[Important Note]
1. The raising of Jianxin Kaiyuan Jinxiang 6-month holding period bond sponsored securities investment fund (hereinafter referred to as "the Fund") and the sale of its fund shares have been registered in the CSRC's ZJXK [2024] No. 122 document on January 22, 2024. The registration of the Fund raised by the CSRC does not mean that the CSRC makes substantive judgments, recommendations or guarantees on the risks and returns of the Fund.
2. The Fund is a contractual open-ended and bond initiated securities investment fund.
The subscription of the Fund is open every open day, but the fund units transferred in by each subscription, subscription or conversion of investors are subject to the minimum holding period, which is six months. During the minimum holding period, the fund unit holders cannot apply for redemption or conversion transfer out, and the fund unit holders can apply for redemption or conversion transfer out on or after the expiration date of the minimum holding period.
The Fund sets a minimum holding period of 6 months for each fund unit. During the minimum holding period, the Fund Manager will not redeem the corresponding fund units of investors. For each fund unit, the minimum holding period refers to the effective date of the fund contract (for subscription units, the same below), the confirmation date of subscription of fund units (for subscription units, the same below) or the confirmation date of transfer in of fund units (for transferred units, the same below) to the effective date of the fund contract The period ending 6 months after the confirmation date of the subscription of fund units or the confirmation date of the transfer of fund units (that is, the expiration date of the shortest holding period. If there is no corresponding date for the monthly counterpart, it shall be postponed to the next working day of the last day of the corresponding month; if the monthly counterpart is a non working day, it shall be postponed to the next working day). For each fund unit, the fund manager will only redeem the corresponding fund unit for the fund unit holder after the expiration date of the shortest holding period (including that date).
3. The Fund Manager of the Fund is CCB Fund Management Co., Ltd. (hereinafter referred to as "the Company").
4. The fund trustee of the Fund is China Merchants Bank Co., Ltd.
5. The fund share registration authority of the Fund is CCB Fund Management Co., Ltd.
6. The Fund will be sold through the sales agency designated by the Fund Manager from April 11, 2024 to April 30, 2024. The Fund Manager may appropriately extend or shorten the raising period of the Fund according to the raising situation and make a timely announcement.
7. The sales objects of the Fund are individual investors, institutional investors, qualified foreign investors, origination fund providers who can invest in securities investment funds in accordance with laws and regulations, and other investors who are permitted by laws and regulations or the CSRC to purchase securities investment funds. The Fund will not sell to the proprietary account of financial institutions (except for the Manager's own funds) for the time being. If the Fund is open to public sale to the proprietary account of financial institutions in the future or further limits the scope of sales objects, the Fund Manager will make a separate announcement. The specific scope of financial institutions' proprietary accounts shall be subject to the determination of the fund manager. If the Fund adds other sales agencies to sell the Fund and the sales agency further limits the scope of sales target, the specific sales target shall be subject to the provisions of the sales agency.
8. The amount subscribed by the Fund's initiating fund shall not be less than 10 million yuan, and the holding period of the fund units subscribed by the initiating fund shall not be less than 3 years, unless otherwise specified by laws and regulations or the CSRC.
9. The maximum size of the Fund's initial offering is 1 billion yuan (excluding interest during the offering period).
The Fund Manager may appropriately adjust the time of raising according to the subscription situation and make a timely announcement, but the maximum time limit shall not exceed the statutory time limit for raising.
If the amount of subscription application exceeds 1 billion yuan after the deadline of raising on any day (including the first day) within the raising period, the fund manager will adopt the method of confirming the proportion of the last day to achieve effective control of the scale.
When the end day proportion confirmation occurs, the fund manager will timely announce the proportion confirmation and results. The unconfirmed part of the subscription funds will be returned to the investors by the sales agencies according to their business rules. Investors are requested to pay attention to the receipt of funds, and the losses arising therefrom shall be borne by the investors themselves.
The calculation method of confirmation proportion of subscription application on the last day is as follows:
Confirmation proportion of subscription application on the last day=(1 billion yuan - effective subscription application amount before the last day)/effective subscription application amount on the last day
Confirmation amount of investor subscription application=effective subscription application amount submitted on the last day × confirmation proportion of subscription application on the last day
In case of partial confirmation, the subscription rate of investors shall be calculated according to the rate corresponding to the confirmed amount of subscription application, and the confirmed amount of subscription application is not limited by the minimum subscription limit. The confirmation result of the final subscription application shall be subject to the calculation and confirmation result of the fund registration agency.
After the fund contract comes into effect, it is not subject to the limit of this raising scale.
10. Investors who wish to subscribe to the Fund shall open a fund account of the Company. If a fund account has been opened in the Company, there is no need to go through the account opening procedures again. During the offering period, the selling institution of the Fund shall handle the procedures of opening an account and subscription for investors.
11. Subscription is applied in amount. When subscribing for fund units, investors shall pay the subscription amount in full in the manner specified by the sales agency. Each subscription amount of each fund transaction account of other sales institutions shall not be less than 1 yuan. If other sales institutions have other regulations that the minimum single subscription amount is higher than 1 yuan, their regulations shall prevail. The initial subscription amount of each fund trading account of the Fund Manager's direct sales counter and online trading platform shall not be less than 1 yuan, and the minimum amount of a single additional subscription shall be 1 yuan. The subscription amount of a single investor of the Fund in a single day shall not exceed 10 million yuan (except for individual investors, publicly offered asset management products, occupational annuities, enterprise annuity plans, and managers' own funds), and shall meet the relevant provisions of the Fund on the upper limit of raising funds and the upper limit of investors' cumulative holding of fund shares in laws and regulations. The specific scope of publicly offered asset management products shall be determined by the fund manager. The fund manager can adjust the upper limit of the single investor's single day subscription amount. For details, please refer to the relevant announcement.
12. During the offering period, the Fund Manager may set a limit on the cumulative subscription amount of a single investor. See the relevant announcement issued by the Fund Manager at that time for details.
13. If the cumulative number of fund units subscribed by a single investor of the Fund reaches or exceeds 50% of the total fund units, the Fund Manager may restrict the subscription application of such investor by means of proportion confirmation. If the Fund Manager's acceptance of a certain subscription application or some subscription applications may lead investors to evade the above 50% ratio requirement in disguised form, the Fund Manager has the right to reject all or part of such subscription applications. The number of fund units subscribed by investors shall be subject to the confirmation of the registration authority after the fund contract takes effect.
14. Investors may subscribe for fund units several times during the offering period, and once the application for subscription is accepted, it shall not be revoked.
15. The acceptance of the subscription application by the fund sales agency does not mean that the application is necessarily successful, but only that the sales agency has actually received the subscription application. The confirmation of subscription shall be subject to the confirmation result of the fund share registration authority. For the subscription application and the confirmation of subscription shares, the investors shall timely inquire and properly exercise their legal rights, otherwise, any losses incurred by the investors shall be borne by the investors themselves.
16. This announcement only explains the relevant matters and regulations of the Fund's raising. Investors who want to know the details of the Fund, please read the Prospectus of CCB Kaiyuan Jinxiang 6-month Holding Period Bond Sponsored Securities Investment Fund.
17. For details of the city name, outlet name, contact information, account opening and subscription of the Fund sold by the sales institutions, please refer to the relevant business announcements of the sales institutions.
18. During the offering period, in addition to the sales institutions listed in this announcement, if there is any increase in sales institutions, the Company will timely announce or publish on the fund manager's website.
19. For investors in regions without sales outlets, please call the company's national unified customer service hotline (400-81-95533, toll free) to inquire about purchase related matters.
20. The Fund Manager may make appropriate adjustments to the Fund's raising arrangements in accordance with the law in light of various circumstances.
21. Risk Tips
The fund manager reminds investors to fully understand the risk and return characteristics of the fund investment, and carefully select the fund products suitable for them according to their own risk tolerance.
The securities investment fund (hereinafter referred to as "the fund") is a long-term investment tool, whose main function is to diversify investment and reduce the individual risks brought by investing in a single security. Different from bank deposits and bonds and other financial instruments that can provide fixed income expectations, investors who buy funds may share the income generated by fund investment according to their shares, and may also bear the losses caused by fund investment.
The fund may face various risks in the process of investment operation, including market risk, management risk, technical risk and compliance risk of the fund itself. The huge redemption risk is a unique risk of open-ended funds. If the net redemption application of fund units in a single open day of the Fund (the balance of the total number of redemption application units plus the total number of transferred out application units during fund conversion after deducting the total number of subscription application units and the total number of transferred in application units during fund conversion) exceeds 10% of the total fund units on the previous open day, That is to say, a huge redemption has occurred, and investors may not be able to redeem all fund shares held in time. See the "Risk Disclosure" section of the Prospectus for details.
The general risks and specific risks of the Fund are detailed in the "Risk Disclosure" section of the Prospectus. Specific risks of the Fund include:
The Fund is a bond fund, and its long-term average risk and expected return rate are theoretically lower than those of equity funds and hybrid funds, and higher than those of money market funds. If the fund assets of the Fund invest in Hong Kong stocks, they will meet the special risks brought by the differences in the investment environment, investment objects, market systems and trading rules under the Hong Kong Stock Connect mechanism.
A. Risks of investing in Hong Kong stocks through the trading interconnection mechanism between the mainland and Hong Kong stock markets
The investment scope of the Fund is financial instruments with good liquidity, including stocks listed on the Stock Exchange of Hong Kong (hereinafter referred to as "the Stock Exchange of Hong Kong" or "the Stock Exchange") within the trading interconnection mechanism between the mainland and Hong Kong stock markets. In addition to the common risks faced by other funds investing in stocks in the mainland market, The Fund also faces unique risks arising from differences in investment environment, investor structure, composition of investment objects, market system, trading rules, etc. under the Hong Kong Stock Connect mechanism, including but not limited to:
(1) Risk of market linkage
Compared with the mainland A-share market, the flow of foreign exchange funds in the Hong Kong stock market is more free. The flow of overseas funds has a huge impact on the price of Hong Kong shares. The price of Hong Kong shares is highly correlated with the flow of overseas funds. When the Fund participates in the investment in the Hong Kong stock market, it is subject to greater system risks caused by factors such as global macroeconomic and monetary policy changes.
(2) Risk of stock price fluctuation
The Hong Kong stock market implements the T+0 turnaround trading mechanism (that is, stocks bought on the day can be sold on the day before settlement), and there is no limit on the rise or fall of individual stocks. In addition, the Hong Kong market has relatively rich types of structural products and derivatives and the existence of short selling mechanism; Affected by unexpected events, Hong Kong stock prices may show more drastic fluctuations than A-share prices, and the fluctuation risk of the Fund's positions may be relatively large.
(3) Exchange rate risk
Under the current Hong Kong Stock Connect mechanism, the trading of Hong Kong shares is quoted in Hong Kong dollars and paid in RMB, and the funds are not kept in Hong Kong (the net capital surplus position settled after the trading of Hong Kong shares is converted into RMB in the form of exchange), so the daily trading settlement of Hong Kong shares of the Fund will carry out the corresponding exchange operation of Hong Kong dollars to RMB, The Fund bears the risk of fluctuations in the exchange rate between Hong Kong dollar and RMB, as well as the risk of account overdraft caused by large fluctuations in the exchange rate.
In addition, there may be quotation differences in the quoted exchange rate used by the Fund in the daily settlement of trading of Hong Kong stocks, and the Fund may have to bear additional losses caused by the difference in the quoted exchange rate of trading settlement; At the same time, according to the rules set by the Hong Kong Stock Connect, the Fund will freeze the corresponding funds at the buying/selling price of the reference exchange rate when applying for daily trading of Hong Kong stocks. There is a proportional difference between the setting of the buying price and the selling price of the reference exchange rate to resist the settlement risk caused by the fluctuation of the exchange rate on that day, and the Fund will therefore encounter the risk that funds will be additionally occupied, thereby reducing the investment efficiency of the Fund.
(4) Limit of Hong Kong Stock Connect
The current rules of the Hong Kong Stock Connect set limits on the total amount and daily limit of the Hong Kong Stock Connect; The Fund may be unable to buy promising investment targets due to insufficient total quota or daily quota in the Hong Kong Stock Connect market, and thus the risk of missing investment opportunities.
(5) Risks brought by the adjustment of the scope of investment object of Hong Kong Stock Connect
The current rules of the Hong Kong Stock Connect restrict the scope of Hong Kong stocks that can be invested under the Hong Kong Stock Connect, and adjust the specific investable subject matter regularly or irregularly according to the scope limit rules. For Hong Kong stocks transferred out of the investment scope, only sell but not buy them; The Fund may fail to buy the promising investment target in time due to the adjustment of the scope of the investment target of Hong Kong Stock Connect, which may result in the risk of missing investment opportunities.
(6) Risks set on the trading day of Hong Kong Stock Connect
According to the current rules of the Hong Kong Stock Connect, only the trading days in both Shanghai and Hong Kong that can meet the settlement arrangements are trading days of the Hong Kong Stock Connect, which is inconsistent.
If the mainland market is closed for holidays and the Hong Kong market is trading as usual, but the Hong Kong Stock Connect cannot trade as usual, it will lead to the Fund's Hong Kong stock portfolio reflecting the market reaction in the subsequent opening transactions of the Hong Kong Stock Connect trading day, resulting in a sudden increase in its price volatility, which will lead to the risk of increased volatility in the asset valuation of the Fund's Hong Kong stock portfolio.
If the Hong Kong Stock Connect cannot be traded normally when the mainland market is open and the Hong Kong market is closed, the Hong Kong shares held by the Fund will not be sold in time, which may bring some liquidity risk.
(7) Fund liquidity risk brought by settlement system
As the Hong Kong market implements the settlement arrangement on T+2 (trading of stocks on T day, and settlement of funds and stocks on T+2), the Fund sells stocks on T day (trading day of Hong Kong Stock Connect), The clearing and settlement can be completed in the Hong Kong market on T+2 (the trading day of Hong Kong Stock Connect, which is the second trading day after the selling day), and the funds sold can be returned to the RMB capital account on T+3. Therefore, due to the difference in the settlement system and the setting of the trading day of the Hong Kong Stock Connect, the Fund may face the risk that the funds cannot arrive in the account in time after the sale of Hong Kong shares, resulting in the delay of the redemption payment date compared with the normal situation, which will bring liquidity risk to investors. At the same time, there is also the risk that the investment proportion of A shares and Hong Kong shares in the Fund's asset portfolio cannot be adjusted in time, resulting in the proportion exceeding the standard.
(8) Risks brought by the handling rules for corporate behavior under the Hong Kong Stock Connect
According to the current rules of the Hong Kong Stock Connect, the securities listed on the Hong Kong Stock Exchange other than Hong Kong Stock Connect obtained by the Fund due to the distribution and conversion of the rights and interests of Hong Kong Stock Connect shares held by the Fund, the acquisition of listed companies and other circumstances or abnormalities can only be sold through the Hong Kong Stock Connect, but not bought; If the subscription rights for the shares listed on the Stock Exchange of Hong Kong obtained due to the distribution or conversion of the rights and interests of the Hong Kong Stock Connect are listed on the Stock Exchange, they can be sold through the Hong Kong Stock Connect, but they cannot be exercised; The non SEHK listed securities obtained due to the distribution and conversion of the equity of Hong Kong Stock Connect or the acquisition of a listed company may enjoy the relevant equity, but may not be purchased or sold through Hong Kong Stock Connect.
The Fund has the risk that its interests will not be maximized or even damaged due to the above rules.
(9) Risks brought by institutional differences such as suspension and delisting of the Stock Exchange of Hong Kong
The Hong Kong Stock Exchange stipulates that only when the Exchange considers the required suspension reasonable and necessary can the listed company take suspension measures. In addition, unlike the suspension system of the mainland A-share market, the Stock Exchange has no quantitative provisions on the specific length of suspension, but has determined the principle of "shortening the suspension time as far as possible"; At the same time, the listed companies with the possibility of delisting from the A-share market shall add corresponding marks (for example, ST, * ST and other marks) to warn investors of risks are different. There is no risk warning board in the Hong Kong Stock Exchange market. The Stock Exchange adopts non quantitative delisting standards and has relatively large dominance in the delisting process of listed companies, which makes the delisting situation of listed companies on the Stock Exchange relatively complex compared with the A-share market.
Due to such institutional differences, the Fund may have the risk of loss to the Fund due to unexpected suspension or even delisting of its individual shares.
(10) Risks brought by changes in the rules of Hong Kong Stock Connect
The Fund participates in the investment of securities of the Hong Kong Stock Exchange under the mechanism and rules of the Hong Kong Stock Connect, which is restricted and affected by the rules of the Hong Kong Stock Connect; There is a risk that the Fund's investment will be blocked or the value of its asset portfolio will fluctuate due to changes in the rules of the Hong Kong Stock Connect.
(11) Other possible risks
In addition to the above significant risks, the Fund may also face other risks when participating in the Hong Kong Stock Connect investment, including but not limited to:
① In addition to the commission, transaction levy, transaction fee, transaction system fee, stamp duty, transfer fee and other taxes and fees incurred due to stock trading, the Fund may continue to pay portfolio fees and other fees when not trading. The Fund has the risk of account overdraft due to inaccurate cost estimates;
② In the Hong Kong market, the trading volume of some small and medium-sized Hong Kong stocks is relatively small, and the liquidity is relatively lacking. The Fund may face individual stock liquidity risk due to the lack of counterparties when investing in such stocks;
③ If the offer system or communication link between the Hong Kong Stock Exchange and the securities trading service company of the Mainland Stock Exchange fails during the Fund's participation in the Hong Kong Stock Connect transaction, it may lead to the risk of transaction interruption that the declaration cannot be made and the declaration can be revoked for more than 15 minutes;
④ There is a settlement risk that the Hong Kong Stock Connect Hong Kong clearing institution cannot deliver securities and funds under extreme circumstances; In addition, the domestic settlement of Hong Kong Stock Connect implements the principle of hierarchical settlement, and the Fund may face the following risks: (1) the funds or securities receivable of the Fund will not be delivered or disposed temporarily because the settlement participants have not completed the centralized settlement with China; （2） The settlement participant's default on the settlement of the Fund results in the Fund's failure to obtain securities or funds receivable; （3） The securities transfer instruction of the Fund sent by the clearing participant to CSDCC is incorrect, resulting in the loss of the rights and interests of the Fund; （4） Other situations where the interests of the Fund are damaged due to the clearing participants' failure to comply with relevant business rules.
B. Risk of investment in asset-backed securities
The Fund invests in asset-backed securities, which are financial instruments in the nature of bonds. Asset backed securities have certain risks such as price fluctuation risk, liquidity risk and credit risk. The Fund Manager will invest in asset-backed securities in the principle of prudence and risk control. Fund share holders are requested to pay attention to various risks, including the fluctuation of fund net value, liquidity risk and credit risk that may result from investing in asset-backed securities.
C. Trading risk of treasury bond futures
The Fund participates in treasury bond futures trading. The types of risks in the treasury bond futures market are complex and cover a wide range, mainly including: market price risks caused by interest rate fluctuations, system risks caused by changes in macro and policy factors, liquidity risks caused by market and capital liquidity, and institutional risks caused by imperfect trading systems.
D. Risk of investment in depositary receipts
The Fund's investment scope includes depositary receipts. In addition to the common risks faced by other funds that only invest in stocks in the Shanghai and Shenzhen markets, the Fund will also face the risk of significant fluctuations in the price of China's depositary receipts and even large losses, as well as risks related to the issuance mechanism of China's depositary receipts, Including the risks that may arise from the differences between the holders of depositary receipts and the shareholders of overseas underlying securities issuers in terms of legal status and rights; Risks that may arise from special arrangements made by holders of depositary receipts in terms of dividend distribution and voting rights; The risk that the deposit agreement automatically binds the holders of depositary receipts; The risk of price difference and fluctuation of depositary receipts caused by multi listing; Risk of dilution of the rights and interests of holders of depositary receipts; Risk of delisting depositary receipts; The issuers of underlying securities that have been listed overseas may have risks of differences with domestic issuers in terms of continuous information disclosure supervision; Other risks that may be caused by differences in domestic and overseas securities trading mechanisms, legal systems and regulatory environments.
E. Risk of automatic termination of fund contract
If the net asset value of the Fund is less than 200 million yuan on the corresponding date three years after the effectiveness of the Fund Contract, the Fund Contract will automatically terminate, and the term of the Fund Contract may not be extended by convening a general meeting of fund share holders.
If the Fund Contract continues to exist three years after it comes into effect, and the number of fund unit holders is less than 200 or the net asset value of the Fund is less than 50 million yuan for 20 consecutive working days, the Fund Manager shall disclose it in the regular report; In case of the above circumstances for 50 consecutive working days, the Fund will automatically liquidate and terminate its assets without convening a general meeting of fund share holders. Investors face the risk of automatic termination of the fund contract.
F. Credit derivatives investment risk
To hedge credit risk, the Fund may invest in credit derivatives. Investment in credit derivatives may face liquidity risk, repayment risk and price fluctuation risk.
(1) Liquidity risk
The risk that it is difficult to realize credit derivatives at a reasonable price due to the inability to find counterparties or the lack of counterparties in the transaction transfer process of credit derivatives.
(2) Repayment risk
During the existence of credit derivatives, due to uncontrollable changes in the market and environment, the originator may have poor operating conditions or the cash flow of the originator may deviate from expectations, thus affecting the risk of credit derivatives settlement.
(3) Price fluctuation risk
The risk of fluctuations in the price of credit derivatives due to changes in the operating conditions or interest rate environment of the originator or the protected bond entity.
G. Risk of fund investment in other funds
For fund investment, the Fund invests in all market equity ETFs, equity funds under the Fund Manager, and hybrid funds included in equity assets. Among them, hybrid funds included in equity assets shall meet one of the following two conditions:
1) A hybrid fund in which the investment ratio of stocks and depositary receipts as agreed in the fund contract is not less than 60% of the fund assets;
2) According to the periodic report disclosed by the Fund, in any of the last four quarters, the proportion of stocks and depositary receipts in the assets of the Fund is not less than 60%.
The Fund's assessment of the invested funds is subjective to a certain extent, which will bring a certain risk of uncertainty to the Fund in its investment decisions. The fluctuation of invested funds will be affected by macroeconomic environment, industry cycle, fund manager's management ability, fund manager's own operating conditions and other factors. Therefore, the overall performance of the Fund may be affected by the invested funds.
The Fund shall bear the management fee, custody fee and sales fee for investing in other funds (among which, the subscription of other funds (except ETF) managed by the Fund Manager itself shall be made through direct marketing channels and no subscription fee and redemption fee shall be charged (excluding the fees that should be charged according to relevant regulations and the Fund Prospectus and included in the redemption fee of the Fund's assets) Sales service fees, etc.), as well as the management fees, custody fees and sales fees of the Fund itself (including no management fees for holding other fund parts managed by the Fund Manager in the Fund property, and custody fees for other fund parts managed by the Fund Custodian). Therefore, The return obtained by the Fund is different from that obtained by direct investment in other funds.
H. Risk of non redemption in the shortest holding period
The Fund sets the minimum holding period for each fund unit, which poses liquidity risk to investors. The main operation mode of the Fund is set to allow investors to subscribe on each open day, but the minimum holding period is set for each fund unit. During the minimum holding period, fund unit holders cannot apply for redemption of the fund unit. That is, investors should consider the risk that funds cannot be redeemed before the expiration of the shortest holding period.
Funds are divided into stock funds, hybrid funds, bond funds, money market funds and other different types. Investors who invest in different types of funds will obtain different income expectations and bear different degrees of risk. Generally speaking, the higher the expected return of a fund, the greater the risk that investors will bear.
Investors should carefully read the Fund Contract, Prospectus and other fund legal documents, understand the risk return characteristics of the Fund, and judge whether the Fund is suitable for the risk tolerance of investors according to their own investment purpose, investment period, investment experience, asset status, etc.
Investors should fully understand the difference between the regular and fixed investment of the fund and the fractional deposit and withdrawal. Fixed investment is a simple and easy way to guide investors to make long-term investment and average investment cost. However, regular and quota investment can not avoid the inherent risks of fund investment, nor can it guarantee that investors can obtain income, nor is it an equivalent financing method to replace savings.
The Fund Manager promises to manage and use the Fund's assets in the principle of honesty, credit, diligence and responsibility, but does not guarantee that the Fund will be profitable, nor does it guarantee the minimum return. The past performance of the Fund and its net value do not predict its future performance, and the performance of other funds managed by the Fund Manager does not constitute a guarantee for the performance of the Fund. The Fund Manager reminds investors of the principle of "buyer's responsibility" for fund investment. After making investment decisions, investors should bear the investment risks caused by changes in the operation status of the fund and the net value of the fund.
Investors shall purchase and redeem the Fund through the designated sales institutions of the Fund. The list of fund sales institutions is detailed in the relevant parts of this announcement.
The sale of the Fund at a par value of 1.00 yuan during the subscription period does not change the risk return characteristics of the Fund. After the investors purchase the fund shares at the face value of 1.00 yuan, they may face the risk of losses caused by the net value of the fund shares falling below 1.00 yuan.
1、 Basic information of this offering
（1） Fund name
CCB Kaiyuan Jinxiang 6-month holding period bond sponsored securities investment fund
（2） Fund code and abbreviation during subscription period
Code: 020724 (Class A), 020725 (Class C)
Abbreviation: CCB Kaiyuan Jinxiang 6-month holding period bond origination A (Class A), CCB Kaiyuan Jinxiang 6-month holding period bond origination C (Class C)
（3） Fund operation mode and type
Contractual open-end and bond sponsored funds
The subscription of the Fund is open every open day, but the fund units transferred in by each subscription, subscription or conversion of investors are subject to the minimum holding period, which is six months. During the minimum holding period, the fund unit holders cannot apply for redemption or conversion transfer out, and the fund unit holders can apply for redemption or conversion transfer out on or after the expiration date of the minimum holding period.
The Fund sets a minimum holding period of 6 months for each fund unit. During the minimum holding period, the Fund Manager will not redeem the corresponding fund units of investors. For each fund unit, the minimum holding period refers to the effective date of the fund contract (for subscription units, the same below), the confirmation date of subscription of fund units (for subscription units, the same below) or the confirmation date of transfer in of fund units (for transferred units, the same below) to the effective date of the fund contract The period ending 6 months after the confirmation date of the subscription of fund units or the confirmation date of the transfer of fund units (that is, the expiration date of the shortest holding period. If there is no corresponding date for the monthly counterpart, it shall be postponed to the next working day of the last day of the corresponding month; if the monthly counterpart is a non working day, it shall be postponed to the next working day). For each fund unit, the fund manager will only redeem the corresponding fund unit for the fund unit holder after the expiration date of the shortest holding period (including that date).
（4） Duration of the Fund
Irregular
（5） Initial par value of fund units (subscription price)
The initial selling face value of each fund unit is RMB 1.00.
（6） Raising objects
The sales objects of the Fund are individual investors, institutional investors, qualified foreign investors, origination fund providers who can invest in securities investment funds in accordance with laws and regulations, and other investors who are permitted by laws and regulations or the CSRC to purchase securities investment funds.
The Fund will not sell to the proprietary account of financial institutions (except for the Manager's own funds) for the time being. If the Fund is open to public sale to the proprietary account of financial institutions in the future or further limits the scope of sales objects, the Fund Manager will make a separate announcement. The specific scope of financial institutions' proprietary accounts shall be subject to the determination of the fund manager.
If the Fund adds other sales agencies to sell the Fund and the sales agency further limits the scope of sales target, the specific sales target shall be subject to the provisions of the sales agency.
（7） Fund selling agency
1. Direct selling mechanism
The direct selling institution of the Fund is the fund manager's direct selling counter and online trading platform.
(1) Direct selling counter
Name: CCB Fund Management Co., Ltd
Address: Floor 16, Yinglan International Financial Center, No. 7, Financial Street, Xicheng District, Beijing
Office address: Floor 16, Yinglan International Financial Center, No. 7, Financial Street, Xicheng District, Beijing
Legal representative: Sheng Liurong
Contact: Guo Yali
Tel.: 010-66228800
(2) Online trading platform
Investors can handle the subscription, purchase, redemption, regular investment and other businesses of the fund through the online trading platform of the fund manager. Please log on to the fund manager's website for specific business handling conditions and business rules.
Website of the Fund Manager: www.ccbfund.cn.
2. Agency
(1) China Construction Bank Corporation
Address: No. 25, Financial Street, Xicheng District, Beijing
Legal representative: Tian Guoli
Customer service hotline: 95533
Website: www.ccb.com
(2) Bohai Bank Co., Ltd
Address: 218 Haihe East Road, Hedong District, Tianjin
Legal representative: Wang Jinhong
Customer service hotline: 95541
Website: www.cbhb.com.cn
(3) China Merchants Bank Co., Ltd
Address: China Merchants Bank Building, No. 7088, Shennan Avenue, Shenzhen
Legal representative: Miao Jianmin
Customer service hotline: 95555
Website: www.cmbchina.com
(4) Shenzhen Xinrand Securities Investment Consulting Co., Ltd
Address: 1006, Floor 10, Building 4, Saige Science Park, Huaqiang North Road, Futian District, Shenzhen#
Legal representative: Ma Yong
Customer service hotline: 400-166-1188
Website: http://www.jrj.com.cn/
(5) Hexun Information Technology Co., Ltd
Address: 10th Floor, Fanli Building, No. 22 Chaowai Street, Chaoyang District, Beijing
Legal representative: Zhang Zhifang
Customer service hotline: 400-920-0022
Website: https://www.licaike.com/
(6) Shanghai Zacai Fund Sales Co., Ltd
Address: Room 01, 02, 03, Floor 5, No. 799, Yanggao South Road, China (Shanghai) Pilot Free Trade Zone
Legal representative: Leng Fei
Customer service hotline: 021-50810673
Website: https://wacaijijin.com/
(7) Noah Zhengxing Fund Sales Co., Ltd
Address: Room 3724, No. 9, Lane 360, Feihong Road, Hongkou District, Shanghai
Legal representative: Wang Jingbo
Customer service hotline: 400-821-5399
Website: https://www.noah-fund.com/
(8) Shenzhen Zhonglu Fund Sales Co., Ltd
Address: Units I and J, 25/F, Development Bank Building, 5047 Shennan East Road, Luohu District, Shenzhen
Legal representative: Xue Feng
Customer service hotline: 4006788887
Website: https://www.zlfund.cn/
(9) Shanghai Tiantian Fund Sales Co., Ltd
Address: Floor 2, Building 2, No. 190, Longtian Road, Xuhui District, Shanghai
Legal representative: actually
Customer service hotline: 400-1818-188
Website: https://fund.eastmoney.com/
(10) Shanghai Haomai Fund Sales Co., Ltd
Address: Room 449, Building 4, No. 37, Lane 685, Changzhong Road, Hongkou District, Shanghai
Legal representative: Yang Wenbin
Customer service hotline: 400-700-9665
Website: https://www.ehowbuy.com/
(11) Ant (Hangzhou) Fund Sales Co., Ltd
Address: Room 599, Floor 5, Building 3, No. 969, Wenyi West Road, Wuchang Street, Yuhang District, Hangzhou, Zhejiang
Legal representative: Wang Jun
Customer service hotline: 95188-8
Website: http://www.fund123.cn/
(12) Zhejiang Tonghuashun Fund Sales Co., Ltd
Address: Room 903, Yuanmao Building, No. 1, Wener West Road, Hangzhou, Zhejiang
Legal representative: Ling Shunping
Customer service hotline: 400-877-3772
Website: http://www.5ifund.com/
(13) Harvest Wealth Management Co., Ltd
Address: Unit 5312-15, 53F, Phase II, Shanghai Guojin Center Office Building, No. 8, Century Avenue, Pudong New Area, Shanghai
Legal representative: Zhao Xuejun
Customer service telephone: 400-021-8850
Website: https://www.harvestwm.cn/
(14) Nanjing Suning Fund Sales Co., Ltd
Address: No. 1-5, Suning Avenue, Xuanwu District, Nanjing
Legal representative: Liu Hanqing
Customer service hotline: 95177
Website: https://www.snjijin.com/
(15) Beijing Zhongzhi Fund Sales Co., Ltd
Address: Room 5122, Floor 5, No. 10, Hongda North Road, Beijing Economic and Technological Development Zone
Legal representative: Wu Jianhua
Customer service hotline: 400-786-8868
Website: https://www.chtfund.com/
(16) Beijing Huicheng Fund Sales Co., Ltd
Address: 1108, Floor 11, No. 11, Zhongguancun Street, Haidian District, Beijing
Legal representative: Wang Weigang
Customer service hotline: 400-619-9059
Website: http://www.hcfunds.com/
(17) Shanghai Wande Fund Sales Co., Ltd
Address: Floor 11, Wande Building, No. 1500, Puming Road, Pudong New Area, Shanghai
Legal representative: Wang Tingfu
Customer service hotline: 400-821-0203
Website: http://www.windmoney.com.cn/
(18) Shanghai Liantai Fund Sales Co., Ltd
Address: Room 310, Floor 3, No. 277, Fute North Road, China (Shanghai) Pilot Free Trade Zone
Legal representative: Yan Bin
Customer service hotline: 4000-466-788
Website: http://www.66zichan.com/
(19) Shanghai Lufax Fund Sales Co., Ltd
Address: Unit 09, Floor 14, No. 1333, Lujiazui Ring Road, Pudong New Area, Shanghai
Legal representative: Chen Yibin
Customer service hotline: 400-821-9031
Website: https://www.lufunds.com/
(20) Zhuhai Yingmi Fund Sales Co., Ltd
Address: Room 105 - 3491, No. 6, Baohua Road, Hengqin New District, Zhuhai
Legal representative: Xiao Wen
Customer service telephone: 020-89629066
Website: https://www.yingmi.cn/
(21) Yifeng Fund Sales Co., Ltd
Address: Room 201, Building A, No.1 Qianwan 1st Road, Qianhai Shenzhen Hong Kong Cooperation Zone, Shenzhen (settled in Shenzhen Qianhai Business Secretary Co., Ltd.)
Legal representative: TEO WEE HOWE
Customer service telephone: 400-684-0500
Website: https://www.ifastps.com.cn/
(22) Beijing Snowball Fund Sales Co., Ltd
Address: Room 1501, 15/F, Building 6, Yard 34, Chuangyuan Road, Chaoyang District, Beijing
Legal representative: Li Nan
Customer service hotline: 400-159-9288
Website: https://danjuanapp.com/
(23) Shanghai Huaxia Wealth Investment Management Co., Ltd
Address: Room 268, Floor 2, Building 1, No. 687, Dongdaming Road, Hongkou District, Shanghai
Legal representative: Mao Huaiping
Customer service hotline: 400-817-5666
Website: https://www.amcfortune.com/
(24) Beijing Duxiaoman Fund Sales Co., Ltd
Address: Room 103, Floor 1, Building 4, West District, Yard 10, Xibeiwang East Road, Haidian District, Beijing
Legal representative: Sheng Chao
Customer service hotline: 95055-4
Website: https://www.duxiaoman.com/
(25) Beijing Sina Cangshi Fund Sales Co., Ltd
Address: Room 518, Floor 5, Sina Headquarters Scientific Research Building, Plot N-1 and N-2, Zhongguancun Software Park Phase II (West Expansion), Dongbei Wangxi Road, Haidian District, Beijing
Legal representative: Mu Feihu
Customer service hotline: 010-6267 5369
Website: http://www.xincai.com
(26) Shanghai Changliang Fund Sales Co., Ltd
Address: Room 220, Building 2, No. 526, Gaoxiang Road, Pudong New Area, Shanghai
Legal representative: Zhang Yuewei
Customer service telephone: 400-820-2899
Website: http://www.erichfund.com/
(27) Dalian Wangjin Fund Sales Co., Ltd
Address: Room 202, Floor 2, Nord Building, 22 Titan Road, Shahekou District, Dalian, Liaoning
Legal representative: Fan Huaidong
Customer service telephone: 4000-899-100
Website: https://www.yibaijin.com
(28) Pan China Puyi Fund Sales Co., Ltd
Address: Room 1101, Highland Center, No. 9 Jianshe Road, Chenghua District, Chengdu
Legal representative: Yang Yuanfen
Customer service hotline: 400-080-3388
Website: http://www.puyifund.com/
(29) Hegeng Inheritance Fund Sales Co., Ltd
Address: 503, Floor 5, Building 6, North East Kangning Street, Dongfeng South Road, Zhengzhou Area (Zhengdong), Henan Pilot Free Trade Zone
Legal representative: Wen Liyan
Customer service telephone: 4000-555-671
Website: https://www.hgccpb.com/
(30) Huarui Insurance Sales Co., Ltd
Address: 13/F and 14/F, Block B, Building 1, Yuntong Star Fortune Plaza, No. 399, Zhongren Road, Nanxiang Town, Jiading District, Shanghai
Legal representative: Yang Xinzhang
Customer service hotline: 952303
Website: http://www.huaruisales.com/
(31) Xuanyuan Insurance Agency Co., Ltd
Address: Room 1105, No. 707, Zhangyang Road, China (Shanghai) Pilot Free Trade Zone
Legal representative: Ma Yongqing
Customer service hotline: 400-080-8208
Website: https://www.licaimofang.cn/
(32) Shenzhen Qianhai Paipaiwang Fund Sales Co., Ltd
Address: Room 201, Building A, No.1 Qianwan 1st Road, Qianhai Shenzhen Hong Kong Cooperation Zone, Shenzhen
Legal representative: Yang Liu
Customer service hotline: 400-680-3928
Website: https://www.simuwang.com/
(33) Teng'an Fund Sales (Shenzhen) Co., Ltd
Address: Room 201, Building A, No.1 Qianwan 1st Road, Qianhai Shenzhen Hong Kong Cooperation Zone, Shenzhen (settled in Shenzhen Qianhai Business Secretary Co., Ltd.)
Legal representative: Lin Haifeng
Customer service hotline: 95017
Website: https://www.txfund.com/
(34) JD Kentrui Fund Sales Co., Ltd
Address: 1-7-2, Floor 4, Building 1, No. 76 Zhichun Road, Haidian District, Beijing
Legal representative: Zou Baowei
Customer service hotline: 400-0988-511
Website: https://kenterui.jd.com/
(35) CSI Jinniu (Beijing) Fund Sales Co., Ltd
Address: Room 2-45, Building 2, No. 1, Dongguantou, Fengtai District, Beijing
Legal representative: Qian Haomin
Customer service hotline: 4008-909-998
Website: www.jnlc.com
(36) Taixin Wealth Fund Sales Co., Ltd
Address: 1206, Jinghui Building, B118 Jianguo Road, Chaoyang District, Beijing
Legal representative: Peng Hao
Customer service hotline: 400-004-8821
Website: https://www.taixincf.com
(37) Bosera Wealth Fund Sales Co., Ltd
Address: 19/F, Fund Building, 5999 Yitian Road, Fuxin Community, Lianhua Street, Futian District, Shenzhen
Legal representative: Wang Deying
Customer service hotline: 400-610-5568
Website: https://www.boserawealth.com/
(38) Shanghai Luxiang Fund Sales Co., Ltd
Address: No. 888, Huanhu West 2nd Road, Lingang New Area, Shanghai Pilot Free Trade Zone
Legal representative: Li Xu
Customer service telephone: 400-168-1235
Website: https://www.luxxfund.com/
(39) Shanghai CEIBS Wealth Fund Sales Co., Ltd
Address: Room 1008-1, No. 479, Lujiazui Ring Road, Shanghai Pilot Free Trade Zone
Legal representative: Xu Xin
Customer service hotline: 400-100-2666
Website: https://www.zocaifu.com/
（8） Raising schedule and effectiveness of fund contract
According to the relevant provisions of relevant laws and regulations, the raising period of the Fund shall not exceed 3 months from the date of sale of the Fund units.
The Fund will be raised from April 11, 2024 to April 30, 2024.
Within three months from the date of sale of the Fund units, the total number of units raised by the Fund shall not be less than 10 million, and the amount raised by the Fund shall not be less than 10 million yuan (of which the total amount subscribed by the initiator shall not be less than 10 million yuan, and the holding period of the fund units subscribed by the initiator shall not be less than 3 years from the effective date of the Fund Contract) Under the condition that the Fund raising period expires or the Fund Manager may decide to stop the sale of the Fund in accordance with laws, regulations and the Prospectus, and employ a statutory capital verification agency to verify the capital within 10 days. The capital verification report shall specifically describe the originator and the fund units held by the originator, and shall go through the fund filing procedures with the CSRC within 10 days from the date of receiving the capital verification report.
If the fund raising meets the conditions for fund filing, the Fund Contract shall come into force as of the date when the fund manager completes the fund filing procedures and obtains the written confirmation from the CSRC; Otherwise, the Fund Contract will not take effect. The Fund Manager shall announce the effectiveness of the Fund Contract on the next day after receiving the confirmation document from the CSRC. The Fund Manager shall deposit the funds raised during the fund raising into a special account, and no one may use them before the end of the fund raising.
The Fund Manager may, according to the actual situation of subscription, appropriately extend or shorten the time of raising within the raising period.
If the raising period expires and the fund filing conditions are not met, the fund manager shall bear the following responsibilities:
1. Bear the debts and expenses arising from the raising with its inherent property;
2. Return the funds paid by the investors within 30 days after the expiration of the fund raising period, plus the interest of the current deposit of the bank for the same period;
3. If the fund raising fails, the fund manager, the fund custodian and the sales institution shall not request remuneration. All expenses paid by the Fund Manager, the Fund Custodian and the Sales Agency for the Fund raising shall be borne by each party.
2、 Subscription method and relevant regulations
During the raising period of the Fund, the Fund units are publicly offered at the designated sales institutions of the Fund.
（1） Sales channels of fund shares
The Fund's sales channels include direct selling institutions and outlets of selling institutions on a commission basis, as follows:
1. Direct selling institution: CCB Fund Management Co., Ltd.
2. Distributors on a commission basis: see the "Distributors on a commission basis" in the "Basic Information of the Offering" section of this announcement for the list of distributors on a commission basis.
（2） Subscription mode and rate structure
1. The selling face value of the Fund units is RMB 1.00, which is sold at the initial selling face value.
2. Investors may subscribe for fund units for many times during the raising period, but the accepted subscription applications are not allowed to be withdrawn.
3. The acceptance of the subscription application by the sales agency does not mean that the application is necessarily successful, but only that the sales agency has actually received the subscription application. The confirmation of the subscription application shall be subject to the confirmation result of the registration authority. For subscription application and confirmation of subscription shares, investors shall timely inquire and properly exercise their legal rights.
4. The subscription fee for subscribing the Fund adopts the front-end charging mode, that is, pay the subscription fee when subscribing the Fund. The subscription amount of investors includes subscription fees and net subscription amount.
5. During the raising period, investors may subscribe to the Fund for many times, and the subscription fee shall be determined according to the cumulative subscription amount, and the fee shall be calculated separately for each subscription application. Fund investors shall collect subscription fees when subscribing Class A fund units of the Fund. There is no subscription fee for Class C fund units.
The Fund implements differentiated subscription rates for pension customers who subscribe to the Fund through the Company's direct marketing center and other investors.
Pension customers include basic pension funds, funds raised by legally established pension plans and supplementary pension funds formed by their investment and operation income, including the national social security fund, local social security funds that can invest in funds, enterprise annuity single plans and collective plans, and specific customer asset management plans entrusted by the enterprise annuity council Enterprise annuity pension products, occupational pension plans, pension target funds, personal tax deferred commercial pension insurance products. If a new type of pension fund approved by the pension fund supervision department appears in the future, the company will include it into the scope of pension customers according to regulations.
Expense type
Class A subscription rate
Class C subscription rate
Subscription amount (M)
M ＜ 1 million yuan
1 million yuan ≤ M ＜ 2 million yuan
2 million yuan ≤ M ＜ 5 million yuan
M ≥ 5 million yuan
zero
Subscription rate of pension customers
0.06%
0.04%
0.02%
100 yuan/transaction
Subscription rate of other investors
0.60%
0.40%
0.20%
1000 yuan/transaction
The subscription fees for Class A fund units shall be borne by the investors who subscribe for Class A fund units of the Fund and shall not be included in the fund property. The subscription fee is used for various expenses incurred during the raising period, such as the marketing, sales, registration and so on of the Fund.
6. The calculation of subscription units shall be reserved to two decimal places, and the part after two decimal places shall be rounded off. The gains or losses arising from the error shall be borne by the fund property.
7. The Fund is subscribed in the form of "amount subscription". The formula for calculating the subscription units of the Fund is:
The calculation method of subscription units of Class A fund units is as follows:
(1) When the subscription fee is applicable to the proportional rate, the calculation method is:
Net subscription amount=subscription amount/(1+subscription rate)
Subscription fee=subscription amount - net subscription amount
Subscription units=(net subscription amount+interest of subscription funds)/selling face value of fund units
(2) When the subscription fee is a fixed amount, the calculation method is:
Subscription fee=fixed amount
Net subscription amount=subscription amount - subscription fee
Subscription units=(net subscription amount+interest of subscription funds)/selling face value of fund units
The calculation method for the subscribed shares of Class C fund units is as follows:
Subscription unit=(subscription amount+interest of subscription fund)/selling face value of fund unit
The above calculation results shall be kept to two decimal places, and the part after two decimal places shall be rounded off. The gains or losses caused by the error shall be borne by the fund property.
For example, an investor (pension client) invests 50000 yuan to subscribe for Class A fund shares of the Fund. If the interest obtained from the subscription fund during the subscription period is 5 yuan, the Class A subscription shares available are:
Net subscription amount=50000/(1+0.06%)=49970.02 yuan
Subscription fee=50000 － 49970.02=29.98 yuan
Subscribed shares=(49970.02 ＋ 5)/1.00=49975.02
That is, an investor (pension client) invests 50000 yuan to subscribe for Class A fund shares of the Fund. If the interest obtained from the subscription fund during the subscription period is 5 yuan, he can obtain 49975.02 Class A fund shares of the Fund.
For example, an investor (other investors) invests 50000 yuan to subscribe for Class A fund shares of the Fund. If the interest obtained from the subscription funds during the subscription period is 5 yuan, the Class A subscription shares available are:
Net subscription amount=50000/(1+0.60%)=49701.79 yuan
Subscription fee=50000 － 49701.79=298.21 yuan
Subscription units=(49701.79 ＋ 5)/1.00=49706.79
That is, an investor (other investors) invests 50000 yuan to subscribe for Class A fund shares of the Fund. If the interest obtained from the subscription funds during the subscription period is 5 yuan, he can obtain 49706.79 Class A fund shares of the Fund.
For example, an investor invests 50000 yuan to subscribe for Class C fund units of the Fund. If the interest obtained from the subscription funds during the subscription period is 5 yuan, the Class C subscription units available are:
Subscribed shares=(50000+5)/1.00=50005.00 shares
That is, an investor invests 50000 yuan to subscribe for Class C fund units of the Fund. If the interest obtained from the subscription fund during the subscription period is 5 yuan, he can obtain 50005.00 Class C fund units of the Fund.
8. The interest generated from the effective subscription funds during the raising period will be converted into fund units and owned by the fund unit holders, of which the transfer of interest units shall be subject to the records of the registration authority.
（3） Subscription amount limit
Subscription is applied in amount. When subscribing for fund units, investors shall pay the subscription amount in full in the manner specified by the sales agency. Each subscription amount of each fund transaction account of other sales institutions shall not be less than 1 yuan. If other sales institutions have other regulations that the minimum single subscription amount is higher than 1 yuan, their regulations shall prevail. The initial subscription amount of each fund trading account of the Fund Manager's direct sales counter and online trading platform shall not be less than 1 yuan, and the minimum amount of a single additional subscription shall be 1 yuan.
The single investor of the Fund's daily subscription amount shall not exceed 10 million yuan (except for individual investors, publicly offered asset management products, occupational annuities, enterprise annuity plans, and the manager's own funds), and shall meet the relevant provisions of the Fund on the raising ceiling and the laws and regulations on the ceiling of investors' accumulated fund shares. The specific scope of publicly offered asset management products shall be determined by the fund manager. The fund manager can adjust the upper limit of the single investor's single day subscription amount. Please refer to the relevant announcement for specific provisions.
3、 Account opening and subscription procedures
（1） Individual Investor Account Opening and Subscription Procedures
1. Agency
The specific procedures and related matters shall be subject to the provisions of each sales agency.
2. Direct selling counter
(1) Business handling time
9:30-17:00 on the fund sale day (Saturday, Sunday and holidays are not accepted)
(2) Apply for opening a fund account and submit the following materials:
A. Original of my valid ID card (including resident ID card, etc.)
B. Bank current deposit account
C. Completed Open ended Fund Account Business Application Form signed and confirmed by myself
Note: The designated bank account refers to the settlement account reserved by investors for redemption, dividend and refund when opening an account. The name of the bank account must be the same as that of the investor's fund account.
(3) Put forward the subscription application and submit the following materials:
A. Completed Open ended Fund Transaction Business Application Form
B. Original and copy of bank payment voucher receipt stamped with bank acceptance seal
C. Original and copy of ID card
Note: Account opening and subscription procedures can be handled at the same time during the offering period.
(4) Allocation of subscription funds
Individual investors shall remit the full amount of subscription funds to the special direct sales account designated by the Company through bank transfer before subscribing:
Account name: CCB Fund Management Co., Ltd
Bank of deposit: China Construction Bank Beijing Branch Business Department
Bank account: 11001016600059111888
(5) Precautions
A. When subscribing, investors shall indicate the name or code of the fund they have purchased;
B. After submitting the account opening application on T day, the investor can check the confirmation results at the direct sales counter of the company on T+2 day, or through the customer service center of the company;
C. After submitting the subscription application on T day, the investor can inquire the subscription result at the direct sales counter of the company on T+2 day, or through the customer service center of the company. The subscription confirmation results can be inquired at the direct sales counter or the customer service center of the Company after the fund contract takes effect;
D. The business application forms of the direct sales counter and the agent sales outlets are different, and individual investors should not mix them.
（2） Account opening and subscription procedures for institutional investors
This procedure description is only for the reference of investors. The specific procedures shall be subject to the provisions of each consignment agency, and the subscription procedures for new consignment channels shall be subject to the relevant announcements.
1. Agency
The specific procedures and related matters shall be subject to the provisions of each sales agency.
2. Direct selling counter
(1) Business handling time
9:30-17:00 on the fund sale day (Saturday, Sunday and holidays are not acceptable)
(2) Materials to be submitted by institutional investors when applying for fund account opening:
A. A copy of the duplicate of the business license of the enterprise with the official seal of the unit affixed; Public institutions, social organizations or other organizations shall provide a copy of the registration certificate issued by the civil affairs department or its competent department and affix the official seal of the unit
B. Power of Attorney for Fund Business signed or sealed by the legal representative (with official seal)
C. The original and copy of the handler's valid ID card
D. Seal card in duplicate
E. Specify bank account information (name of deposit bank, bank account number)
F. Completed Open ended Fund Account Business Application Form with official seal
Note: The designated bank account refers to the settlement account reserved by investors for redemption, dividend and refund when opening an account. The name of the bank account must be the same as that of the investor's fund account.
(3) When applying for subscription, institutional investors must submit the completed Open ended Fund Account Business Application Form and affix the reserved transaction seal (if any).
(4) Allocation of subscription funds
Institutional investors shall remit the full amount of subscription funds to the special direct sales account designated by the Company through bank transfer before subscribing:
Account name: CCB Fund Management Co., Ltd
Bank of deposit: China Construction Bank Beijing Branch Business Department
Bank account: 11001016600059111888
(5) Precautions
A. When subscribing, investors shall indicate the name or code of the fund they have purchased;
B. After submitting the account opening application on T day, the investor can check the confirmation results at the direct sales counter of the company on T+2 day, or through the customer service center of the company;
C. After submitting the subscription application on T day, the investor can inquire the subscription results at the direct sales counter of the company on T+2 day, or through the customer service center of the company. The subscription confirmation results can be inquired at the direct sales counter or the customer service center of the Company after the fund contract takes effect.
4、 Clearing and settlement
Before the Fund Agreement of the Fund comes into effect, all effective subscription funds will be frozen in the special fund raising account. The interest during the freezing period of the effective subscription funds will be converted into fund units after the Fund Agreement comes into effect and belong to the fund unit holders, subject to the interest calculated by the fund unit registration authority.
The Fund unit registration authority shall register the Fund's rights and interests after the offering.
Expenses incurred in connection with fund raising activities before the Fund Contract comes into effect, including information disclosure fees, accounting fees, attorney fees and other expenses, shall not be disbursed from the Fund assets.
5、 Capital Verification of the Fund and Effectiveness of the Fund Contract
Within three months from the date of sale of the Fund units, the total number of units raised by the Fund shall not be less than 10 million, and the amount raised by the Fund shall not be less than 10 million yuan (of which the total amount subscribed by the initiator shall not be less than 10 million yuan, and the holding period of the fund units subscribed by the initiator shall not be less than 3 years from the effective date of the Fund Contract) Under the condition that the Fund raising period expires or the Fund Manager may decide to stop the sale of the Fund in accordance with laws, regulations and the Prospectus, and employ a statutory capital verification agency to verify the capital within 10 days. The capital verification report shall specifically describe the originator and the fund units held by the originator, and shall go through the fund filing procedures with the CSRC within 10 days from the date of receiving the capital verification report.
If the fund raising meets the conditions for fund filing, the Fund Contract shall come into force as of the date when the fund manager completes the fund filing procedures and obtains the written confirmation from the CSRC; Otherwise, the Fund Contract will not take effect. The Fund Manager shall announce the effectiveness of the Fund Contract on the next day after receiving the confirmation document from the CSRC. The Fund Manager shall deposit the funds raised during the fund raising into a special account, and no one may use them before the end of the fund raising.
6、 Relevant parties or intermediaries
1. Fund manager
Name: CCB Fund Management Co., Ltd
Address: Floor 16, Yinglan International Financial Center, No. 7, Financial Street, Xicheng District, Beijing
Office address: Floor 16, Yinglan International Financial Center, No. 7, Financial Street, Xicheng District, Beijing
Date of establishment: September 19, 2005
Legal representative: Sheng Liurong
Registered capital: RMB 200 million
2. Fund Custodian
Name: China Merchants Bank Co., Ltd
Address: China Merchants Bank Building, No. 7088, Shennan Avenue, Shenzhen
Office address: China Merchants Bank Building, No. 7088, Shennan Avenue, Shenzhen
Legal representative: Miao Jianmin
Date of establishment: April 8, 1987
Registered capital: 25.220 billion yuan
3. Agency
For the list of the Fund's selling institutions on a commission basis, see the "selling institutions on a commission basis" in the "Basic Information of the Offering" of this announcement.
4. Direct selling mechanism
The direct selling institution of the Fund is the fund manager's direct selling counter and online trading platform.
(1) Direct selling counter
Name: CCB Fund Management Co., Ltd
Address: Floor 16, Yinglan International Financial Center, No. 7, Financial Street, Xicheng District, Beijing
Office address: Floor 16, Yinglan International Financial Center, No. 7, Financial Street, Xicheng District, Beijing
Legal representative: Sheng Liurong
Contact: Guo Yali
Tel.: 010-66228800
(2) Online trading platform
Investors can handle the subscription, purchase, redemption, regular investment and other businesses of the fund through the online trading platform of the fund manager. Please log on to the fund manager's website for specific business handling conditions and business rules.
Website of the Fund Manager: www.ccbfund.cn.
5. Fund share registration authority
Name: CCB Fund Management Co., Ltd
Address: Floor 16, Yinglan International Financial Center, No. 7, Financial Street, Xicheng District, Beijing
Office address: Floor 16, Yinglan International Financial Center, No. 7, Financial Street, Xicheng District, Beijing
Legal representative: Sheng Liurong
Contact: Zheng Wenguang
Tel.: 010-66228888
6. Law firm
Name: Shanghai Tongli Law Firm
Address: 19/F, Times Financial Center, 68 Yincheng Middle Road, Shanghai
Office address: 19/F, Times Financial Center, 68 Yincheng Middle Road, Shanghai
Person in charge: Han Jiong
Tel.: 021-31358666
Fax: 021-31358600
Contact: Lu Qi
Handling lawyers: Liming, Lu Qi
7. Accounting firm
Name: Ernst&Young Huaming Certified Public Accountants (Special General Partnership)
Address: Room 01-12, 17th Floor, Ernst&Young Building, Oriental Plaza, No. 1, East Chang'an Street, Dongcheng District, Beijing
Office address: Room 01-12, Floor 17, Ernst&Young Building, Oriental Plaza, No. 1, East Chang'an Street, Dongcheng District, Beijing
Executive partner: Mao Anning
Tel: (010) 58153000
Fax: (010) 85188298
Contact: Wang Shanshan
Handling CPA: Wang Shanshan, He Yao
CCB Fund Management Co., Ltd
March 29, 2024