interest generated from the effective subscription funds during the raising period will be converted into fund units and owned by the fund unit holders, of which the specific amount of interest and the specific amount of interest transferred to units shall be subject to the records of the registration authority.
10. Investors may subscribe for the Fund units for many times.
Investors subscribing for Class A fund units or Class C fund units through the Fund Manager's direct selling electronic trading system (including online trading system, the Fund Manager's mobile client, the Fund Manager's WeChat public account and other electronic trading systems announced by the Fund Manager separately) or other sales institutions of the Fund, The minimum amount of the first subscription (including subscription fees, the same below) of a single fund account is 1 yuan, and the minimum amount of each additional subscription is 1 yuan. If the fund manager or sales institution has other provisions, such provisions shall prevail.
If an investor subscribes Class A fund units or Class C fund units through the counter of the fund manager's direct marketing center, the minimum amount of the first subscription for a single fund account is 100000 yuan, and the minimum amount of the additional subscription for a single fund account is 1000 yuan. If the fund manager has other provisions, such provisions shall prevail.
Once the subscription application is accepted, it cannot be revoked.
If the cumulative number of fund shares subscribed by a single investor of the Fund (except the Fund Manager, senior managers of the Fund Manager or the Fund Manager as the originator of funds) reaches or exceeds 50% of the total fund shares, the Fund Manager has the right to restrict the subscription application of such investor. If the Fund Manager's acceptance of a certain subscription application or some subscription applications may lead investors to evade the above 50% ratio requirement in disguised form, the Fund Manager has the right to reject all or part of such subscription applications. The number of fund units subscribed by investors shall be subject to the confirmation of the registration authority after the fund contract takes effect.
11. Raising scale limit:
The upper limit of the Fund's raising scale is 3 billion yuan (excluding the interest during the raising period), and the effective control of the raising scale is achieved by the method of confirming the ratio of the last day. If the raising scale of the Fund reaches or exceeds 3 billion yuan on any day of the raising period, the Fund will terminate the raising and announce the specific scale control plan on the specified media in accordance with the relevant provisions of the Information Disclosure Measures. See "Part I (VII) Plan for Raising Scale Limit" of this announcement for details.
12. The acceptance of the subscription application by the sales agency does not mean that the application is necessarily successful, but only that the sales agency has actually received the subscription application. The confirmation of subscription shall be subject to the confirmation result of the registration authority. For subscription application and confirmation of subscription shares, investors shall timely inquire and properly exercise their legal rights. The subscription application submitted by the investor within the specified time on T day can usually be checked at the original subscription outlet on T+2 day. After the fund contract comes into effect, investors can go to each sales outlet to inquire about the final transaction confirmation and the subscribed shares.
13. This announcement only explains the relevant matters and regulations of the Fund's offering. If investors want to know the details of the Fund, please read the details published on the Company's website (www.tkfunds. com. cn) and the CSRC's fund electronic disclosure website（ http://eid.csrc.gov.cn/fund ）The Fund Contract, Prospectus and Product Data Summary of the Fund on. This announcement and the "Taikang Semiconductor Quantitative Stock Selection Stock Sponsored Securities Investment Fund Fund Contract and Prospectus Advisory Announcement" will be simultaneously published on the Securities Times on April 9, 2024.
14. During the offering period, the Company will timely announce the addition of other sales agencies besides those listed by the Company.
15. Investors can call the company's customer service telephone 4001895522 (toll free), 010-52160966 to inquire about subscription matters, or call the customer service telephone of other sales agencies to inquire about subscription matters.
16. For investors in places without sales outlets, they can call the company's customer service hotline 4001895522 (toll free) and 010-52160966 to inquire about subscription matters.
17. The Fund Manager may make appropriate adjustments to the raising arrangements in light of various circumstances.
18. Risk warning
Securities investment fund is a long-term investment tool. Its main function is to diversify investment and reduce the individual risk brought by investing in a single security.
The investment scope of the Fund mainly includes financial instruments with good liquidity, including domestic stocks publicly issued and traded in accordance with the law (including the main board, GEM and other stocks and depositary receipts allowed by the CSRC to be invested by funds), stocks, stock index futures, treasury bond futures Bond assets (including government bonds, local government bonds, financial bonds, corporate bonds, publicly issued subordinated bonds, convertible bonds, exchangeable bonds, pure bonds of convertible bonds with separate transactions, central bank bills, medium-term notes, short-term corporate bonds of securities companies, short-term financing bonds, ultra short-term financing bonds, etc.), asset-backed securities, bond repurchase, bank deposits Money market instruments, inter-bank deposit receipts, credit derivatives and other financial instruments permitted by laws and regulations or the CSRC for fund investment.
The proportion of the Fund's investment portfolio is: the proportion of the Fund's investment in stocks accounts for 80% - 95% of the Fund's assets, of which the proportion of investment in Hong Kong stocks is not more than 50% of the stock assets, and the proportion of investment in semiconductor industry related stocks is not less than 80% of non cash fund assets; At the end of each trading day, after deducting the trading deposits required to be paid for stock index futures contracts and treasury bond futures contracts, the amount of cash or government bonds with a maturity date of less than one year shall not be less than 5% of the net asset value of the fund, of which cash does not include settlement provisions, deposits and subscription receivables. If laws and regulations change the investment proportion limit of investment varieties, the fund manager may adjust the investment proportion of the above investment varieties after performing appropriate procedures.
There are risks in investment. When subscribing (or subscribing) fund shares, investors should carefully read the fund contract, this prospectus, fund product information summary and other information disclosure documents, fully understand the risk return characteristics of the fund product, fully consider the investors' own risk acceptance ability, and consider the willingness, timing The investment behavior such as quantity makes independent decisions, judges the investment value of the fund independently, makes investment decisions independently, and bears investment risks independently. The Fund Manager reminds investors of the principle of "buyer's responsibility" for fund investment. After investors make investment decisions, the investment risks caused by changes in the operation status of the fund and the net value of the fund shall be borne by the investors themselves. The possible risks of investing in the Fund include: systematic risks arising from the overall environment of the securities market, and non systematic risks unique to individual securities, The liquidity risk of the Fund Manager's failure to timely realize the Fund assets at a reasonable price to pay investors' redemption money (including but not limited to the risk of poor liquidity of specific investment objects, huge redemption risk, the risk caused by the use of liquidity risk management tools such as swing pricing or side pocket mechanism), the operational risk generated in the process of fund investment, The credit risk caused by settlement default and investment bonds, the unique risk caused by the fund's investment object and investment strategy, and so on.
The Fund may participate in the trading of stock index futures. The stock index futures adopt the margin trading system. Because the margin trading is leveraged, in case of adverse market conditions, small changes in the stock index may cause greater losses to investors' rights and interests. The daily debt free settlement system is adopted for stock index futures. If the margin is not replenished within the specified time, the position will be forced to be closed as required, which may cause significant losses to the investment.
The Fund can participate in treasury bond futures trading, and treasury bond futures adopt the margin trading system. Due to the leverage of margin trading, when the yield of treasury bonds of the corresponding term changes unfavourably, investors' rights and interests may suffer greater losses. The daily debt free settlement system is adopted for treasury bond futures. If the margin is not replenished within the specified time, the position will be forced to be closed as required, which may cause significant losses to the investment.
The Fund may, according to the needs of its investment strategy or the changes in the market environment of different allocation places, choose to invest some of its fund assets in Hong Kong stocks or choose not to invest its fund assets in Hong Kong stocks. Fund assets are not necessarily invested in Hong Kong stocks. The Fund's assets are invested in the stock of Hong Kong Stock Connect, meeting the unique risks brought by the differences in investment environment, investment target, market system and trading rules under the Hong Kong Stock Connect mechanism, Including the risk of large price fluctuation in the Hong Kong stock market (the Hong Kong stock market implements T+0 reverse trading, and there is no limit on the rise and fall of individual stocks. The stock price of the Hong Kong Stock Connect may show more severe price fluctuations than that of A-shares), exchange rate risk (exchange rate fluctuations may cause losses to the investment income of the Fund) The risks that may be brought about by the discontinuity of trading days under the Hong Kong Stock Connect mechanism (in the case of the opening of the mainland market and the closing of the Hong Kong market, the Hong Kong Stock Connect cannot be traded normally, and Hong Kong shares cannot be sold in time, which may bring some liquidity risks). Please refer to the relevant contents of "Risk Disclosure" in the Prospectus for specific risks.
The investment scope of the Fund includes depositary receipts. In addition to the common risks faced by other funds that only invest in stocks in the Shanghai and Shenzhen markets, the Fund will also face the special risks of investing in depositary receipts. Please refer to the relevant contents of "Risk Disclosure" in the Prospectus for specific risks.
The Fund can invest in the stock of the Science and Technology Innovation Board and meet with the unique risks arising from the differences in the investment object, market system and trading rules under the Pro Science and Technology Innovation Board mechanism, including but not limited to market risk, stock price fluctuation risk, liquidity risk, credit risk, concentration risk, system risk, policy risk, delisting risk, and other risks. According to the needs of investment strategies or changes in market environment, the Fund may choose to invest some of its assets in the Science and Technology Innovation Board stocks or not to invest its assets in the Science and Technology Innovation Board stocks. Fund assets are not necessarily invested in the Science and Technology Innovation Board stocks.
To hedge credit risk, the Fund may invest in credit derivatives, which may face liquidity risk, repayment risk and price fluctuation risk. Please refer to the relevant contents of "Risk Disclosure" in the Prospectus for specific risks.
The Fund is an initiating fund. On the corresponding date three years after the effective date of the Fund Agreement, if the net asset value of the Fund is less than 200 million yuan, the Fund Agreement will automatically terminate, and the duration of the Fund Agreement may not be extended by convening a general meeting of Fund Unitholders. Fund Unitholders face the risk of forced liquidation of the Fund.
If the Fund Contract continues to exist three years after its entry into force, and the number of fund share holders is less than 200 or the net asset value of the Fund is less than 50 million yuan for 50 consecutive working days, the Fund will enter into liquidation procedures and terminate in accordance with the provisions of the Fund Contract, without convening a general meeting of fund share holders for deliberation. The investor will face the uncertainty risk of the possible termination of the fund contract.
The Fund is an equity fund, whose expected risk and expected return are higher than those of hybrid funds, bond funds and money market funds.
When the Fund holds specific assets and there are or potential large redemption applications, the Fund Manager can start the side pocket mechanism after performing the corresponding procedures. See the relevant sections of the Fund Contract and Prospectus for details. During the implementation of the side pocket mechanism, the fund manager will mark the fund abbreviation specially and will not handle the subscription and redemption of the side pocket account. Please read the relevant contents carefully and pay attention to the specific risks when the Fund uses the side pocket mechanism.
The Fund Manager undertakes to manage and use the Fund assets in accordance with the principles of due diligence, honesty, prudence and diligence, but does not guarantee that the investment in the Fund will be profitable, nor does it guarantee the minimum return.
The selling face value of the Fund units is RMB 1.00. Under the influence of market fluctuations, the net value of the Fund may be lower than the selling face value, and the investors of the Fund may suffer losses.
The past performance of the Fund does not predict its future performance.
The performance of other funds managed by the Fund Manager does not constitute a guarantee for the performance of the Fund.
1、 Basic information of this offering
（1） Fund name
Taikang Semiconductor Quantitative Stock Selection Equity Sponsored Securities Investment Fund
(Fund abbreviation and fund code:
Taikang Semiconductor quantitative stock selection initiative A: 020476;
Taikang Semiconductor quantitative stock selection initiator C: 020477).
（2） Fund type and operation mode
Equity securities investment fund, contractual open-ended.
（3） Duration of the Fund
Irregular.
（4） Fund unit par value
The selling face value of the Fund units is RMB 1.00.
（5） Target
Individual investors, institutional investors, qualified foreign investors, sponsors of funds and other investors permitted by laws and regulations or the CSRC to purchase securities investment funds that meet the requirements of laws and regulations and can invest in securities investment funds.
（6） Sales organization
See "(III) Sales Agency" under "VI. Parties and Intermediaries of the Offering".
（7） Raising scale restriction scheme
The upper limit of the Fund's raising scale is 3 billion yuan (excluding the interest during the raising period), and the effective control of the raising scale is achieved by the method of confirming the ratio of the last day. If the raising scale of the Fund reaches or exceeds 3 billion yuan on any day of the raising period, the Fund will end the raising and make an announcement on the specified media in accordance with the relevant provisions of the Information Disclosure Measures.
If the cumulative effective subscription application amount exceeds 3 billion yuan after the deadline of raising on any day (including the first day) within the raising period, the fund manager will adopt the method of confirming the proportion of the last day to achieve effective control of the scale. When the end day proportion confirmation occurs, the fund manager will timely announce the proportion confirmation and results. The unconfirmed part of the subscription funds will be returned to the investors after the end of the offering period, and the losses arising therefrom shall be borne by the investors themselves.
The calculation method of confirmation proportion of subscription application on the last day is as follows:
Confirmation proportion of subscription application on the last day=(3 billion yuan - effective subscription application amount before the last day)/effective subscription application amount on the last day
Confirmation amount of investor subscription application=effective subscription application amount submitted on the last day × confirmation proportion of subscription application on the last day
In case of partial confirmation, the subscription rate of investors shall be calculated according to the rate corresponding to the confirmed amount of subscription application, and the confirmed amount of subscription application is not limited by the minimum subscription limit. The confirmation result of the final subscription application shall be subject to the calculation and confirmation result of the fund registration agency.
（8） Fund raising period and effectiveness of fund contract
The Fund will be sold to investors from April 15, 2024 to April 30, 2024. If the Fund raising period needs to be adjusted, the Fund Manager will make an announcement in a timely manner, and the raising period shall not exceed three months from the date of the sale of the Fund units.
1. Fund filing and effectiveness of fund contract
The Fund Manager may, in accordance with laws and regulations and the prospectus, decide to stop the sale of the Fund and employ a legal capital verification agency to verify the capital within 10 days, provided that the amount of the Fund subscribed by the Fund with the launching capital is not less than 10 million yuan within 3 months from the date of the sale of the Fund units and the holding period of the Fund units subscribed by the launching capital provider is not less than 3 years, The capital verification report shall specify the originator and its shares, and handle the fund filing procedures with the CSRC within 10 days from the date of receiving the capital verification report.
If the fund raising meets the requirements for fund filing, the Fund Contract shall come into force as of the date when the fund manager completes the fund filing procedures and obtains the written confirmation from the CSRC; Otherwise, the Fund Contract will not take effect. The Fund Manager shall announce the effectiveness of the Fund Contract on the next day after receiving the confirmation document from the CSRC. The Fund Manager shall deposit the funds raised during the fund raising into a special account, and no one may use them before the end of the fund raising.
2. Fund raising failed
If the raising period expires and the fund filing conditions are not met, the fund manager shall bear the following responsibilities:
(1) Bear the debts and expenses arising from the raising with its inherent property;
(2) Return the funds paid by investors within 30 days after the expiration of the fund raising period, plus the interest of the current deposit of the bank for the same period;
(3) If the fund raising fails, the fund manager, the fund custodian and the sales institution shall not request remuneration. All expenses paid by the Fund Manager, the Fund Custodian and the Sales Agency for the Fund raising shall be borne by each party.
3. In case of emergencies, the arrangement of the above fund raising period can be adjusted appropriately.
（9） Subscription method and rate
1. Fund face value
The initial face value of the Fund units is RMB 1.00, which is sold at the initial face value.
2. Treatment of interest during the raising period
The interest generated from the effective subscription funds during the raising period will be converted into fund units and owned by the fund unit holders, of which the specific amount of interest and the specific amount of interest transferred to units shall be subject to the records of the registration authority.
3. Subscription rate
Class A fund units of the Fund will be charged with fund subscription fees at the time of subscription, while Class C fund units of the Fund will not be charged with subscription fees. The specific cost arrangement of Class A fund units is shown in the table below.
Expense type
Non pension customers
Subscription rate
Pension customers
Subscription rate
Class A fund shares
Subscription amount
M ＜ 1 million
1 million ≤ M ＜ 5 million
M ≥ 5 million
M ＜ 1 million
1 million ≤ M ＜ 5 million
M ≥ 5 million
Class A fund shares
Subscription rate
1%
0.60%
Charge by transaction, 1000 yuan/transaction
0.30%
0.18%
Charge by transaction, 1000 yuan/transaction
Note: (1) M is the subscription amount;
(2) Pension customers who implement specific subscription rates include: national social security funds, local social security funds that can invest in funds, enterprise annuity single plans and collective plans, specific customer asset management plans entrusted by the enterprise annuity council, basic pension insurance funds, enterprise annuity pension products, occupational annuity plans, pension target funds Pension security management products. If a new type of pension fund approved by the pension fund supervision department appears in the future, the fund manager will include it in the scope of pension customers when the prospectus is updated or issue a temporary announcement;
(3) Pension customers must subscribe through the fund manager's direct sales counter.
The subscription fee of the Fund shall be borne by the investors who subscribe for Class A fund units of the Fund, and the subscription fee of Class A fund units shall not be included in the fund property. The subscription fee is used for various expenses incurred during the raising period, such as the marketing, sales, registration and so on of the Fund. Investors may subscribe to the Fund for many times, and the subscription fee shall be calculated separately for each subscription application.
4. The calculation method of the subscribed units of the Fund is as follows:
The selling face value of the Fund units is RMB 1.00.
(1) Calculation method for subscription units of Class A fund units
When the subscription fee is applicable to the proportional rate, the calculation method of subscription shares is as follows:
Net subscription amount=subscription amount/(1+subscription rate)
Subscription fee=subscription amount - net subscription amount
Subscription unit=(net subscription amount+subscription interest)/1.00
When the subscription fee applies to a fixed amount, the calculation method of subscription shares is as follows:
Subscription fee=fixed amount
Net subscription amount=subscription amount - subscription fee
Subscription unit=(net subscription amount+subscription interest)/1.00
The calculation of subscription units shall be reserved to 2 decimal places, and the part after 2 decimal places shall be rounded off. The gains or losses arising from this error shall be borne by the fund property.
For example: an investor (not a pension client) invests 10000 yuan to subscribe for Class A fund shares of the Fund. If the interest obtained from the subscription fund during the subscription period is 5 yuan, the fund shares available to him are calculated as follows:
Net subscription amount=10000/(1+1.00%)=9900.99 yuan
Subscription fee=10000 － 9900.99=99.01 yuan
Subscribed shares=(9900.99+5)/1.00=9905.99
That is, investors (non pension clients) can get 9905.99 Class A fund shares by investing 10000 yuan to subscribe for Class A fund shares of the Fund, plus the interest earned by the subscription funds during the subscription period.
(2) Calculation method for subscription units of Class C fund units
Subscription unit=(subscription amount+subscription interest)/1.00
The calculation of subscription units shall be reserved to 2 decimal places, and the part after 2 decimal places shall be rounded off. The gains or losses arising from this error shall be borne by the fund property.
For example, if an investor invests 10000 yuan to subscribe for Class C fund shares of the Fund, and the interest earned on the subscription funds during the subscription period is 5 yuan, the Class C fund shares he can obtain are calculated as follows:
Subscribed shares=(10000+5)/1.00=10005.00 shares
That is, an investor who invests 10000 yuan to subscribe for Class C fund units of the Fund, plus the interest earned by the subscription fund during the subscription period, can obtain 10005.00 Class C fund units.
2、 Offering method and relevant regulations
1. The Fund is sold to investors during the offering period.
2. Subscription method and confirmation
(1) The Fund shall be subscribed in amount.
(2) The acceptance of the subscription application by the sales agency does not mean that the application is necessarily successful, but only that the sales agency has actually received the subscription application. The confirmation of subscription shall be subject to the confirmation result of the registration authority. For the subscription application and the confirmation of subscription shares, the investors shall timely inquire and properly exercise their legal rights, otherwise, any losses incurred by the investors shall be borne by the investors themselves.
(3) An investor may subscribe for fund units several times during the raising period, and the subscription fee shall be calculated separately for each subscription application, but the accepted subscription application cannot be revoked.
(4) If the subscription application is confirmed to be invalid, the Fund Manager shall return the principal of the subscription amount paid by the investor to the investor.
3. Subscription limit
(1) When subscribing, investors shall pay in full in the way specified by the sales agency.
(2) During the offering period, investors can subscribe multiple times, and there is no upper limit on the cumulative subscription amount of a single investor during the subscription period, unless otherwise stipulated by laws and regulations, the CSRC or the fund contract.
(3) Investors subscribing for Class A fund units or Class C fund units through the Fund Manager's direct selling electronic trading system (including online trading system, the Fund Manager's mobile client, the Fund Manager's WeChat public account and other electronic trading systems announced by the Fund Manager separately) or other sales institutions of the Fund, The minimum amount of the first subscription (including subscription fees, the same below) of a single fund account is 1 yuan, and the minimum amount of each additional subscription is 1 yuan. If the fund manager or sales institution has other provisions, such provisions shall prevail.
If an investor subscribes Class A fund units or Class C fund units through the counter of the fund manager's direct marketing center, the minimum amount of the first subscription for a single fund account is 100000 yuan, and the minimum amount of the additional subscription for a single fund account is 1000 yuan. If the fund manager has other provisions, such provisions shall prevail.
(4) The subscription application submitted by the investor within the specified time on T day can usually be checked at the original subscription outlet on T+2 day.
(5) If the cumulative number of fund shares subscribed by a single investor of the Fund (except the Fund Manager, senior managers of the Fund Manager or the Fund Manager as the originator of funds) reaches or exceeds 50% of the total fund shares, the Fund Manager has the right to restrict the subscription application of such investor. If the Fund Manager's acceptance of a certain subscription application or some subscription applications may lead investors to evade the above 50% ratio requirement in disguised form, the Fund Manager has the right to reject all or part of such subscription applications. The number of fund units subscribed by investors shall be subject to the confirmation of the registration authority after the fund contract takes effect.
(6) Upper limit of raising scale:
The maximum size of the Fund's initial offering is 3 billion yuan (excluding interest during the offering period).
3、 Account opening and subscription procedures for individual investors
（1） Precautions
Individual investors may subscribe the Fund at the Taikang Fund Direct Selling Electronic Trading System, the counter of the Direct Selling Center and the fund sales outlets designated by the selling institutions on a commission basis.
（2） Procedures for opening an account and subscribing for individual investors through the counter of the Direct Sales Center
1. Business handling time
9:00 to 17:00 on the selling day of fund units (closed on Saturdays, Sundays and statutory holidays).
2. Open fund account
Individual investors shall submit the following materials when applying for opening fund accounts:
(1) Provide the completed Account Business Application Form (Individual) signed by myself;
(2) Copy of the investor's valid ID card;
(3) Copy of my bank savings card;
(4) Provide the Questionnaire on Investors' Risk Tolerance (Individual) signed by me;
(5) Sign the Individual Customer Tax Resident Status Declaration Document;
(6) Other materials required by laws and regulations, self-discipline rules and sales agencies.
3. Submit subscription application
Individual investors need to prepare the following materials to apply for subscription:
(1) Provide the completed Trading Business Application Form (Individual) signed by the investor himself;
(2) Provide a copy of the ID card of the investor
Investors who have not yet opened an account may go through the procedures of opening an account and subscribing at the same time. The investor may print the subscription confirmation on the counter of the Direct Sales Center from the first working day (T+1, the same below) after the subscription application date (T day). However, this confirmation is the confirmation of the subscription application, and the final result of the subscription can only be confirmed after the Fund Agreement of the Fund comes into effect.
4. Payment method
(1) Individual investors who subscribe through the counter of the direct sales center can make payment in two ways: by bank transfer and remittance to the direct sales account of Taikang Fund or by swiping the card at the POS machine of the direct sales counter;
Direct account information of Taikang Fund Management Co., Ltd.:
Account name: Taikang Fund Management Co., Ltd
Opening bank: Beijing Shenhua Branch of Ping An Bank
Account No.: 19017575850093
Large amount payment bank No.: 307100003027
Note: ① The note filled in by the investor must indicate the fund account number, fund name and fund code in the purpose of remittance, remit the full amount of subscription capital to the direct account of the company, and ensure that the subscription capital is received before 17:00 on the day of subscription;
② The investor must use the bank card reserved for opening an account at the direct selling counter to make payment;
③ If the individual investor fails to transfer the subscription funds according to the above method, which results in the invalid subscription, the Company and the opening bank of the direct account will not bear any responsibility.
(2) If the subscription fund does not arrive before 17:00 on the day when the investor submits the subscription application, the application will be invalidated.
(3) By the end of the subscription period, the following circumstances will be deemed as invalid subscription, and the principal will be returned to the reserved capital settlement account of the investor:
① An individual investor transfers funds to a designated account, but fails to handle the account opening procedures or fails to open an account;
② The individual investor has transferred funds to the designated account, but has not handled the subscription application or the subscription application has not been confirmed;
③ The subscription fund transferred by an individual investor to a designated account is less than the subscription amount applied for by the individual investor;
④ Other circumstances that lead to invalid subscription.
（3） Procedures for opening accounts and subscribing for individual investors through Taikang Fund Direct Selling Electronic Trading System
1. Business handling time
The subscription of fund units can be carried out 24 hours a day on the selling day, but the subscription application after 17:00 on working days and on statutory holidays shall be deemed as the subscription application submitted on the next trading day. The deadline of the last day of the fund sale is 17:00.
2. Open fund account
The investor can open a fund account through the online trading system in the direct selling electronic trading system of the company. When opening an account, the investor needs to accept the identity verification method recognized by the company.
3. Subscription process
(1) On the day when an investor opens an account through the online direct selling trading system, he/she can use the account opening certificate number to log in to carry out the fund subscription business.
(2) Investors subscribe to the Fund through the direct selling electronic trading system of the Company. For relevant procedures, please refer to the relevant announcements of the Company on the direct selling electronic trading system.
(3) Once the subscription application is accepted, it cannot be revoked.
4. Payment method
Individual investors who subscribe through the direct selling electronic trading system of the Company shall prepare sufficient subscription funds to deposit in the capital settlement account designated by the direct selling electronic trading system of the Company. Investors who choose to pay online shall pay by real-time payment when submitting subscription applications, and investors who choose to remit shall pay by bank transfer.
（4） The procedures for opening an account and subscribing for individual investors through each sales agency shall be subject to the relevant provisions of the sales agency.
（5） Investor tips
1. Individual investors who are interested in subscribing to the Fund should request an application form for opening an account and subscription from the direct selling institution as soon as possible. Individual investors can also download relevant forms of direct selling business from the company's website www.tkfunds.com.cn, but they must ensure that the submitted materials are consistent with the format required in the downloaded documents when handling business.
2. The business application forms of direct selling institutions and outlets of sales institutions are different, and individual investors should not mix them.
4、 Account opening and subscription procedures of institutional investors
（1） Precautions
1. An institutional investor can only open and use one fund account in the Company.
2. Institutional investors can subscribe the Fund at the counter of Taikang Fund Direct Marketing Center.
3. Investors cannot subscribe in cash.
Institutional investors who open accounts at the counter of the Direct Marketing Center must designate a bank account as the only settlement account for investment funds. In the future, investors can only settle their redemption, dividends, and refunds of invalid subscription (purchase) funds through this account.
（2） Procedures for opening and subscribing institutional investors through direct selling institutions
1. Business handling time
9:00 to 17:00 on the selling day of fund units (closed on Saturdays, Sundays and statutory holidays).
2. Open fund account
An institutional investor shall submit the following materials when applying for opening a fund account:
(1) Account Business Application Form (Institution) duly completed and stamped with the official seal of the company;
(2) A copy of the business license affixed with the official seal of the company (the financial institution approved by the relevant financial supervision department shall also provide a copy of the relevant qualification certificate affixed with the official seal); A photocopy of the registration certificate issued by the civil affairs department or the competent department with the official seal of the institution, social organization or other organizations;
(3) Copy of the account opening license or bank account opening certificate of the reserved bank account with the official seal of the company (if the reserved bank account is in foreign currency, the bank account certificate issued by the bank shall also be provided);
(4) The Power of Attorney for Fund Business duly completed and stamped with the official seal of the company and the signature or signature of the legal representative;
(5) Copies of the valid identity certificates of the legal representative, beneficial owner and authorized agent of the unit affixed with the official seal of the unit;
(6) Seal Card;
(7) The Remote Entrustment Service Agreement signed and stamped with the official seal of the company (such as opening remote transactions);
(8) Category (I), (II) and (III) investors specified in Article 8 of the Measures for the Administration of the Appropriateness of Securities and Futures Investors shall submit the completed Professional Investor Information Collection Form with the official seal of the company, and other investors shall submit the Questionnaire (Institution) on Investors' Risk Tolerance;
(9) The Declaration Document of the Tax Resident Status of Institutional Customers and the Declaration Document of the Tax Resident Status of the Controller (if any), duly completed and stamped with the official seal and the signature of the legal representative/authorized representative;
(10) Information related to equity or control, mainly including: registration certificate, existence certificate, articles of association and other documents that can verify the identity of investors; Registration information of shareholders or members of the board of directors, mainly including the list of the board of directors, senior management and shareholders, the number of shares held by each shareholder and the type of shares held;
(11) Other materials required by laws and regulations, self-discipline rules and sales agencies.
For unincorporated institutional investors to apply for opening fund accounts, please refer to the Guide to Institutional Account Business on the company's website www.tkfunds.com.cn.
The account opening information of institutional investors must be filled in truthfully and accurately, otherwise the errors and losses arising therefrom shall be borne by the investors themselves.
3. Submit subscription application
Institutional investors shall submit the Transaction Business Application Form (Institutions and Products) affixed with the reserved seal and signed by the authorized agent when subscribing at the counter of the Direct Marketing Center;
Investors who have not yet gone through the account opening procedures can provide the required materials to handle the account opening and subscription together. The investor can print the subscription business confirmation at the counter of the direct sales center from T+1. However, this confirmation is the confirmation of the subscription application, and the final result of the subscription can only be confirmed after the Fund Agreement of the Fund takes effect.
4. Payment method
Subscription through the counter of the direct sales center shall be paid in full as follows:
(1) The notes filled in by institutional investors must indicate the fund account number, fund name and fund code in the purpose of remittance, remit the full amount of subscription funds to the direct account of the Company, and ensure that the subscription funds are received before 17:00 on the day of subscription application.
Direct account information of Taikang Fund Management Co., Ltd.:
Account name: Taikang Fund Management Co., Ltd
Opening bank: Beijing Shenhua Branch of Ping An Bank
Account No.: 19017575850093
Large amount payment bank No.: 307100003027
If the institutional investor fails to transfer the subscription funds according to the above methods, resulting in invalid subscription, the Company and the bank that opened the direct account will not bear any responsibility.
(2) If the subscription fund does not arrive before 17:00 on the day when the investor submits the subscription application, the application will be invalidated.
(3) By the end of the subscription period, the following circumstances will be deemed as invalid subscription, and the funds will be returned to the designated capital settlement account of the institutional investor:
① The institutional investor transfers funds to the designated account, but fails to handle the account opening procedures or fails to open the account;
② The institutional investor has transferred funds to the designated account, but has not handled the subscription application or the subscription application has not been confirmed;
③ The subscription funds transferred by the institutional investor to the designated account are less than the subscription amount applied for by the institutional investor;
④ Other circumstances that lead to invalid subscription.
（3） The procedures for opening an account and subscribing institutional investors through each sales agency shall be subject to the relevant provisions of the sales agency.
（4） Investor tips
(1) Institutional investors are requested to request the application form for opening an account and subscription from the direct selling institution as soon as possible. Investors can also download the application form for direct selling business from the company's website www.tkfunds.com.cn, but they must ensure that the submitted materials are consistent with the format required in the downloaded documents when handling business.
(2) The business application forms of direct selling institutions and agency sales outlets are different, so institutional investors should not mix them.
5、 Clearing and settlement
1. The funds raised during the fund raising period shall be deposited into a special account and shall not be used by anyone before the end of the fund raising. Information disclosure fees, accountants' fees, lawyers' fees and other fees during the fund raising period shall not be disbursed from the fund assets. The interest generated from the effective subscription funds during the raising period will be converted into fund units and owned by the fund unit holders, of which the specific amount of interest and the specific amount of interest transferred to units shall be subject to the records of the registration authority.
2. The registration of the Fund's rights and interests shall be completed by the registration authority after the Fund Contract takes effect.
6、 Parties and intermediaries involved in this offering
（1） Fund manager
Name: Taikang Fund Management Co., Ltd
Date of establishment: October 12, 2021
Domicile: Room 302, 1-10, Floor 3, No. 156, Fuxingmennei Street, Xicheng District, Beijing
Office address: 3/F and 5/F, Taikang International Building, No. 2, Wudinghou Street, Xicheng District, Beijing
Approval authority and approval document number: CSRC ZJXK [2021] No. 2839
Legal representative: Jin Zhigang
Organizational form: other limited liability companies
Registered capital: 120 million yuan
Tel: 010-89620088
Contact: He Wei
Equity structure: Taikang Asset Management Co., Ltd. accounts for 80% of the company's registered capital; Jiaxing Chentai Asset Management Partnership (limited partnership) accounts for 4.3% of the registered capital of the company; Jiaxing Shuntai Asset Management Partnership (limited partnership) accounts for 4.4% of the registered capital of the company; Jiaxing Qitai Asset Management Partnership (limited partnership) accounts for 4.4% of the registered capital of the company; Jiaxing Yutai Asset Management Partnership (limited partnership) accounts for 4.4% of the registered capital of the company; Jiaxing Chongtai Asset Management Partnership (limited partnership) accounts for 2.5% of the registered capital of the company.
（2） Fund Custodian
Name: Shanghai Pudong Development Bank Co., Ltd
Registered address: No. 12, Zhongshan East 1st Road, Shanghai
Office address: No. 689, Beijing East Road, Shanghai
Legal representative: Zheng Yang
Date of establishment: October 19, 1992
Approval No. of fund custody business: CSRC Zheng Jian Ji Jin Zi [2003] No. 105
Organizational form: limited liability company
Registered capital: 29.352 billion yuan
Duration: continuous operation
Tel: (021) 616188888
Contact: Zhu Ping
（3） Sales organization
1. Direct selling mechanism
(1) Direct sales center counter
Name: Taikang Fund Management Co., Ltd
Registered address: Room 302, 1-10, Floor 3, No. 156, Fuxingmennei Street, Xicheng District, Beijing
Office address: 3/F and 5/F, Taikang International Building, No. 2, Wudinghou Street, Xicheng District, Beijing
Legal representative: Jin Zhigang
National unified customer service telephone: 4001895522
Fax: 010-89620100
Contact: Qu Chen
Tel.: 010-89620091
Website: www.tkfunds.com.cn
(2) Investors can also handle the account opening, purchase and other businesses of the Fund through the Fund Manager's direct selling electronic trading system (including online trading system, the Fund Manager's mobile client, the Fund Manager's WeChat public account and other electronic trading systems announced by the Fund Manager separately).
For online transactions, please log in: https://newtrade.tkfunds.com.cn/
APP: fund manager's mobile client
WeChat official account: tkfunds
2. Other sales organizations
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Name of sales organization
Shanghai Tiantian Fund Sales Co., Ltd
Shanghai Haomai Fund Sales Co., Ltd
Zhejiang Tonghuashun Fund Sales Co., Ltd
Noah Zhengxing Fund Sales Co., Ltd
Hexun Information Technology Co., Ltd
Shanghai Lufax Fund Sales Co., Ltd
Shanghai Changliang Fund Sales Co., Ltd
Shenzhen Xinrand Securities Investment Consulting Co., Ltd
Shanghai Kaishi Wealth Fund Sales Co., Ltd
China Securities Jinniu (Beijing) Fund Sales Co., Ltd
Qiandao Fund Sales Co., Ltd
Shenzhen Golden Axe Fund Sales Co., Ltd
Zhuhai Yingmi Fund Sales Co., Ltd
Beijing Huicheng Fund Sales Co., Ltd
JD Kentrui Fund Sales Co., Ltd
Shanghai Jiyu Fund Sales Co., Ltd
Jian Fortune (Beijing) Fund Sales Co., Ltd
Shanghai Liantai Fund Sales Co., Ltd
Tonghua Wealth (Shanghai) Fund Sales Co., Ltd
Shenzhen Zhonglu Fund Sales Co., Ltd
Yifeng Fund Sales Co., Ltd
Ant (Hangzhou) Fund Sales Co., Ltd
Beijing Snowball Fund Sales Co., Ltd
Harvest Wealth Management Co., Ltd
Shanghai Panying Fund Sales Co., Ltd
Sunshine Life Insurance Co., Ltd
Beijing Sina Cangshi Fund Sales Co., Ltd
Shanghai Wande Fund Sales Co., Ltd
Beijing Zhongzhi Fund Sales Co., Ltd
Taixin Wealth Fund Sales Co., Ltd
Beijing Chuangjin Qifu Fund Sales Co., Ltd
CreditEase Puze (Beijing) Fund Sales Co., Ltd
Shanghai Luxiang Fund Sales Co., Ltd
Xuanyuan Insurance Agency Co., Ltd
Shanghai Grand Smart Fund Sales Co., Ltd
China Galaxy Securities Co., Ltd
CSC Securities Co., Ltd
China Merchants Securities Co., Ltd
CITIC Securities Co., Ltd
CITIC Securities (Shandong) Co., Ltd
CITIC Securities South China Co., Ltd
CITIC Futures Co., Ltd
Haitong Securities Co., Ltd
Guosen Securities Co., Ltd
Changjiang Securities Co., Ltd
Northeast Securities Co., Ltd
CICC Wealth Securities Co., Ltd
SDIC Securities Co., Ltd
Oriental Fortune Securities Co., Ltd
Western Securities Co., Ltd
Zhongtai Securities Co., Ltd
Huabao Securities Co., Ltd
Guojin Securities Co., Ltd
Consultation mode
Customer service hotline: 400-1818188
Website: www.1234567.com.cn
Customer service hotline: 400-700-9665
Website: www.ehowbuy.com
Customer service hotline: 4008-773-772
Website: www.5ifund.com
Customer service hotline: 400-821-5399
Website: www.noah-fund.com
Customer service telephone: 400-920-0022
Website: www.hexun.com
Customer service telephone: 4008219031
Website: www.lufunds.com
Customer service telephone: 400-820-2899
Website: www.erichfund.com
Customer service hotline: 400-166-1188
website: http://8.jrj.com.cn/
Customer service hotline: 4006-433-389
Website: www.vstonewealth.com
Customer service hotline: 4008-909-998
Website: www.jnlc.com
Customer service hotline: 400-003-0358
Website: www.qiandaojr.com
Customer service telephone: 400-9302-888
Website: www.jfzinv.com
Customer service telephone: 020-89629066
Website: www.yingmi.cn
Customer service hotline: 400-619-9059
Website: www.hcjijin.com
Customer service hotline: 95118
Website: kenterrui.jd.com
Customer service hotline: 400-820-5369
Website: www.jiyufund.com.cn
Customer service hotline: 400-673-7010
Website: www.jianfortune.com
Customer service telephone: 400-118-1188
Website: www.66liantai.com
Customer service hotline: 400-101-9301
Website: www.tonghuafund.com
Customer service hotline: 4006-788-887
Transaction website: www.zlfund.cn
Portal: www.jjmmw.com
Customer service telephone: 400-684-0500
Website: www.ifastps.com.cn
Customer service hotline: 95188-8
Website: www.fund123.cn
Customer service hotline: 400-061-8518
website: https://danjuanfunds.com/
Customer service telephone: 400-021-8850
Website: www.havestwm.cn
Customer service hotline: 021-68889082
Website: www.pytz.cn
Customer service telephone: 95510
website: http://fund.sinosig.com/
Customer service hotline: 010-62675369
Website: www.xincai.com
Customer service hotline: 400-799-1888
Website: www.520fund.com.cn
Customer service telephone: 400-8180-888
Website: www.zzfund.com
Customer service hotline: 400-004-8821
Website: www.taixincf.com
Customer service hotline: 010-66154828
Website: www.5irich.com
Customer service hotline: 400-6099-200
Website: www.yixinfund.com
Customer service hotline: 021-53398816
Website: www.luxxfund.com
Customer service telephone: 400-080-8208
Website: www.licaimofang.com
Customer service telephone: 021-20292031
Website: www.wg.com.cn
Customer service hotline: 95551 or 4008-888-888
Website: www.chinastock.com.cn
Customer service telephone: 4008-888-108
Website: www.csc108.com
Customer service hotline: 95565
Website: www.newone.com.cn
Customer service hotline: 95548
Website: www.cs.ecitic.com
Customer service hotline: 95548
Website: sd.citics.com
Customer service hotline: 95396
Website: www.gzs.com.cn
Customer service hotline: 400-990-8826
Website: www.citicsf.com
Customer service hotline: 95553
Website: www.htsec.com
Customer service hotline: 95536
Website: www.goosen.com.cn
Customer service hotline: 95579/4008-888-999
Website: www.95579.com
Customer service hotline: 95360
Website: www.nesc.cn
Customer service hotline: 95532/400-600-8008
Website: www.china-invs.cn
Customer service hotline: 95517
Website: www.essence.com.cn
Customer service hotline: 95357
Website: www.xzsec.com
Customer service hotline: 95582
Website: www.west95582.com
Customer service hotline: 95538
Website: www.zts.com.cn
Customer service telephone: 400-820-9898
Website: www.cnhbstock.com
Customer service hotline: 95310
Website: www.gjzq.com.cn
The Fund Manager may, in accordance with the provisions of the Fund Law, the Operation Measures, the Sales Measures and the Fund Agreement, select other qualified sales agencies to sell the Fund and perform the obligation of announcement in a timely manner. For details, please refer to the Fund Unit Offering Announcement of the Fund and the announcement on the Fund Manager's website.
（4） Registration authority
Name: Taikang Fund Management Co., Ltd
Registered address: Room 302, 1-10, Floor 3, No. 156, Fuxingmennei Street, Xicheng District, Beijing
Office address: 3/F and 5/F, Taikang International Building, No. 2, Wudinghou Street, Xicheng District, Beijing
Legal representative: Jin Zhigang
National unified customer service telephone: 4001895522
Fax: 010-89620077
Contact: Chen Jin
（5） Law firm and handling lawyer
Name: Shanghai Tongli Law Firm
Registered address: 19/F, Times Financial Center, 68 Yincheng Middle Road, Shanghai
Office address: 19/F, Times Financial Center, 68 Yincheng Middle Road, Shanghai
Person in charge: Han Jiong
Tel.: 021-31358666
Fax: 021-31358600
Handling lawyers: An Dong, Lu Qi
Contact: Lu Qi
（6） Accounting firm auditing fund assets
Name: PricewaterhouseCoopers Zhongtian Certified Public Accountants (special general partnership)
Registered address: Room 01, Unit 507, DBS Bank Building, 1318 Lujiazui Ring Road, China (Shanghai) Pilot Free Trade Zone
Office address: Floor 42, Qiantan Center, No. 588, Dongyu Road, Pudong New Area, Shanghai, China
Executive partner: Li Dan
Handling CPA: Zhao Yu, Chen Yushan
Tel: 021-23233950
Fax: 021-23238800
Contact: Zhao Yu
（7） Capital verification agency
Name: KPMG Huazhen Certified Public Accountants (Special General Partnership)
Registered address: 8/F, East Building 2, Oriental Plaza, No. 1, East Chang'an Street, Beijing
Office address: 8/F, East Tower 2, Oriental Plaza, No. 1, East Chang'an Street, Beijing
Executive partner: Zou Jun
Handling CPA: Zuo Yanxia, Jia Junyu
Tel: 010-85085000
Fax: 010-85085111
Contact: Zuo Yanxia
Taikang Fund Management Co., Ltd
April 9, 2024