Nanfang Wenfu 120 day holding period bond securities investment fund
Custody Agreement
Fund Manager: South Fund Management Co., Ltd
Fund Custodian: Postal Savings Bank of China Limited
Custody Agreement
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1、 Parties to the Fund Custody Agreement ---------------------------------------------- 3
2、 Basis, Purpose and Principle of the Fund Custody Agreement --------------------------------- 4
3、 Fund Custodian's Business Supervision and Verification of Fund Manager ------------------------- 5
4、 Fund Manager's Business Verification of Fund Custodian -------------------------------- 13
5、 Custody of Fund Property ------------------------------------------------- 14
6、 Sending, Confirmation and Execution of Instructions ------------------------------------------ 17
7、 Transaction and Settlement Arrangement ------------------------------------------------- 21
8、 Calculation and Accounting of Net Asset Value of the Fund ------------------------------------- 25
9、 Fund income distribution -------------------------------------------------- 32
10、 Fund Information Disclosure -------------------------------------------------- 33
11、 Fund expenses ------------------------------------------------- 35
12、 Registration and Custody of the Register of Fund Unitholders -------------------------------- 37
13、 Preservation of Fund related documents and archives ------------------------------------- 38
14、 Replacement of Fund Manager and Fund Custodian --------------------------------- 38
15、 Prohibited Acts --------------------------------------------------- 41
16、 Change and Termination of Custody Agreement and Liquidation of Fund Assets ------------------------- 42
17、 Liability for breach of contract --------------------------------------------------- 44
18、 Dispute Resolution ------------------------------------------------- 44
19、 Effectiveness of Custody Agreement ---------------------------------------------- 45
20、 Other matters --------------------------------------------------- 45
21、 Signing of Escrow Agreement ------------------------------------------------- 46
Custody Agreement
Whereas South Fund Management Co., Ltd. is a company legally established and validly existing in accordance with Chinese laws
And has the qualification and ability to act as a fund manager in accordance with relevant laws and regulations,
It is proposed to raise and issue Nanfang Wenfu 120 day holding period bond securities investment fund;
Whereas Postal Savings Bank of China Co., Ltd. is a legally established and effective company in accordance with the laws of China
The surviving bank has the qualification and ability to act as the fund custodian in accordance with relevant laws and regulations;
Whereas South Fund Management Co., Ltd. plans to serve as Nanfang Wenfu 120 day holding period bond securities
The fund manager of the investment fund, Postal Savings Bank of China Co., Ltd., plans to serve as Nanfang Wenfu for 120 days
Fund custodian of holding period bond securities investment fund;
For the purpose of clarifying Nanfang Wenfu 120 day holding period bond securities investment fund (hereinafter referred to as "the Fund" or
This Custody Agreement is hereby formulated for the rights and obligations between the Fund Manager and the Fund Custodian of the "Fund");
Unless otherwise agreed, Nanfang Wenfu 120 day Holding Period Bond Securities Investment Fund Contract
(hereinafter referred to as the "Fund Contract") shall have the same meaning when used in this Custodian Agreement;
In case of any conflict, the Fund Contract shall prevail and be interpreted in accordance with its terms.
1、 Parties to the Fund Custody Agreement
（1） Fund manager
Name: South Fund Management Co., Ltd
Registered address: 32-42/F, Fund Building, No. 5999, Yitian Road, Lianhua Street, Futian District, Shenzhen, Guangdong Province
Legal representative: Zhou Yi
Time of establishment: March 6, 1998
Approval authority and approval document number: Zheng Jian Ji Zi [1998] No. 4
Registered capital: 3617.2 million yuan
Organizational form: limited liability company
Business scope: fund raising, fund sales, asset management and other businesses permitted by the CSRC
Duration: continuous operation
Tel.: (0755) 82763888
Fax: (0755) 82763889
Contact: Chang Kechuan
Custody Agreement
（2） Fund Custodian
Name: Postal Savings Bank of China Co., Ltd
Address: No. 3, Financial Street, Xicheng District, Beijing
Office address: Block A, No. 3, Financial Street, Xicheng District, Beijing
Postal code: 100808
Legal representative: Liu Jianjun
Time of establishment: March 6, 2007
Approval authority and approval document number: CBRC YJF [2006] No. 484
Approval No. of fund custody business: ZJXK [2009] No. 673
Organizational form: limited liability company
Registered capital: 92.384 billion yuan
Duration: continuous operation
Business scope: absorbing public deposits; Issue short-term, medium-term and long-term loans; Handle domestic and foreign settlement;
Handle bill acceptance and discount; Issuance of financial bonds; Issuing, cashing and underwriting government bonds as an agent; buy
Selling government bonds and financial bonds; Interbank lending; Buying and selling foreign exchange; Engaging in bank card business;
Provide letter of credit service and guarantee; Acting for collection and payment and insurance business; Provide safe deposit box service; Midmeridian
Other businesses approved by regulatory authorities such as China Banking Regulatory Authority.
2、 Basis, purpose and principle of fund custody agreement
（1） Basis for entering into custody agreement
Securities Investment Law of the People's Republic of China (hereinafter referred to as the Securities Law)
Heguo Securities Investment Fund Law (hereinafter referred to as the Fund Law), Public Offering of Securities Investment Fund Operation
Administrative Measures (hereinafter referred to as "Operation Measures"), Supervision of Publicly Offered Securities Investment Fund Sales Institutions
Administrative Measures (hereinafter referred to as Sales Measures), Management of Information Disclosure of Publicly Offered Securities Investment Funds
Measures (hereinafter referred to as Information Disclosure Measures), Liquidity of Open ended Securities Investment Funds Publicly Offered
Risk Management Regulations (hereinafter referred to as Liquidity Risk Management Regulations), Nanfang Wenfu 120 day Holding
The Fund Contract of the T-bond Securities Investment Fund (hereinafter referred to as the "Fund Contract") and other relevant provisions
This Escrow Agreement is made.
Custody Agreement
（2） Purpose of entering into custody agreement
The purpose of this Agreement is to clarify the custody and investment of the Fund property between the Fund Manager and the Fund Custodian
Rights, obligations and duties in matters related to operation, net worth calculation, income distribution, information disclosure and mutual supervision
Responsible for ensuring the safety of fund assets and protecting the legitimate rights and interests of fund share holders.
（3） Principles for entering into custody agreement
The Fund Manager and the Fund Custodian shall fully protect the holding of fund shares on the basis of equality, voluntariness, honesty and credibility
This agreement is signed based on the principle of legal rights and interests of the people.
（4） Interpretation
Unless otherwise agreed in this Agreement, all terms in this Agreement correspond to the "Interpretation" part of the Fund Contract
Terms have the same meaning; In case of any conflict, the Fund Contract shall prevail and be interpreted in accordance with its terms.
3、 The Fund Custodian's business supervision and verification of the Fund Manager
（1） The Fund Custodian invests in the Fund in accordance with the provisions of relevant laws and regulations and the provisions of the Fund Contract
Scope, investment proportion, investment restrictions, etc. The fund contract clearly stipulates the investment style or securities of the fund
If the selection criteria are met, the Fund Manager shall provide a pool of investment varieties in the format required by the Fund Custodian to
The Fund Custodian shall supervise whether the actual investment of the Fund complies with the provisions of the Fund contract on the securities selection criteria.
The investment scope of the Fund includes bonds (including national bonds issued and listed in China according to law, central bank bills
Financial bonds, corporate bonds, corporate bonds, medium-term notes, short-term financing bonds, ultra short-term financing bonds, subordinated
Bonds, government agency bonds, local government bonds and other bonds allowed by the CSRC to invest)
Industrial backed securities, bond repurchase, bank deposits (including negotiated deposits, time deposits, etc.), interbank deposit receipts
Money market instruments, treasury bond futures, credit derivatives and other funds allowed by the CSRC for fund investment
Financial instruments, subject to the relevant provisions of the CSRC. The Fund does not invest in stocks, convertible bonds
Exchange bonds.
The proportion of the Fund's investment portfolio is: the proportion of the Fund's investment in bond assets is not less than that of the Fund's assets
80%； At the end of each trading day, after deducting the trading margin required to be paid for treasury bond futures contracts, the Fund reserves
The total proportion of cash or government bonds with maturity within one year shall not be less than 5% of the net asset value of the fund,
Cash does not include provisions for settlement, deposits and subscription receivables.
Custody Agreement
If laws and regulations or regulatory authorities allow the fund to invest in other varieties in the future, the fund manager shall perform appropriate
After the procedure, it can be included in the scope of investment, and can be adjusted in a timely and reasonable manner according to the then effective laws and regulations
Scope of investment. If laws and regulations or regulatory authorities change the proportion limit of the above investment varieties
After that, the changed proportion shall prevail, and the investment proportion of the Fund will be adjusted accordingly.
The Fund's portfolio is subject to the following restrictions:
(1) The proportion of the Fund's investment in bond assets shall not be less than 80% of the Fund's assets;
(2) At the end of each trading day, after deducting the trading margin required to be paid for treasury bond futures contracts,
Cash or government bonds with a maturity date of less than one year should be kept at least 5% of the net asset value of the fund
Middle cash does not include settlement provisions, deposits and subscription receivables;
(3) The Fund holds securities issued by a company whose market value does not exceed 10% of the net asset value of the Fund;
(4) All funds managed by the Fund Manager hold securities issued by one company, which shall not exceed the amount of the certificate
10% of the bonds, and the fund varieties that invest in securities in full accordance with the composition ratio of the relevant index may not be subject to this article
The proportion limit specified in paragraph;
(5) The proportion of the Fund's investment in various types of asset-backed securities of the same original equity holder shall not exceed
10% of the net asset value of the Fund;
(6) The market value of all asset-backed securities held by the Fund shall not exceed 20% of the net asset value of the Fund;
(7) The proportion of the same (referring to the same credit rating) asset-backed securities held by the Fund shall not exceed
10% of the size of the asset-backed securities;
(8) All funds managed by the Fund Manager invest in various asset supports of the same original equity holder
Securities shall not exceed 10% of the total size of its various asset-backed securities;
(9) The total market value of the Fund's active investment in liquidity restricted assets shall not exceed the net assets of the Fund
15% of the value; Due to fluctuations in the securities market, stock suspension of listed companies, changes in fund size and other fund managers
If the fund does not meet the limit of this proportion due to other factors, the fund manager shall not actively increase the liquidity restricted capital
Investment in assets;
(10) The Fund deals with private securities asset management products and other entities recognized by the CSRC
If the counterparty carries out reverse repurchase transactions, the qualification requirements for acceptable collateral should be consistent with the investment scope agreed in the fund contract
Keep the enclosure consistent;
Custody Agreement
(11) At the end of any trading day, the value of treasury bond futures contracts held shall not exceed the fund assets
15% of net worth; At the end of any trading day, the value of the futures contract for selling treasury bonds held shall not exceed that of the fund
30% of the total market value of bonds held; Bonds held by the Fund (excluding government with maturity less than one year)
The total (netting calculation) of the market value of bonds and the value of treasury bond futures contracts purchased and sold should conform to the fund contract
Agreement on the proportion of bond investment; Treasury bond period traded in any trading day (excluding closing position)
The transaction amount of the futures contract shall not exceed 30% of the net asset value of the fund on the previous trading day;
(12) The Fund does not hold credit derivatives with the attribute of credit protection seller
The nominal principal of derivatives shall not exceed 100% of the face value of the corresponding protected bonds in the Fund; Due to securities/period
The fund is caused by factors other than the fund manager, such as market fluctuations, mergers of securities issuers, and changes in fund size
If the proportion limit specified above is not met, the Fund Manager shall make adjustment within 3 months;
(13) The total principal of all kinds of credit derivatives invested by the Fund in the same credit protection seller shall not
More than 10% of the net asset value of the Fund; Due to fluctuation of securities/futures market, merger of securities issuers, fund size
In the event that the fund does not comply with the aforesaid proportion limit due to factors other than the fund manager, such as changes, the fund shall be managed
The personnel shall make adjustment within 3 months;
(14) The total asset value of the Fund shall not exceed 140% of the net asset value of the Fund;
(15) Other investment restrictions stipulated by laws and regulations, the CSRC and the Fund Contract.
Unless otherwise agreed in (2), (9), (10), (12) and (13) above/
Fluctuations in the futures market, mergers of securities issuers, changes in fund size and other factors outside of the fund manager cause
If the fund investment proportion does not meet the above stipulated investment proportion, the fund manager shall carry out the fund investment within 10 trading days
Adjustment, except for special circumstances stipulated by the CSRC. Where laws and regulations provide otherwise, such provisions shall prevail.
The Fund Manager shall, within six months as of the effective date of the Fund Contract, make the proportion of the Fund's investment portfolio conform to
Relevant provisions of the mutual fund contract. During the above period, the investment scope and investment strategy of the Fund shall comply with
Agreement of the Fund Contract. The Fund Custodian's supervision and inspection of the Fund's investment shall commence on the effective date of the Fund Agreement
Start.
If laws and regulations or regulatory authorities change the above portfolio proportion limit
The regulations shall prevail. Laws and regulations or regulatory authorities cancel the above restrictions. If applicable to the Fund, the Fund Manager shall
After performing appropriate procedures, the Fund's investment will no longer be subject to relevant restrictions.
Custody Agreement
（3） The Fund Custodian shall, in accordance with the provisions of relevant laws and regulations and the provisions of the Fund Contract
Supervise the investment prohibition. Unless otherwise agreed in this Agreement, the Fund Custodian shall supervise
The Fund Manager shall supervise the prohibited acts of fund investment.
In accordance with the provisions of laws and regulations and the fund contract, the fund assets shall not be used for the following investments or activities
Active:
(1) Underwriting securities;
(2) Lending or providing guarantee to others in violation of regulations;
(3) Investment with unlimited liability;
(4) Buying and selling other fund units, except as otherwise stipulated by the CSRC;
(5) Make capital contributions to its fund manager and fund custodian;
(6) Engaging in insider trading, manipulating securities trading prices and other improper securities trading activities;
(7) Other activities prohibited by laws, administrative regulations and the CSRC.
Laws and regulations or regulatory authorities cancel the above prohibited investment behaviors. If applicable to the Fund, the Fund Manager
After performing appropriate procedures, the Fund's investment may no longer be subject to relevant restrictions.
The Fund Custodian has performed its supervisory duties in accordance with relevant laws and regulations, the Fund Agreement and the Custodian Agreement,
The Fund Manager is still in violation of laws and regulations, the investment prohibition agreed in the Fund Contract or the Custody Agreement
The Fund Manager shall be liable for any loss of the Fund property, and the Fund Custodian shall not be liable.
（4） In accordance with the provisions of laws and regulations on engaging in connected transactions, the Fund Manager and the Fund Custodian shall
Prior mutual provision of shareholders and actual controllers who have a controlling relationship with this institution or have other significant interests with this institution
The list of harmful companies and their updates shall be submitted by email or other methods agreed by both parties, and ensure that
The authenticity, integrity and comprehensiveness of the list provided. After the list is changed, the Fund Manager shall send the Fund in a timely manner
The Custodian and the Fund Custodian shall reply to confirm the change of the known list within 2 working days. When the list is changed
The time when the Fund Custodian sends the reply confirmation shall prevail. If the fund custodian strictly follows the
To supervise the process, if the fund manager still conducts transactions in violation of regulations and causes losses to fund assets, the fund manager shall
The Fund Custodian shall not bear any loss or liability.
If the Fund Custodian finds that the Fund Manager has conducted transactions with related parties prohibited by laws and regulations
The Fund Custodian shall timely remind and assist the Fund Manager to take necessary measures to prevent the transaction,
If the Fund Custodian fails to prevent the transaction after taking necessary measures, the Fund Custodian has the right to
Custody Agreement
The CSRC reports that the fund manager shall bear the losses and liabilities arising therefrom. For the transactions that have been transacted on the exchange floor
The Fund Custodian shall settle the illegal transactions in accordance with the relevant laws and regulations and the rules of the Exchange
Report to the CSRC that the Fund Custodian shall not bear the losses and liabilities arising therefrom.
The Fund Manager uses the Fund property to buy and sell the Fund Manager, the Fund Custodian and their controlling shareholders
Securities issued by the controller or companies with other major interests or certificates underwritten during the underwriting period
Securities, or other major related party transactions, shall comply with the investment objectives and investment strategies of the Fund and follow
The principle of giving priority to the interests of holders, preventing conflicts of interest, establishing and improving the internal approval mechanism and evaluation mechanism
Implement at fair and reasonable prices in the market. Relevant transactions must be approved by the Fund Custodian in advance and in accordance with laws and regulations
Regulations. Major related party transactions shall be submitted to the Board of Directors of the Fund Manager for review, and more than two-thirds of them shall be approved
Approved by the independent directors of. The Board of Directors of the Fund Manager shall review related party transactions at least every six months.
If laws, administrative regulations or regulatory authorities cancel the above restrictions, and if applicable to the Fund, the Fund Manager
After performing the appropriate procedures, the Fund's investment will no longer be subject to relevant restrictions.
（5） The Fund Custodian shall manage the Fund in accordance with the provisions of relevant laws and regulations and the provisions of the Fund Contract
Participate in supervision of inter-bank bond market.
The Fund Manager shall provide the Fund Custodian with information that complies with laws, regulations and industry requirements
A standard, carefully selected list of inter-bank bond market counterparties applicable to the Fund, and an agreement on
The transaction settlement method applicable to the counterparty. The Fund Manager shall strictly follow the scope of the list of counterparties
The interbank bond market selects counterparties. The Fund Custodian supervises whether the Fund Manager provides the Bank in advance
If the fund manager fails to provide the inter-bank bond market as required
List of market counterparties, resulting in the Fund Custodian's inability to effectively perform its supervisory duties, resulting in losses and liabilities
All responsibilities shall be assumed by the Fund Manager.
The Fund Manager shall update the list of counterparties in the inter-bank bond market and the settlement method in a timely manner
Inform the Fund Custodian that the new list will come into force after the Fund Custodian's confirmation, and the new list has been cancelled this time
Transactions conducted by counterparties but not yet settled shall still be settled in accordance with the agreement. If the Fund Manager
If the market situation needs to adjust the list of counterparties in the inter-bank bond market and the settlement method, the fund custodian shall be informed
Explain the reasons and confirm with the fund custodian within 3 working days before the transaction with the counterparty
It shall be settled through consultation. If the Fund Custodian finds that the Fund Manager and the inter-bank market transaction pair that is not on the list
Custody Agreement
In case of manual transaction, the Fund Manager shall be timely reminded. If the Fund Manager still fails to correct after reminding
The administrator will not bear any loss and responsibility caused thereby.
The fund manager is responsible for controlling the credit control and trading mode of the counterparty, and
Conduct transactions according to the market's trading rules, and be responsible for resolving disputes and losses caused by the counterparty's failure to perform the contract
In case of loss, the Fund Custodian shall not bear any legal liability and loss arising therefrom. The Fund Custodian
The bond market transaction sheet shall supervise the performance of the contract. If the fund custodian finds that the fund manager fails to comply with
The Fund Custodian shall timely remind the Fund Management when conducting transactions according to the trading counterparty or trading method agreed in advance
If the Fund Manager still fails to correct after being reminded, the Fund Custodian will not bear any losses and
Responsibility.
（6） The Fund Custodian shall manage the Fund in accordance with the provisions of relevant laws and regulations and the provisions of the Fund Contract
People choose deposit banks for supervision.
Where the Fund invests in bank deposits, the Fund Manager shall, in accordance with the provisions of laws and regulations and the provisions of the Fund Contract,
Determine the list of all eligible deposit banks, and provide it to the fund depository in time before the fund invests in deposits
The custodian, the fund custodian, shall check whether the counterparties of the fund investment bank deposits comply with the relevant provisions
Supervision. If the fund manager fails to provide the list of deposit banks as required, the fund custodian is unable to effectively perform
The fund manager shall be responsible for the supervision responsibilities, and the losses and liabilities arising therefrom shall be borne by the fund manager.
The investment bank deposits of the Fund shall comply with the following provisions:
1. The Fund Manager and the Fund Custodian shall, in accordance with the relevant regulations, make separate arrangements for the investment bank deposits of the Fund
Sign a written agreement to clarify the relationship between the fund manager and the fund custodian in handling the deposit business of the fund investment bank
Rights and obligations to ensure the safety of fund assets and protect the legitimate rights and interests of fund share holders.
2. The Fund Custodian shall strengthen the supervision and verification of the Fund's bank deposit business and strictly review relevant agreements
Discussions, account information, investment instructions, deposit certificates and other relevant documents, and earnestly perform the custody responsibilities.
3. The Fund Manager and the Fund Custodian shall strictly abide by the Fund Deposits Agreement
Law of the People's Republic of China, Operation Measures and other relevant laws and regulations, as well as national account management, interest rate management and payment
Provisions on settlement, etc.
（7） Supervision of the Fund Custodian over the Fund's investment in restricted securities
1. The Fund's investment in negotiable restricted securities shall comply with the Regulations on the Fund's Investment in Non public Issuance of Stocks and Other Negotiable Securities
Notice on Issues Related to Securities Restrictions and other relevant laws and regulations.
Custody Agreement
2. Circulating restricted securities, including non-public securities regulated by the Administrative Measures for the Issuance and Registration of Securities of Listed Companies
The tradable shares with a certain period of time locked up at the time of issuance, such as the issuance of shares and the public issuance of offline placement of shares
Securities, excluding securities temporarily suspended due to the release of major news or other reasons, and issued unlisted certificates
Such negotiable restricted securities as bonds and pledged bonds in repurchase transactions.
3. The Fund Manager shall provide the Fund Custodian with
The investment decision-making process and risk control system approved by the Board of Directors of the Manager with respect to the restricted securities invested by the Fund.
The Fund Manager shall also provide liquidity approved by the Board of Directors of the Fund Manager when the Fund invests in non-public shares
Risk disposal plan. The above information shall include, but not limited to, the investment quota and investment of the Fund's restricted securities
Capital ratio control.
The Fund Manager shall send the above information in writing at least two working days before the first execution of the investment order
To the Fund Custodian to ensure that the Fund Custodian has enough time to review.
4. Before the Fund invests in restricted securities, the Fund Manager shall provide the Fund Custodian with information that complies with laws and regulations
Relevant written information required, including but not limited to the CSRC approval documents
The number of securities, issue price, lock up period, and the number, price, total cost and total cost of the fund to be subscribed
The proportion of the net asset value of the fund, the proportion of the market value of the tradable restricted securities held in the net asset value, and when the funds are transferred
Intermediate, etc. The Fund Manager shall guarantee the authenticity and integrity of the above information, and shall at least be less than that before the proposed implementation of the investment order
Send the above information to the Fund Custodian in writing within two working days to ensure that the Fund Custodian has enough time to carry out
to examine.
5. The Fund Custodian shall, in accordance with the "Questions on the Fund's Investment in Negotiable Restricted Securities such as Non public Offerings of Shares"
The Notice of the Fund Management Committee stipulates that it shall supervise whether the Fund Manager complies with laws and regulations, and review the Fund Manager
Relevant written information provided. If the Fund Custodian believes that the above information may cause risks to the Fund, it has the right to
Require the Fund Manager to supplement the risk elimination or preventive measures before investing in restricted securities
Face to face explanation, and reserve the right to check the risk management department of the fund manager for the risk issued by the fund investment and circulation restricted securities
The right of insurance assessment report and other materials for future reference. Otherwise, the Fund Custodian has the right to refuse to execute the relevant instructions. Refusal
The Fund Custodian will not bear any responsibility for the loss of the Fund property caused by the absolute execution of the instruction, and has the right to report
China Securities Regulatory Commission.
（8） The Fund Custodian shall, in accordance with the provisions of relevant laws and regulations and the provisions of the Fund Contract
Net value calculation, net value calculation of fund shares, receipt of funds receivable, determination of fund expenses and income, fund
Custody Agreement
Income distribution, relevant information disclosure, fund performance data published in fund promotion materials, etc
Supervision and verification.
If the fund manager prints false performance data on the
In terms of promotional materials, the Fund Custodian will not bear any responsibility for this.
（9） The Fund Custodian discovers the above matters and investment instructions or actual investment operation of the Fund Manager
In case of violation of laws and regulations, the Fund Agreement and this Custodian Agreement, the Fund Manager shall be notified in writing in a timely manner
The manager shall make corrections within a time limit. The Fund Manager shall actively cooperate with and assist the Fund Custodian in its supervision and verification. Fund management
After receiving the notice, the manager shall check it in time before the next working day and send a written reply to the fund custodian
Letter to explain or provide evidence on the Fund Custodian's doubts, explain the reasons for violations and the time limit for correction, and ensure that
Correct in time within the specified time limit. The Fund Custodian has the right to carry out the notification at any time within the above specified period
Review and urge the fund manager to correct. The Fund Manager fails to list the violations notified by the Fund Custodian
The Fund Custodian has the right to report to the CSRC if it makes corrections within the prescribed time limit.
The Fund Custodian finds that the Fund Manager's instructions violate laws, administrative regulations and other relevant provisions, or
If the fund manager violates the provisions of the fund contract, it shall refuse to implement and immediately notify the fund manager to make corrections in a timely manner. E.g. Fund
If the manager refuses to make corrections, the fund custodian has the right to report to the CSRC
The Fund Custodian finds that the effective instructions of the Fund Manager in accordance with the trading procedures violate laws and administrative laws
In case of violation of the provisions of the Fund Agreement, the Fund Manager shall be notified immediately, and
Report to the CSRC at any time.
（10） Matters concerning the Fund Custodian's need to submit the Fund Supervision Report to the CSRC as required by laws and regulations
The Fund Manager shall actively cooperate in providing relevant data and systems.
（11） If the Fund Custodian finds that the Fund Manager has major violations of laws and regulations, it shall report them in a timely manner
At the same time, the CSRC shall notify the fund manager to correct within a time limit and report the correction results to the CSRC. fund
The administrator refuses or obstructs the other party to exercise the supervision right according to the provisions of this Agreement, or delays
Fraud and other means prevent the other party from conducting effective supervision, and if the circumstances are serious or the Fund Custodian gives a warning, it still fails to correct
The fund custodian shall report to the CSRC.
（12） The Fund Manager shall abide by the laws of the People's Republic of China on anti money laundering and anti terrorist financing
Regulations, do not participate in suspected money laundering, terrorist financing, proliferation financing and other illegal and criminal activities; Actively cooperate with fund custody
To carry out identification and due diligence of customers and beneficiaries, and provide true, accurate and complete customers and beneficiaries
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Information. For clients who have reasonable reasons to suspect of money laundering and terrorist financing, the Fund Custodian has the right to
The regulatory requirements and internal regulations for money laundering and anti-terrorism financing shall take necessary control measures.
Fund share holders shall provide the Fund Manager with the information and identity certificates required by laws and regulations
Documents, cooperate with the administrator to complete investor appropriateness management, due diligence on tax related information of non resident financial accounts
Anti money laundering and other regulatory provisions.
（13） When a fund participates in refinancing securities lending business, the fund manager shall abide by the principle of prudent operation,
Allocate technical systems and professionals, formulate scientific and reasonable principles of prudent investment operation, equip technical systems and
Professionals, formulate scientific and reasonable investment strategies and risk management systems, improve business processes, and effectively prevent
And risk control, the Fund Custodian will supervise and review the Fund's participation in refinancing and lending business.
（14） Implementation and investment operation arrangement of side pocket mechanism
When the fund holds specific assets and there are or potential large redemption applications, protect the fund according to the maximum
The Fund Manager and the Fund Custodian have reached an agreement on the principle of the interests of unit holders and consulted the accounting firm
After the opinion of the Firm, the side pocket mechanism can be used in accordance with laws and regulations and the fund contract.
During the implementation of the side pocket mechanism, the agreed portfolio proportion, investment strategy, portfolio restrictions
The performance comparison benchmark, risk return characteristics and other agreements are only applicable to the main bag account.
The specific rules of the side pocket mechanism shall be implemented in accordance with the provisions of relevant laws and regulations and the fund contract.
4、 The Fund Manager's business verification of the Fund Custodian
（1） The Fund Manager shall check the performance of the custodian duties of the Fund Custodian, including
But not limited to the safe custody of fund assets by the fund custodian, the opening of fund accounts, securities accounts and
Other accounts required for investment, timely and accurately review the net asset value of the fund and the fund shares calculated by the fund manager
Net amount, clearing and settlement shall be handled according to the instructions of the fund manager, and timely feedback and relevant information shall be provided in case of problems
Disclose and supervise whether the fund investment operation is confidential to non-public information.
The Fund Manager shall regularly and irregularly check the Fund assets under the custody of the Fund Custodian. Gikinto
The custodian shall actively cooperate with the fund manager in the verification, including but not limited to: submitting relevant materials for the fund
The manager shall check the integrity and authenticity of the entrusted property, reply to the fund manager and make corrections within the specified time.
Custody Agreement
（2） The Fund Manager discovers that the Fund Custodian misappropriates the Fund assets without authorization and fails to distribute the Fund assets
Account management, failure to execute or unreasonably delayed execution of fund manager's fund transfer instructions, disclosure of fund investment information, etc
Any violation of the Fund Law, the Fund Contract, this Agreement and other relevant provisions shall be notified in writing in a timely manner
The Fund Custodian shall make corrections within a time limit. After receiving the notice, the Fund Custodian shall check it in time before the next working day and submit a written
Send a reply letter to the fund manager in the form of face to explain the reasons for the violation and ensure that it can be corrected within the specified time limit.
Within the time limit specified above, the Fund Manager has the right to review the notice at any time and urge the Fund Custodian
Correction. The Fund Custodian shall actively cooperate with the Fund Manager in its verification activities, including but not limited to: submitting relevant documents
Information for the fund manager to check the integrity and authenticity of the custody property and reply to the fund management within the specified time
Manage people and correct them. The Fund Manager shall have the right to request the Fund Custodian to compensate the losses suffered by the Fund as a result.
（3） If the Fund Manager finds that the Fund Custodian has major violations, it shall report to the CSRC in a timely manner
And the banking regulatory authority, and notify the fund custodian to make corrections within a time limit, and report the results of the corrections to China
CSRC. The Fund Custodian refuses or obstructs the other party from exercising its supervision right in accordance with the provisions of this Agreement without justified reasons,
Or prevent the other party from conducting effective supervision by means of delay, fraud, etc., if the circumstances are serious or the Fund Manager proposes
If the warning is still not corrected, the fund manager shall report to the CSRC.
5、 Custody of fund assets
（1） Principles of Fund Property Custody
1. The Fund property shall be independent of the inherent property of the Fund Manager and the Fund Custodian.
2. The Fund Custodian shall keep the Fund assets in safe custody. Without the proper instructions of the Fund Manager, it shall not
To apply, dispose of and distribute any assets of the Fund. If the Fund property is damaged during the custody of the Fund Custodian
In case of loss, the Fund Custodian shall be liable for compensation.
3. The Fund Custodian shall open the fund account, securities account and investment of the Fund property in accordance with the provisions
Other accounts.
4. The Fund Custodian shall set up separate accounts for different fund assets under its custody
The custody business of other businesses and other funds shall be subject to strict separate account management to ensure the integrity and independence of fund assets.
5. The Fund Custodian shall, in accordance with the instructions of the Fund Manager, the provisions of laws and regulations, the Fund Agreement and
The agreement of this agreement is to keep the fund property.
Custody Agreement
6. Assets receivable arising from fund investment and receivables arising from fund subscription and purchase
Assets, such as the Fund Custodian cannot obtain the account date from the public information or the written materials provided by the Fund Manager
In the case of periodic information, the Fund Manager shall be responsible for determining the date of receipt with the relevant parties and notifying the Fund Custodian,
If the fund assets fail to reach the fund account on the account arrival date, the fund custodian shall timely notify and cooperate with the fund manager
Take measures to collect. If any loss is caused to the Fund property, the Fund Manager shall be responsible to the relevant parties
The Fund Custodian shall not bear any responsibility for the recovery of the losses of the Fund.
7. Except in accordance with laws and regulations and the provisions of the Fund Contract, the Fund Custodian shall not entrust a third person to custody
Fund assets.
（2） Fund raising period and capital verification of raised funds
1. The funds raised during the fund raising period shall be deposited in the special fund raising account opened by the fund manager
No one may use the proceeds before the end of the offering. The interest generated from effective subscription funds during the raising period will be converted into
The fund units counted as fund units shall be owned by the fund unit holders, of which the transfer of interest to units shall be subject to the records of the registration authority.
2. When the fund raising period expires or the fund raising ends ahead of schedule, the total amount of fund units raised and the fund raising
After the amount and the number of fund unit holders meet the relevant provisions of the Fund Law and the Operation Measures
The Manager shall transfer all funds belonging to the Fund property to the Fund Bank opened by the Fund Custodian for the Fund
Account, the Fund Custodian shall issue relevant supporting documents on the day of receipt of funds, and the Fund Manager shall, within the specified time,
Employ an accounting firm conforming to the provisions of the Securities Law of the People's Republic of China to conduct capital verification and issue a capital verification report
The capital raised by the fund shall be confirmed in the capital verification report. The capital verification report issued by 2
Only signed by or more than two Chinese certified public accountants is valid.
3. If the fund raising period expires and the conditions for the effectiveness of the fund contract are not met, the fund manager shall
The Fund Custodian shall provide full assistance in handling refund and other matters.
（3） Opening and management of fund bank account
1. The Fund Custodian shall be responsible for the opening and management of the Bank Account of the Fund.
2. The Fund Custodian may open a bank account of the Fund in its business institution in the name of the Fund, and
Handle the receipt and payment of funds according to the legal and compliant instructions of the fund manager. The bank reserved seal of the Fund shall be
Custody and use. All monetary income and expenditure activities of the Fund, including but not limited to investment and redemption payment
The amount, the payment of fund income and the collection of subscription funds shall be made through the bank account of the Fund.
Custody Agreement
3. The opening and use of the Fund's bank account shall be limited to meet the needs of conducting the Fund's business. Gikinto
The Custodian and the Fund Manager shall not open any other bank account in the name of the Fund; The base shall not be used
Any account of King carries out activities other than the business of the Fund.
4. The opening and management of the fund bank account shall comply with relevant laws and regulations.
（4） Opening and management of fund securities settlement account and settlement provision account
1. The Fund Custodian is located in the Shanghai Branch and Shenzhen Branch of China Securities Depository and Clearing Co., Ltd
Open a securities account jointly named by the Fund Custodian and the Fund for the Fund, and the account name shall be subject to the actual opening.
2. The opening and use of the Fund's securities account shall be limited to meeting the needs of conducting the Fund's business. Gikinto
The custodian and the fund manager shall not lend or transfer any securities account of the fund without the consent of the other party, nor shall they
Any account of the Fund may be used for activities other than the business of the Fund.
3. The Fund Custodian shall open a settlement in the name of its own legal person in China Securities Depository and Clearing Co., Ltd
The reserve account shall be a secondary settlement reserve account opened in the custodian system of the Fund in the name of the Fund,
And on behalf of the funds under its custody, complete the liquidation with the primary legal person of China Securities Depository and Clearing Corporation Limited
The Fund Manager shall provide active assistance. The collection of settlement provisions shall be subject to China Securities Depository and Clearing Corporation Limited
The regulations of the responsible company shall be implemented.
4. The Fund Custodian shall be responsible for the opening of the Fund's securities account, and the management and application of the account assets shall be handled by the Fund
The manager is responsible.
5. If the CSRC or other regulatory authorities allow the fund to engage in its
If the investment business of other investment varieties involves the opening and use of relevant accounts, they shall be opened and used in accordance with relevant regulations
And management; In the absence of relevant provisions, the Fund Custodian shall refer to and comply with the above provisions on account opening and use
Provisions of.
（5） Opening and management of bond custody account
After the Fund Contract comes into force, the Fund Custodian shall have limited liability for registration and settlement according to the People's Bank of China and the Central Government Bonds
Serve as the relevant provisions of the company and the inter-bank market clearing company limited, with limited liability for registration and clearing of the central government bonds
Serve as the company and the inter-bank market clearing house Co., Ltd. to open bond custody and settlement accounts, and represent the fund
Settlement of bonds in the inter-bank market.
（6） Opening and management of other accounts
Custody Agreement
1. Other accounts opened for business development may be subject to laws, regulations and fund contract
The Fund Custodian shall be responsible for the opening after the Fund Manager and the Fund Custodian have discussed. The new account is subject to relevant regulations
Then use and manage.
2. If laws and regulations and other relevant provisions provide otherwise for the opening and management of relevant accounts, such provisions shall prevail
Li.
（7） Custody of relevant valuable certificates of fund property investment
Valuable certificates such as physical securities and bank time deposit certificates related to the investment of fund assets shall be placed in the custody of the fund
The Fund Custodian shall be responsible for safekeeping, and the custody certificates shall be held by the Fund Custodian, of which the physical securities shall be deposited by the Fund Custodian
In the depository of the custodian bank; It can also be stored in the escrow of the registration and settlement institution. Purchase and transfer of physical securities
Transfer shall be handled by the Fund Custodian according to the instructions of the Fund Manager. Under the effective control of the Fund Custodian
In case of any damage or loss of physical securities of
People bear. Securities and other fund assets actually and effectively controlled by the fund custodian over institutions other than the fund custodian
No responsibility for storage.
（8） Custody of major contracts related to fund assets
Unless otherwise specified in the agreement, the Fund Manager shall, when signing major contracts related to the Fund on behalf of the Fund
Ensure that one party of the Fund holds more than two originals so that the Fund Manager and the Fund Custodian each hold at least one
Originals. The Fund Manager shall fax the major contract to the Fund Custodian in a timely manner after the signing of the major contract
And deliver the original to the Fund Custodian within 10 working days. The storage period of major contracts shall not be low
At the minimum age specified by laws and regulations. If more than two originals cannot be obtained, the Fund Manager shall
The Fund Custodian has provided the fax of the contract with the authorized business seal, which has not been negotiated by both parties or is not within the scope of the contract
The original contract shall not be transferred.
6、 Sending, confirmation and execution of instructions
The Fund Manager sends fund transfers and other payments to the Fund Custodian when using the Fund assets
The Fund Custodian shall execute the investment instructions of the Fund Manager and handle the fund transactions under the name of the Fund
matter.
The instructions sent by the fund manager include electronic instructions and paper instructions.
Custody Agreement
The electronic instructions include the electronic instructions sent by the fund manager (sent through the SZSE financial data exchange platform
Electronic instructions sent, electronic instructions sent through custody online banking), automatically generated electronic instructions (custody industry
The business system automatically generates electronic instructions through preset business rules). Once the electronic command is sent, it will be
It shall be deemed as a legal and effective instruction, and the paper instruction shall be used as an emergency mode for backup. Number of fund managers passing SZSE Finance
According to the electronic instructions sent by the exchange platform and the custodian online bank, the fund custodian uniquely identifies the fund according to the User ID
The Fund Manager shall properly keep the User ID of the Fund Manager. For the correct implementation of the User ID of the Fund Manager
The Fund Custodian shall not be liable for any loss caused by the electronic instructions sent.
（1） Written authorization of the fund manager to the person who sends the paper order
1. The Fund Manager shall designate a special person to send instructions to the Fund Custodian.
2. The Fund Manager shall provide the Fund Custodian with written authorization documents, including the list of authorized persons
Seal and signature sample of the authorized person shall be reserved, and the authorization document shall indicate the corresponding authority of the authorized person.
3. After the Fund Custodian receives the original authorization document and confirms with the Fund Manager by telephone, the authorization document
Is effective. If the authorization document specifies the specific effective time, the effective time shall not be earlier than the Fund Custodian
The time when the authorization document is received and confirmed by telephone. If it is earlier than, the time when the fund custodian receives the authorization document and
The time point confirmed by telephone is the effective time of the authorization document.
4. The Fund Manager and the Fund Custodian are obliged to keep confidential the authorization documents, and their contents shall not be disclosed to the authorized person
Leakage by anyone other than the owner and relevant operators.
（2） Content of instructions
1. Instructions include redemption, dividend payment instructions, repurchase payment instructions due, and investment related payments
Instructions and other fund transfer instructions.
2. The instructions issued by the Fund Manager to the Fund Custodian shall specify the reason for the payment, the time of payment and the time of receipt
Room, amount, account information (including the number of large amount payment bank of the receiving bank), etc., and paper instructions need to be stamped with a reserved seal
And signed by the authorized person.
（3） Time and procedure for sending, confirming and executing instructions
1. Sending of instructions
The Fund Manager shall send instructions electronically or by fax or by other Fund Managers and Funds
The method of mutual confirmation of the trustee.
Custody Agreement
The Fund Manager shall, in accordance with laws and regulations and the provisions of the Fund Contract
Send instructions within authority; The authorized person shall send instructions in strict accordance with his/her authorized authority. Compliance with the agreement for the authorized person
The fund manager shall not deny the validity of the order issued by the prescribed procedure. However, if the Fund Manager has withdrawn or
After changing the authorization of the person who sends the transaction order and the Fund Custodian confirms in accordance with this Agreement
The fund manager will not accept the orders that the sender of the trading order has no authority to send or the orders sent beyond his authority
Take responsibility, except that the authorization has been changed without informing the Fund Custodian or being confirmed by the Fund Custodian.
After the order is issued, the Fund Manager shall confirm it to the Fund Custodian by telephone in a timely manner.
For inter-bank market bond transactions, if the transactions generated by the inter-bank bookkeeping system need to be taken
In case of cancellation or termination, the Fund Manager shall notify the Fund Custodian in writing.
The Fund Manager shall send the investment transfer instruction to the Fund Custodian and confirm it by telephone one day before the transfer, such as
The investment transfer instruction shall be issued on the day when the transfer is required. When sending the instruction, the fund custodian shall reserve a place for executing the instruction
Necessary time. The order should be sent 2 working hours before the designated time of receipt (T+0 delivery order
The deadline for sending is 15:00 on the same day), and confirm by phone. For the fixed income platform and
"Real time transaction by transaction full settlement" and "T+0 transaction by transaction full settlement" are implemented for transactions on the comprehensive agreement trading platform of Shenzhen Stock Exchange
For non guaranteed settlement business, the fund manager shall send the transfer instruction to the fund before 14:00 on the trading day
The Fund Custodian does not guarantee the orders sent by the Fund Manager after the deadline for sending the orders
The certificate is executed on the same day without any responsibility. The instruction transmission is not timely and timely due to the fund manager
The Fund Custodian shall not be liable for the losses caused by the failure of funds to arrive in the account in time due to sufficient time for transfer
Dan.
2. Confirmation of instructions
The Fund Custodian shall designate a special person to receive the instructions of the Fund Manager and notify the Fund Manager of its name list in advance,
And negotiate with the fund manager on the method of sending and receiving instructions. After the order reaches the fund custodian, the fund custodian
A special person should be designated to verify the relevant content immediately and prudently. The paper instructions also need to verify the seal and signature. If there is any doubt
The Fund Manager shall be notified in a timely manner. The Fund Custodian only conducts formal review on the transfer instruction, that is, the element of the instruction
Whether it is complete, and whether the seal and the authorized person are consistent with the content of the reserved authorization document.
3. Execution of instructions
After the Fund Custodian verifies the instructions, it shall handle them in a timely manner.
Custody Agreement
The Fund Manager shall ensure that the Fund Custodian has sufficient fund balance in the fund account when executing the instruction
In case the fund fund position is sufficient, the fund custodian shall comply with the laws, regulations
The execution of the instructions of the contract and this agreement shall not be delayed or delayed. If the fund fund position is insufficient, the fund custodian
Immediately notify the Fund Manager, who shall make up the capital and notify the Fund Custodian to continue to implement the instruction,
If the time reserved for the execution of the order after the fund manager has replenished the funds is insufficient, or after the fund manager has replenished the funds
If the Fund Custodian is not notified to continue to execute the instruction, the Fund Custodian does not guarantee that the execution will be completed on the same day and will not assume responsibility;
If the Fund Manager fails to make up the capital, the Fund Custodian may refuse to execute the instruction, and the Fund Custodian shall not be liable for the
Liability for losses caused by failure to execute the instruction. In particular, for non RTGS T+0 floor transactions that have been concluded,
When the account balance is sufficient, the fund custodian can directly handle it according to the Zhongdeng data, without the need for the fund manager to issue a transfer
If the account balance is insufficient, the fund manager shall make up the fund before 16:00 of the day, otherwise
The Fund Manager shall be liable for compensation for any loss caused to the Fund Custodian or other assets under the custody of the Fund Custodian
Ren.
（4） The circumstances and handling procedures of the Fund Manager sending wrong instructions
The circumstances under which the fund manager sends wrong instructions include that the instruction sender has no right or exceeds the authority to send instructions
The order and delivery information are wrong, and the important information in the order is unclear or incomplete.
The Fund Custodian has the right to refuse to execute the instruction if it finds any error, and prompt the Fund Manager to correct it in time before
Implementation. If it is necessary to revoke the paper order, the fund manager shall issue a written statement and affix the business seal.
（5） The circumstances and handling procedures under which the Fund Custodian suspends or refuses to execute the order in accordance with laws and regulations
If the Fund Custodian finds that the Fund Manager's instructions violate laws, administrative regulations and other relevant provisions,
Or in violation of the provisions of the fund contract, it shall refuse to implement and immediately notify the fund manager.
If the Fund Custodian finds that the effective instructions of the Fund Manager in accordance with the trading procedures violate the laws and administrative regulations
Where laws, regulations or other relevant provisions are violated, the Fund Manager shall be notified immediately.
（6） The handling method for the Fund Custodian's failure to follow the instructions of the Fund Manager
Except for the reasons agreed in this Agreement, the Fund Custodian fails to implement or wrongly implements fund management without justified reasons
If the Fund's interests are damaged due to the instructions of the Fund, measures shall be taken to make up for it in a timely manner after it is discovered
If the holders of gold units cause losses, the Fund Custodian shall bear corresponding liabilities according to law.
（7） Procedures for replacing authorized personnel
Custody Agreement
The fund manager shall change the authorized person, change or terminate the authorization to the authorized person at least one time in advance
The Fund Custodian shall be notified within three working days, and the Fund Manager shall fax the new authorized person's surname to the Fund Custodian
Name, authority, reserved seal and signature sample, and confirm by telephone in time to ensure that the Fund Custodian,
The authorization document takes effect. The Fund Manager shall send the original of the notice of authorization change to the Fund Manager within three working days thereafter
The content of the original copy of the custodian shall be completely consistent with that of the faxed copy. In case of any inconsistency, the faxed copy shall prevail.
Before the change notice of the authorized person takes effect, the Fund Custodian shall still execute the order as originally agreed, and the Fund Manager
Its validity shall not be denied.
The Fund Custodian shall notify the Fund Custodian at least one working day in advance of changing the personnel receiving the Fund Manager's instructions
Know the fund manager.
（8） Other matters
The Fund Custodian, after fulfilling its supervision responsibility, shall make a decision on the implementation of the lawful instructions of the Fund Manager
We shall not be liable for any loss.
7、 Transaction, clearing and settlement arrangements
（1） Select a securities operating agency for securities trading
The Fund Manager shall design the standards and procedures for selecting securities operating institutions to act as agents for securities trading. Fund management
The manager is responsible for selecting the securities operating agency that purchases and sells the securities of the Fund and using its trading unit as the fund
Special trading unit.
The Fund Manager and the selected securities operating institution sign the Trading Unit Lease Agreement, which is managed by the Fund
The Manager shall notify the Fund Custodian in advance and deliver the Transaction Unit Lease Agreement to the Fund Custodian in a timely manner to confirm that
The insurance fund custodian applies for receiving settlement data. The margin of the trading unit shall be delivered by the selected securities operating institution.
The Fund Manager shall disclose the use of trading units in accordance with relevant regulations, and shall
Timely notify the fund in writing of the fund's basic information and changes such as the special unit number and commission rate of the fund
Custodian.
Changes brought about by the modification of relevant laws and regulations or transaction rules to the then effective laws and regulations
The relevant transaction rules shall prevail.
（2） Settlement arrangements after the fund invests in securities
1. Clearing and settlement
Custody Agreement
According to the Administrative Measures for Settlement Reserves of China Securities Depository and Clearing Corporation Limited and Securities Settlement
Measures for the Administration of Margin, within the first 6 working days of each month, China Securities Depository and Clearing Corporation Limited
(hereinafter referred to as "China Securities Depository and Clearing Corporation")
The margin limit shall be recalculated and adjusted. Minimum adjustment of fund custodian in China Securities Depository and Clearing Corporation
On the day of settlement reserves and settlement deposits, reflect the adjusted minimum reserves and settlement in the capital reconciliation statement
bond. The Fund Manager shall reserve minimum provisions and clearing deposits, and shall register and settle in accordance with China's securities
The actual minimum provisions and settlement margins determined by the company are based on the arrangement of capital operation, and the required
Cash position.
The Fund Custodian shall be responsible for the clearing and settlement of the securities traded by the Fund. The fund custodian shall, according to the
Settlement data processing of China Securities Depository and Clearing Corporation; The transfer of OTC funds shall be managed by the fund custodian according to the fund
The transaction transfer instructions of the person shall be handled specifically.
If the loss of fund assets is caused in liquidation due to the fund custodian's own reasons, the fund shall be placed in custody
To compensate for the loss of the fund; If the fund manager violates the provisions of laws, regulations and trading rules
The Fund Custodian shall immediately notify the Fund Custodian of the difficulties and risks of fund investment liquidation caused by bank overbought, oversold and other reasons
The Fund Manager shall be responsible for the settlement of the losses caused to the Fund, and the Fund Manager shall bear the losses caused to the Fund
Dan.
The Fund Manager shall take reasonable measures to ensure that there is sufficient capital before 10:00 a.m. on T+1
Inch, used for the capital settlement of China Securities Depository and Clearing Corporation Shanghai Branch and Shenzhen Branch on the current day.
The Fund Custodian has the right to reject the Fund Manager when the fund position used for settlement of OTC transactions of the Fund is insufficient
Transfer instructions sent.
For the clearing and settlement of funds for OTC transactions, if the fund manager fails to make up the settlement funds on time
The fund custodian shall handle the matter in accordance with the relevant provisions of China Securities Depository and Clearing Corporation Limited. Due to the fund manager
Failure to replenish the settlement funds on time affects the clearing and settlement of fund assets and the registration between the fund custodian and Chinese securities
First level liquidation between clearing limited liability companies, thereby giving fund assets, fund custodians and fund custodians
The losses caused by other assets under custody shall be borne by the Fund Manager.
When the fund position is sufficient, the Fund Custodian shall, in the normal business acceptance channel and
The instructions that comply with laws and regulations and this Agreement sent within a reasonable time specified in the instructions shall not be delayed or refused to be executed.
If the fund property fails to pay the securities settlement funds on time due to the reasons of the fund custodian, the resulting losses
Custody Agreement
The Fund Custodian is responsible for the loss, but the bank custody account balance is insufficient or the Fund Custodian encounters force majeure
Except in the circumstances.
2. Time and method of reconciliation of transaction records, capital and securities accounts
(1) Reconciliation of capital accounts
The fund account is verified by the fund manager and the fund custodian on a daily basis, and the account is consistent with the actual situation.
(2) Reconciliation of securities accounts
The Fund Manager and the Fund Custodian shall check the fund securities accounts at the end of each trading day to ensure the accounts of both parties
Match. The Fund Manager and the Fund Custodian shall check the types and quantities in the securities accounts of the Exchange on time to ensure that
Ensure that the types and quantities of securities in the securities account are consistent with the records in the fund accounting books after the daily trading.
For the capital account and securities account, if the Fund Manager and the Fund Custodian are inconsistent, both parties shall
Actively find out the causes and correct them.
（3） Basic Provisions on Fund Purchase and Redemption
1. The registration institution designated by the fund manager shall be responsible for the confirmation and liquidation of the subscription and redemption of fund units.
2. The Fund Manager shall transmit the data of subscription, redemption and conversion of open-ended funds on each open day
To the Fund Custodian. The Fund Manager shall be true to the data of subscription, redemption and conversion of open-ended funds transmitted
Sexual responsibility. The Fund Custodian shall timely check the receipt of subscription funds and transferred funds, and
People order to transfer redemption and transfer out funds in time.
3. The Fund Manager shall ensure that the registration institution entrusted by it must report to the Fund before 15:00 every working day
The custodian sends the above relevant data on the previous opening day and guarantees the accuracy and completeness of the relevant data.
4. The registration authority shall send relevant data (including electronic
Data and sealed paper clearing summary), if the system cannot send normally due to various reasons
Can be settled through negotiation. For the data sent by the Fund Manager to the Fund Custodian, both parties shall
Provisions for preservation.
5. If the Fund Manager entrusts other institutions to handle the registration business of the Fund, the above matters shall be handled by
The Financial Manager shall be responsible for and ensure that the above matters are carried out on time.
6. Establishment and management of special clearing account
In order to meet the needs of subscription, redemption and dividend capital remittance, the fund manager shall open a special fund clearing
The account is managed by the registration agency.
Custody Agreement
7. The fund manager shall be responsible for the assets receivable generated in the process of fund purchase
The person confirms the date of receipt and informs the fund custodian that if the fund property does not reach the fund account on the date of receipt, the fund
The Custodian shall timely notify the Fund Manager to take measures to collect funds, and if losses are caused to the Fund
The manager shall be responsible for recovering the losses of the fund from the relevant parties.
8. Redemption and dividend fund allocation regulations
When the redemption money is allocated or the fund dividends are distributed, if the fund bank account has sufficient funds, the fund custodian
It shall be allocated on time; If the Fund Custodian fails to allocate relevant funds on time, the responsibility shall be borne by the Fund Custodian.
Due to insufficient funds in the Fund's bank account, the Fund Custodian cannot allocate funds on time, such as fund management
The Fund Manager shall bear the responsibility for the reason of the Fund Manager, and the Fund Custodian shall not bear the obligation of advance.
9. Capital Instruction
Except that the subscription amount shall be reconciled by both parties according to the agreed method when it reaches the fund bank account, the funds shall be transferred out, redeemed and
The Fund Manager shall issue instructions to the Fund Custodian when allocating dividend funds.
The format, content, sending, receiving and confirmation methods of capital orders are the same as those of investment orders
Other parts shall be stipulated separately.
（4） Net settlement of redemption and purchase
Before 15:00 on T+1 day, the registration authority shall calculate the redemption of fund investors according to the net value of fund units on T day
For the Fund shares, the Fund Manager will summarize and transmit the effective data confirmed by the registration authority to the Fund Custodian.
The Fund Manager and the Fund Custodian shall carry out the fund accounting treatment of subscription and redemption accordingly. Fund subscription, redemption, etc
The funds shall be settled between the general clearing account of the fund manager and the fund bank account before T+3 days.
As for the fund receivables, the fund manager will timely transfer and notify the fund custodian of the fund custody
The fund manager shall timely check and collect the funds and notify the fund manager of the funds that are not transferred on time.
The Fund Custodian shall, in accordance with the instructions of the Fund Manager, transfer the funds payable in a timely manner. about
The Fund Manager shall timely notify the Fund Custodian to transfer the funds that are not transferred on time.
In case of major redemption or other suspension of redemption or deferred payment of redemption amount specified in the Fund Contract
Under such circumstances, the payment method shall be handled with reference to the relevant provisions of the fund contract.
（5） Fund conversion
Custody Agreement
1. Before the Fund and other funds managed by the Fund Manager carry out conversion business, the Fund Manager
The Fund Custodian shall be informed in writing about the time, procedure and custody agreement of relevant capital clearing and data transmission
Discuss the rights and responsibilities of people.
2. The Fund Custodian will conduct accounting treatment according to the fund conversion data transmitted by the Fund Manager.
3. The Fund shall publish the fund conversion business on the specified media in accordance with relevant regulations.
（6） Fund cash dividends
1. The Fund Manager shall notify the Fund Custodian of the dividend plan, which shall be approved by both parties on the specified media
Notice.
2. After the fund custodian and the fund manager conduct accounting treatment and check on the fund dividend, the fund management
The Fund Custodian shall timely transfer the funds into the special account when the Fund Custodian sends the transfer instruction of cash dividends to the Fund Custodian
Household.
3. When giving instructions, the Fund Manager shall allow the Fund Custodian the necessary time to transfer funds.
（7） Fund financing and securities lending
If the Fund conducts financing and securities lending for the first time in accordance with the relevant provisions of the State, the Fund Manager shall collect the fund trust
The fund custodian shall provide necessary assistance for fund financing and securities lending after the custodian agrees to carry out corresponding investment transactions.
（8） Fund investment futures
Matters related to the Fund's investment in futures shall be separately signed by the Fund Manager, the Fund Custodian and the futures company
Relevant operation agreements shall be followed.
8、 Calculation and accounting of fund net asset value
（1） Calculation and review procedures of the net asset value of the Fund
1. Net value of fund assets
The net asset value of the Fund refers to the value of the total assets of the Fund minus the liabilities of the Fund.
The net value of a certain class of fund units is calculated by dividing the net asset value of the class of fund by
The balance of fund units of this category on the current day shall be calculated to the nearest 0.0001 yuan and rounded to the fifth decimal place
The resulting errors shall be included in the fund assets. The fund manager can set up the net amount under the circumstance of large redemption
Emergency adjustment mechanism of value accuracy. If the state has other provisions, such provisions shall prevail.
Custody Agreement
If the subscription or redemption of investors is confirmed according to the net value of shares with the above reserved digits, it may cause
If the net value of fund units fluctuates sharply, in order to safeguard the interests of fund unit holders, the fund manager and the fund are entrusted
After consensus, the reserve number of the net value of fund units can be temporarily increased and confirmed, and
It will be restored after recognition, and the specific number of reserved digits shall be subject to the announcement at that time.
The Fund Manager shall calculate the net asset value of the Fund and the net fund share value of each fund share on each valuation date
And disclosed as required.
2. Review procedure
The Fund Manager shall value the Fund assets on each valuation date, but the Fund Manager shall
Except when the valuation is suspended according to the provisions of the gold contract. After the Fund Manager evaluates the assets of the Fund on each valuation date
The net value of fund units of Class A fund units shall be sent to the fund custodian, and after the fund custodian has verified that there is no error
The Fund Manager shall publish it to the public as required.
（2） Fund asset valuation methods and treatment of special circumstances
1. Valuation object
Bonds, principal and interest of bank deposits, accounts receivable, treasury bond futures, asset-backed securities
Assets and liabilities such as credit derivatives and other investments.
2. Valuation method
(1) Valuation of securities listed on stock exchanges
1) The market price (closing price) of the securities listed on the stock exchange on the valuation date
Valuation; There is no transaction on the valuation date, and there is no significant change in the economic environment or securities issuers after the most recent trading day
If there is no major event affecting the securities price, the market price (closing price) of the latest trading day shall be used for valuation; as
Significant changes have taken place in the economic environment after the recent trading day or the securities issuer has had a serious impact on the securities price
For major events, the current market price and major change factors of similar investment varieties can be referred to to adjust the recent transaction market price,
Determine the fair price;
2) The third party on the valuation date shall be selected for the non equity fixed income varieties listed or transferred by the Exchange
The net valuation price of the corresponding varieties on the current day provided by the valuation agency for valuation;
3) The third party shall be selected to evaluate the fixed income varieties with rights listed or transferred by the Exchange on the valuation date
The only estimated net price or the recommended estimated net price of the corresponding variety provided by the value agency on the current day;
Custody Agreement
4) The fair value of the securities listed on the Exchange without an active market shall be determined by valuation techniques.
The fair value of asset-backed securities listed and transferred in the exchange market shall be determined by valuation techniques;
5) For unlisted or unlisted bonds issued in the exchange market, and for the existence of an active market
In this case, the unadjusted quotation in the active market shall be taken as the fair value on the valuation date; For active market reports
If the price fails to represent the fair value on the valuation date, the market quotation shall be adjusted to confirm the fair value on the valuation date
Allowable value; In the case of no or few market activities, valuation techniques should be used to determine
Fair value.
(2) For the initial public offering of unlisted bonds, valuation techniques shall be used to determine the fair value.
(3) For the fixed income varieties without rights in the national inter-bank market, it shall be withdrawn according to the third-party valuation agency
The estimated net price of the corresponding varieties provided on the current day. For the types of fixed income with rights in the inter-bank market
The only or recommended net valuation price of the corresponding variety provided by the third-party valuation agency on the current day. about
Fixed income varieties including the investor's right to sell back, if the right to sell back is exercised, it shall be from the registration date of the sale back to the actual collection date
Select the unique valuation price or recommended valuation price of the corresponding variety provided by the third-party valuation benchmark service agency
In case that the right of resale is not exercised after the deadline of resale registration (inclusive), the price shall be paid according to the price corresponding to the long waiting period
Line valuation.
(4) If the same security is traded in two or more markets at the same time, it shall be separately based on the market in which the security is located
Valuation.
(5) The fund invests in the interbank deposit receipt and is valued at the net valuation price provided by the third-party valuation institution on the valuation date.
(6) The Fund's investment in treasury bond futures contracts is valued at the settlement price on the valuation day, and there is no
If the settlement price, and the economic environment has not changed significantly since the latest trading day, the settlement price of the latest trading day shall be adopted
Valuation.
(7) Valuation of credit derivatives
The fund manager may entrust the valuation benchmark service institution introduced by the China Securities Investment Fund Association to provide
For valuation services, the fund manager shall not be exempted from the valuation responsibility according to law due to the entrustment. Fund manager
And the valuation benchmark service agency can combine the design of credit derivatives terms, data openness and other factors to estimate
Personalize the service scope and method of the value service. The valuation method for credit derivatives is as follows:
1) For voucher credit derivatives traded on stock exchanges or inter-bank markets, the following principles shall apply
Determination of fair value:
Custody Agreement
If there is an active market, the unadjusted quotation in the active market shall be taken as the measurement date
Fair value; If the quotation in the active market fails to represent the fair value on the measurement date
Price adjustment to recognize the fair value on the measurement date; For the situation that there is no or few market activities
Under such circumstances, valuation techniques shall be adopted to determine its fair value.
2) Contract credit derivatives for unlisted transactions in the stock exchange or inter-bank market, and the valuation basis
If a quasi service institution does not provide a valuation price, its fair value shall be determined by valuation techniques.
(8) In case of large amount purchase or redemption of the fund, the fund manager can use the swing pricing machine
To ensure the fairness of fund valuation.
(9) If there is conclusive evidence that the original method of valuation cannot objectively reflect the above assets or liabilities
In case of fair value, the Fund Manager may, after consultation with the Fund Custodian according to the specific circumstances
Valuation method.
(10) If there are other provisions in relevant laws and regulations, regulatory authorities and self-discipline rules, those provisions shall prevail. if there be
New items shall be valued according to the latest national regulations.
If the fund manager or the fund custodian finds that the fund valuation violates the valuation method and procedure specified in the fund contract
In case of the provisions of relevant laws and regulations or failure to fully protect the interests of fund share holders, it shall immediately notify
The other party shall jointly find out the cause, and the two parties shall solve it through consultation.
According to relevant laws and regulations, the obligations of the Fund Manager to calculate the net asset value of the Fund and to conduct financial accounting of the Fund are
Undertake. The fund manager is the fund accounting responsible party of the Fund
If no agreement can be reached after full discussion on the basis of equality between relevant parties
The Fund Manager shall publish the calculation results of the net value of the Fund.
3. Handling of special cases
Errors caused by the Fund Manager or the Fund Custodian when conducting valuation according to Item (9) of the valuation method
The difference is not treated as an error in the valuation of fund assets.
Due to force majeure, or due to securities/futures exchanges, registration and clearing companies, deposit banks, etc
The data sent by the third party organization company is wrong, or the national accounting policy changes, market rules changes and other non funds
For the reasons of the Manager and the Fund Custodian, although the Fund Manager and the Fund Custodian have taken necessary and appropriate measures
If reasonable measures are taken to check, but no error is found, the resulting valuation error of fund assets
Custody Agreement
The Manager and the Fund Custodian shall be exempted from liability for compensation. However, the Fund Manager and the Fund Custodian shall actively take necessary measures
The necessary measures shall be taken to mitigate or eliminate the impact caused thereby.
（3） Treatment of valuation errors
The Fund Manager and the Fund Custodian will take necessary, appropriate and reasonable measures to ensure the valuation of the Fund assets
Accuracy and timeliness. When the net value of fund units is within 4 decimal places (including the 4th decimal place), the valuation error occurs
In case of error, it shall be deemed that the net value of fund units is wrong.
The parties to this Custody Agreement shall deal with it in accordance with the following provisions:
1. Type of valuation error
During the operation of the Fund, if the Fund Manager or the Fund Custodian, or the registration authority, or
If the error in valuation is caused by the fault of the selling institution or the investor itself, causing losses to other parties, the fault
The person responsible for the loss of the party ("the injured party") who suffered losses due to the valuation error shall
It states the "principle of handling valuation errors" to make compensation and bear the liability for compensation.
The main types of the above valuation errors include but are not limited to: data declaration errors, data transmission errors
According to the calculation error, system failure error, instruction error, etc. For errors caused by technical reasons, if
If the existing technical level of the same industry is unforeseeable, unavoidable or insurmountable, it is force majeure
The above provisions shall be implemented.
The investor's transaction information is lost or wrongly handled or other problems are caused due to force majeure
Wrong, the party who made an error due to force majeure shall not be liable for compensation to other parties, but
The party who wrongly obtains the unjust enrichment shall still have the obligation to return the unjust enrichment.
2. Principles for handling valuation errors
(1) When the valuation error has occurred, but has not caused losses to the parties, the party responsible for the valuation error shall
Coordinate all parties to correct the valuation errors in a timely manner, and the costs arising from the correction of valuation errors shall be borne by the party responsible for the valuation errors;
If the party responsible for the valuation error fails to correct the valuation error that has occurred in time, causing losses to the party concerned
The party responsible for the value error shall be liable for compensation for the direct loss; If the responsible party for the valuation error has actively coordinated, and
If the party who has the obligation to assist has enough time to make corrections but fails to make corrections, it shall bear the corresponding liability for compensation
Ren. The party responsible for the valuation error shall confirm the correction to the relevant parties to ensure that the valuation error has been obtained
To correct.
Custody Agreement
(2) The party responsible for the valuation error shall be responsible for the direct losses of the parties concerned, not for the indirect losses,
And it is only responsible for the direct parties involved in the valuation error, not the third party.
(3) The party who has obtained the unjust enrichment due to the valuation error has the obligation to return the unjust enrichment in a timely manner.
However, the party responsible for the valuation error shall still be responsible for the valuation error. If the party who has obtained unjust enrichment does not return
Or the loss of interests of other parties caused by not returning all the unjust enrichment ("the injured party"), then the valuation is wrong
The responsible party shall compensate the loss of the injured party and, within the scope of the amount of compensation paid by it, shall pay compensation to the injured party
The parties have the right to demand the delivery of unjust enrichment; If the party obtaining unjust enrichment has already transferred this part
If the unjust enrichment is returned to the aggrieved party, the aggrieved party shall add the amount of compensation it has received to the amount of compensation it has received
When the sum of the profits returned exceeds the difference of its actual loss, it shall be paid to the party responsible for the valuation error.
(4) The adjustment of valuation errors shall be made in the way of recovering to the correct situation assuming no valuation errors.
3. Valuation error handling procedure
After the valuation error is found, the relevant parties shall deal with it in a timely manner, and the handling procedures are as follows:
(1) Find out the causes of valuation errors, list all parties involved, and
Determine the responsible party for the valuation error;
(2) Losses caused by valuation errors according to the principle of handling valuation errors or the method negotiated by the parties
Conduct evaluation;
(3) According to the principle of handling valuation errors or the method negotiated by the parties concerned, the party responsible for valuation errors shall
Correction and compensation of losses;
(4) If it is necessary to modify the transaction data of the fund registration agency according to the method of handling valuation errors
The gold registration authority shall make corrections and confirm the correction of valuation errors to the relevant parties.
4. The method for handling errors in the valuation of the net value of fund units is as follows:
(1) In case of any error in the calculation of the net value of fund units, the fund manager shall immediately correct it and notify
The Fund Custodian shall take reasonable measures to prevent further expansion of losses.
(2) When the error deviation reaches 0.25% of the net value of fund units, the fund manager shall notify the fund trust
And report to the CSRC for filing; When the error deviation reaches 0.5% of the net value of fund units, the fund manager
It shall be announced and reported to the CSRC for record.
Custody Agreement
(3) If the above contents are otherwise stipulated by laws and regulations or the regulatory authority, they shall be handled in accordance with their provisions. If line
In other general practice, the Fund Manager and the Fund Custodian shall act on the basis of equality and protect the interests of Fund Unitholders
The principle of benefit shall be consulted.
（4） Suspension of valuation and disclosure of net value of fund units
1. The securities/futures trading market involved in the fund investment is suspended on statutory holidays or for other reasons
Business hours;
2. The Fund Manager and the Fund Custodian are unable to accurately assess the value of the Fund assets due to force majeure;
3. When specific assets account for more than 50% of the net asset value of the fund on the previous valuation date
After confirmation, the Fund Manager shall suspend the valuation;
4. Other circumstances identified by laws and regulations, the CSRC and the fund contract.
（5） Fund accounting system
The accounting system stipulated by relevant national departments shall be followed.
（6） Establishment of fund account book
The Fund Manager shall conduct fund accounting and prepare fund financial accounting reports. Fund manager, fund
The Custodian shall independently set up, record and keep the full set of account books of the Fund. If the Fund Manager and the Fund Trust
If the administrator disagrees with the accounting treatment method, the treatment method of the fund manager shall prevail. If not checked on the same day
If the reason for the wrong account cannot be found temporarily, which affects the calculation and disclosure of the net asset value of the fund
The administrator's account book shall prevail.
（7） Preparation and review of fund financial statements and reports
1. Preparation of financial statements
The Fund Manager shall timely prepare and provide a true and complete financial and accounting report of the Fund. monthly
The Fund Manager shall complete the preparation of the statements within 5 working days after the end of each month. The quarterly report shall be
The quarterly report shall be prepared and announced within 15 working days from the end of the year; Interim report in accounting year
The interim report shall be prepared and announced within two months after the end of half a year; The annual report ends at the end of the fiscal year
The annual report shall be prepared and announced within the next three months. The financial and accounting report of the Fund's annual report shall
Over audit. If the fund contract takes effect for less than 2 months, the fund manager may not prepare the current quarterly report
Periodic report or annual report.
2. Report review
Custody Agreement
The Fund Manager shall provide the monthly statement to the Fund Custodian for review on the day when the monthly statement is completed; Fund Custody
The Fund Manager shall review the results within 3 working days after receipt and notify the Fund Manager of the review results. Fund management
The Manager shall provide the relevant report to the Fund Custodian for review on the day when the quarterly report is completed. The Fund Custodian shall
The review shall be completed within 7 working days after receipt, and the review results shall be notified to the Fund Manager. Fund manager in
On the day when the periodic report is completed, the relevant report shall be submitted to the Fund Custodian for review. The Fund Custodian shall
Complete the review within days and notify the fund manager of the review results. The Fund Manager shall, on the date when the annual report is completed,
The relevant report shall be submitted to the Fund Custodian for review, and the Fund Custodian shall complete the review within 45 days after receiving it, and
Inform the Fund Manager of the review results. The above-mentioned document exchanges between the Fund Manager and the Fund Custodian are all based on
Fax or other methods agreed by both parties.
When the Fund Custodian finds discrepancies in the statements of both parties during the review process, the Fund Manager and the Fund
The custodian shall jointly find out the reasons and make adjustments, which shall be subject to the accounting treatment method agreed by both parties; If double
If Party A fails to reach an agreement, the accounting treatment of the fund manager shall prevail. After verification, the Fund Custodian shall report to the Fund
The fund manager shall confirm in writing or electronically. If the Fund Manager and the Fund Custodian fail to release
The Fund Manager has the right to publish the relevant statements in accordance with the statements prepared by the Fund Manager after reaching an agreement on the relevant statements before the date of announcement
The Fund Custodian has the right to report relevant information to the CSRC for filing.
（8） Fund asset valuation during the implementation of side pocket mechanism
If the Fund implements the side pocket mechanism, the main pocket account assets shall be valued and
Disclose the net value of the main pocket account and suspend the disclosure of the net value of the side pocket account shares.
9、 Fund income distribution
The distribution of fund income shall follow the following principles:
1. On the premise of meeting the conditions for fund dividends, the fund manager can carry out
For income distribution, see the announcement issued by the fund manager at that time for the specific distribution plan. If the Fund Contract takes effect
No income distribution is required for less than 3 months;
2. There are two ways of income distribution of the Fund: cash dividends and dividend reinvestment. Investors can choose cash
Cash dividends or reinvestment of cash dividends automatically into fund units of the same category; If investors do not choose,
The Fund's default income distribution method is cash dividends; Fund units held by fund share holders (original
Amount) The minimum holding period maturity date of the dividend reinvestment shares obtained is deemed to be the same as the original shares;
Custody Agreement
3. After the distribution of fund income, the net value of fund units cannot be lower than the par value; That is, on the base date of fund income distribution
The net value of fund units less the amount of income distribution per unit of fund units cannot be lower than the par value;
4. As Class A fund units of the Fund do not charge sales service fees, while Class C fund units charge sales
Service fees, and the distributable profits corresponding to each fund share category will be different. Unless otherwise specified by laws and regulations
Or unless otherwise agreed in the Fund Contract, each fund unit of the same category of the Fund shall enjoy the same right of distribution;
5. If laws and regulations or regulatory authorities have other provisions, such provisions shall prevail.
10、 Fund information disclosure
（1） Confidentiality obligations
The Fund Custodian and the Fund Manager shall disclose information in accordance with laws, regulations and relevant provisions of the Fund Agreement,
The information to be publicly disclosed shall be kept confidential before public disclosure. Except according to the Fund Law and Liquidity Risk Management
In addition to the information disclosure in the Administrative Provisions, the Information Disclosure Measures, the Fund Contract and other relevant provisions, the Fund
The Manager and the Fund Custodian shall
Confidentiality.
The Fund Manager and the Fund Custodian shall, in addition to legally performing the provisions of laws and regulations, the Fund Agreement and this Agreement
Shall not use or make use of the confidential information of the Fund known to it for other purposes except as necessary for its obligations under
And the confidential information shall be limited to the staff who need to know the confidential information in order to perform the above obligations
Inside. However, the following circumstances shall not be deemed as breach of confidentiality obligations by the Fund Manager or the Fund Custodian:
1. Confidential information is disclosed, divulged or made public for reasons other than those of the Fund Manager and the Fund Custodian;
2. The Fund Manager and the Fund Custodian shall abide by and obey the court judgment or ruling, arbitral award or
Information disclosure or disclosure made by the order and decision of the CSRC and other regulatory agencies.
（2） Contents of information disclosure
Information disclosure of funds mainly includes fund prospectus, fund contract, custody agreement and fund products
Data summary, fund net value information, fund share subscription, redemption price, fund periodic report (including fund
Annual report, interim fund report and quarterly fund report), interim report, clarification report, liquidation report
Resolutions of the general meeting of fund share holders, information disclosure during the implementation of the side pocket mechanism, and its
Other information. The annual report of the Fund shall be audited by an accounting firm conforming to the provisions of the Securities Law before it can be published
Dew.
Custody Agreement
The Fund Custodian shall, in accordance with relevant laws, administrative regulations, the provisions of the CSRC and the Fund Contract
It is agreed that the net value of fund assets, net value of fund units of various fund units
Unit purchase and redemption price, fund performance data, regular fund reports and regularly updated prospectus
Review and review the fund product information summary, fund liquidation report and other publicly disclosed fund information,
And confirm it in writing or electronically to the fund manager.
（3） Information disclosure during the implementation of side pockets
Where the Fund implements the side pocket mechanism, relevant information disclosure obligors shall, in accordance with laws, regulations and fund contracts
And the prospectus. See the prospectus for details.
（4） Responsibilities and information disclosure procedures of the Fund Custodian and the Fund Manager in information disclosure
1. Responsibilities
The Fund Custodian and the Fund Manager shall protect the interests of the Fund Unitholders in the process of information disclosure
For the purpose, be honest and keep secrets strictly. The Fund Manager is responsible for handling the information disclosure related to the Fund,
The matters that shall be reviewed by the Fund Custodian as prescribed in Article (2) of this Chapter shall be reviewed by the Fund Custodian
The Fund Manager shall publish the error.
The fund manager shall, within the time limit prescribed by the CSRC, pass the fund information to be disclosed
China Securities Regulatory Commission stipulates media disclosure. Information that should be publicly disclosed by the Fund Custodian according to laws and regulations
The administrator will make public disclosure through the specified media.
The Fund Custodian shall issue a report on the custody of the Fund in accordance with the Fund Law and the relevant provisions of the CSRC.
The report of the Fund Custodian describes the performance of the Fund Agreement by the Fund Custodian and the Fund Manager in the semi annual/annual period
Status is an integral part of the Fund's interim report and annual report.
The Fund Manager and the Fund Custodian may suspend or delay the disclosure of fund information in the following circumstances:
(1) The securities/futures trading market involved in the fund investment is temporarily on statutory holidays or for other reasons
When the business is closed;
(2) Due to force majeure or other circumstances, the Fund Manager and the Fund Custodian are unable to accurately assess the basis
The value of gold assets;
(3) When specific assets account for more than 50% of the net asset value of the fund on the previous valuation date
After negotiation and confirmation, the Fund Manager suspends valuation;
(4) Other circumstances identified by laws and regulations, the CSRC or the Fund Contract.
Custody Agreement
2. Procedure
Information disclosure documents that are subject to review by the Fund Custodian according to relevant regulations shall be drafted by the Fund Manager and reviewed by
The Fund Custodian shall disclose it after review by the Fund Manager. In case of any event required to be disclosed in the fund contract,
Published in accordance with the provisions of the fund contract.
3. Storage of information text
After the release of the information that must be disclosed according to law, the Fund Manager and the Fund Custodian shall comply with the relevant laws and regulations
The regulations require that information be kept in their respective residences for public reference and reproduction.
11、 Fund expenses
（1） Accrual proportion and method of fund management fee
The management fee of the Fund is accrued at an annual fee rate of 0.20% of the net asset value of the Fund on the previous day. Calculation of management fee
The method is as follows:
H ＝ E × 0.20% ÷ days of the year
H is the daily accrued fund management fee
E is the net asset value of the fund on the previous day
Fund management fees are accrued daily and paid monthly. The Fund Custodian shall check the consistency with the Fund Manager according to
And automatically pay according to the specified account path within 5 working days at the beginning of the next month. Contingency method
The payment date shall be postponed if holidays and rest days are fixed. After automatic deduction of expenses, the Fund Manager shall check,
In case of any discrepancy in data, the Fund Custodian shall be contacted in a timely manner for settlement.
（2） Accrual proportion and method of fund custody fee
The custody fee of the Fund is accrued at an annual fee rate of 0.05% of the net asset value of the Fund on the previous day. Calculation of custody fee
The calculation method is as follows:
H ＝ E × 0.05% ÷ days of the year
H is the fund custody fee that should be accrued every day
E is the net asset value of the fund on the previous day
The fund custody fee is accrued daily and paid monthly. The Fund Custodian shall check the consistency with the Fund Manager according to
And automatically pay according to the specified account path within 5 working days at the beginning of the next month. Contingency method
Custody Agreement
The payment date shall be postponed if holidays and rest days are fixed. After automatic deduction of expenses, the Fund Manager shall check,
In case of any discrepancy in data, the Fund Custodian shall be contacted in a timely manner for settlement.
（3） Accrual proportion and method of sales service fee
There is no fund sales service fee for Class A fund units of the Fund, and fund sales service for Class C fund units
Fees shall be accrued at an annual fee rate of 0.20% of the net asset value of Class C fund units on the previous day. The calculation method is as follows:
H ＝ E × 0.20% ÷ days of the year
H is the daily accrued fund sales service fee for Class C fund units
E is the net asset value of the fund on the previous day for Class C fund units
The sales service fee is accrued daily and paid monthly. The Fund Custodian shall check the consistency with the Fund Manager according to
And automatically pay according to the specified account path within 5 working days at the beginning of the next month. Contingency method
The payment date shall be postponed if holidays and rest days are fixed. After automatic deduction of expenses, the Fund Manager shall check,
In case of any discrepancy in data, the Fund Custodian shall be contacted in a timely manner for settlement.
（4） Before the first payment of fund management fee and sales service fee, the fund manager shall issue
The official letter specifies the collection account of fund management fee and sales service fee. If the fund manager needs to change this account
A written notice of change of the collection account shall be issued to the custodian 5 working days in advance.
（5） Information disclosure fees related to the fund after the fund contract takes effect, and after the fund contract takes effect
Accounting fees, attorney fees, audit fees, notarization fees, legal fees and arbitration fees related to the fund
Fees for general meeting of holders, securities/futures/credit derivatives transaction fees of the Fund, fund bank transfer fees
The fund related account opening and maintenance fees and other fees that can be included in accordance with relevant national regulations are
The Fund Manager and the Fund Custodian shall be listed or amortized into the current fund in accordance with relevant regulations and corresponding agreements
cost.
（6） Items not included in fund expenses
1. Expenses incurred by the Fund Manager and the Fund Custodian due to failure to perform or fail to fully perform their obligations or
Loss of fund property;
2. Expenses incurred by the Fund Manager and the Fund Custodian in handling matters unrelated to the operation of the Fund;
3. Relevant expenses before the Fund Contract comes into effect;
4. Other items that may not be included in the fund fees according to relevant laws and regulations and the relevant provisions of the CSRC
Objective.
Custody Agreement
（7） Violation handling method
The Fund Custodian finds that the Fund Manager violates the Fund Law, the Fund Contract, the Operating Measures and
The Fund Custodian may request the Fund Manager to explain when the relevant provisions of the Fund Fund Fund Fund Manager stipulate the expenses to be disbursed from the Fund assets
The Fund Custodian may refuse to pay if the Fund Manager has no justified reason.
（8） Fund expenses during the implementation of the side pocket mechanism
If the Fund implements the side pocket mechanism, the expenses related to the side pocket account can be disbursed from the side pocket account, but
It can be disbursed only after the assets of the side pocket account are realized, and the relevant fees can be charged or reduced as appropriate, but cannot be charged
See the provisions of the Prospectus for details of fee management.
12、 Registration and Custody of the Register of Fund Unitholders
The Fund Manager and the Fund Custodian of the Fund shall keep the register of Fund Unitholders respectively,
Including the effective date of the fund contract, the termination date of the fund contract, the registration date of the fund equity, and the general meeting of fund share holders
The register of fund unit holders on the equity registration date, June 30 and December 31 of each year. Fund share holdings
The contents of the register of persons shall at least include the names of the holders and the fund units they hold.
The register of fund unit holders shall be prepared by the registration authority, reviewed by the fund manager and submitted to the fund custodian
safekeeping. The Fund Custodian has the right to request the Fund Manager to provide a list of Fund Unitholders, and the Fund Manager shall
Timely provide without delay or refusal.
The Fund Manager shall submit the register of Fund Unitholders to the Fund Custodian in a timely manner. June 30 every year
And the register of fund unit holders on December 31 shall be submitted within the first ten working days of the next month; Fund contract student
The effective date, the termination date of the fund contract, the registration date of the fund's rights and interests, the registration date of the general meeting of fund unit holders, etc
And the list of fund unit holders as of the date of the important event of the Fund shall be submitted within ten working days after the date of occurrence.
The Fund Manager and the Fund Custodian shall properly keep the register of Fund Unitholders for a period of not less than
The minimum number of years specified by laws and regulations. The Fund Custodian shall not use the register of Fund Unitholders kept for
Other purposes other than fund custody business, and shall comply with confidentiality obligations. If the Fund Manager or Fund Custodian
If the register of fund share holders cannot be properly kept due to their own reasons, they shall bear their own responsibilities in accordance with the relevant laws and regulations
Responsibilities.
Custody Agreement
13、 Preservation of Fund related documents and archives
（1） Archive keeping
The Fund Manager shall keep records, account books, statements and other relevant information on the business activities of fund property management
Materials. The fund custodian shall keep records, account books, statements and other relevant materials of the fund custody business activities.
Both the Fund Manager and the Fund Custodian shall keep them for the prescribed period. The storage period shall not be less than laws and regulations
The minimum fixed number of years.
（2） Establishment of contract archives
After the Fund Manager signs the major contract text related to the Fund on behalf of the Fund, it shall promptly encrypt it
Or other means agreed by both parties to fax the major contract to the Fund Custodian and send the contract within ten working days
The original copy shall be delivered to the Fund Custodian.
（3） Change and assistance
If the Fund Manager/Fund Custodian is changed, the unchanged party is obliged to assist in the reception after the change
Personnel shall receive corresponding documents.
（4） The Fund Manager and the Fund Custodian shall keep the original vouchers, accounting vouchers
Fund account books, transaction records and important contracts shall be kept confidential and not less than
Minimum age.
14、 Replacement of Fund Manager and Fund Custodian
（1） Replacement of Fund Manager
1. Termination of the Fund Manager's duties
Under any of the following circumstances, the duties of the fund manager shall be terminated:
(1) Having been disqualified from fund management according to law;
(2) Dismissed by the general meeting of fund unit holders;
(3) It is dissolved, canceled or declared bankrupt according to law;
(4) Other circumstances stipulated by laws and regulations, CSRC and the Fund Contract.
2. Replacement procedure of fund manager
The replacement of the Fund Manager must be carried out in accordance with the following procedures:
Custody Agreement
(1) Nomination: The new Fund Manager is held by the Fund Custodian or by more than 10% (including
10%) Nomination of fund unit holders of fund units;
(2) Resolution: The General Meeting of Fund Unitholders shall, within 6 months after the termination of the duties of the Fund Manager
Of fund managers form a resolution, which is subject to the voting rights held by fund share holders attending the meeting
More than two thirds (including two thirds) of the votes are passed, and the resolution shall come into force as of the date of voting;
(3) Temporary Fund Manager: The CSRC shall designate a temporary fund manager before the new fund manager is appointed
Fund manager;
(4) Filing: the resolution of the general meeting of fund share holders to change the fund manager must be reported to the CSRC for filing
Case;
(5) Announcement: After the replacement of the Fund Manager, the Fund Custodian shall replace the Fund Manager's shares of the Fund
The resolution of the general meeting of shareholders shall be announced in the specified media within 2 days after it takes effect;
(6) Handover: If the responsibilities of the fund manager are terminated, the fund manager shall properly keep the fund management business
And timely handle the transfer procedures of fund management business to the temporary fund manager or the new fund manager,
The temporary fund manager or the new fund manager shall take over in a timely manner. Temporary fund manager or new fund manager
The person shall check the total value of the fund assets and the net value of the fund assets with the fund custodian;
(7) Audit: If the duties of the fund manager are terminated, the fund manager shall be employed in accordance with the provisions of laws and regulations, and the fund manager shall be qualified to
The accounting firm specified in the Securities Law shall audit the fund assets and publish the audit results
Report to the CSRC for record, and audit fees shall be disbursed from the fund assets;
(8) Change of fund name: after the replacement of the fund manager, if the original or new fund manager requires,
The name words related to the original fund manager in the fund name shall be replaced or deleted as required.
（2） Replacement of Fund Custodian
1. Circumstances of termination of the Fund Custodian's duties
Under any of the following circumstances, the duties of the Fund Custodian shall be terminated:
(1) The fund custody qualification is canceled according to law;
(2) Dismissed by the general meeting of fund unit holders;
(3) It is dissolved, canceled or declared bankrupt according to law;
(4) Other circumstances stipulated by laws and regulations, CSRC and the Fund Contract.
2. Procedures for replacing the Fund Custodian
Custody Agreement
(1) Nomination: The new Fund Custodian is held by the Fund Manager or more than 10% (including
10%) Nomination of fund unit holders of fund units;
(2) Resolution: The General Meeting of Fund Unitholders shall, within 6 months after the termination of the duties of the Fund Custodian
The Fund Custodian shall form a resolution, which shall be subject to the voting rights held by the Fund Unitholders attending the meeting
More than two thirds (including two thirds) of the votes are passed, and the resolution shall come into force as of the date of voting;
(3) Temporary Fund Custodian: Before the new Fund Custodian is appointed, the CSRC shall appoint a temporary fund custodian
Fund custodian;
(4) Filing: the resolution of the general meeting of fund share holders to change the fund custodian must be reported to the CSRC for filing
Case;
(5) Announcement: After the replacement of the Fund Custodian, the Fund Manager shall change the Fund shares of the Fund Custodian
The resolution of the general meeting of shareholders shall be announced in the specified media within 2 days after it takes effect;
(6) Handover: Where the duties of the fund custodian are terminated, the fund custodian shall properly keep the fund assets and the fund custody industry
To handle the transfer procedures of fund assets and fund custody business in a timely manner
The Fund Custodian shall take over in a timely manner. New Fund Custodian or Temporary Fund Custodian and Fund Manager
The total value of the Fund's assets and the net value of the Fund's assets;
(7) Audit: If the duties of the Fund Custodian are terminated, the Fund Custodian shall, in accordance with the provisions of laws and regulations, engage a person who meets the requirements of
The accounting firm specified in the Securities Law shall audit the fund assets and publish the audit results
It shall be reported to the CSRC for filing, and the audit fees shall be disbursed from the fund assets.
3. The Fund Manager and the Fund Custodian are replaced at the same time
(1) Nomination: if the Fund Manager and the Fund Custodian change at the same time
Fund share holders with more than 10% (including 10%) of total fund shares nominate new fund managers and fund custody
People;
(2) The replacement of the Fund Manager and the Fund Custodian shall be carried out in accordance with the above procedures respectively;
(3) Announcement: The new Fund Manager and the new Fund Custodian shall change the Fund Manager and the Fund
The resolution of the general meeting of fund unit holders of the custodian shall be jointly announced on the specified media within 2 days after it takes effect.
（3） New or temporary fund manager receives fund management business or new or temporary fund custodian
Before receiving fund assets and fund custody business, the original fund manager or fund custodian shall, in accordance with laws, regulations and
The provisions of the Fund Contract shall continue to perform the relevant duties, and shall ensure that the Fund Unitholders will not be benefited
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The act of causing damage. The original Fund Manager or Fund Custodian is still entitled to
The fund management fee or fund custody fee shall be charged in accordance with the provisions of the fund contract.
15、 Prohibited acts
The behaviors prohibited by the parties to the custody agreement include but are not limited to:
（1） The Fund Manager and the Fund Custodian confuse their own property or other people's property with the Fund property
Engaged in securities investment.
（2） The fund manager treats the different fund assets under its management unfairly, and the fund custodian is unfair
To treat different fund assets under its custody.
（3） The Fund Manager and the Fund Custodian use the Fund assets as the third party other than the Fund Unitholders
People seek benefits.
（4） The Fund Manager and the Fund Custodian promise the Fund Unitholders gains or bear losses in violation of regulations
Loss.
（5） The Fund Manager and the Fund Custodian disclose to others any failure to comply with the law during the operation of the Fund
Information disclosed publicly in the manner prescribed by laws and regulations.
（6） The Fund Manager issues investment instructions and
Transfer instructions for redemption and dividend funds, or issuing instructions to the fund custodian in violation of regulations.
（7） The Fund Manager and the Fund Custodian are not independent in administration and finance, and their senior managers
Part time job with other employees.
（8） The Fund Custodian privately uses or disposes of the Fund assets, according to the legal instructions of the Fund Manager
Except for the disposal as stipulated in the fund contract or custody agreement.
（9） The fund assets shall be used for the following investments or activities:
(1) Underwriting securities;
(2) Lending or providing guarantee to others in violation of regulations;
(3) Investment with unlimited liability;
(4) Buying and selling other fund units, except as otherwise stipulated by the CSRC;
(5) Make capital contributions to its fund manager and fund custodian;
(6) Engaging in insider trading, manipulating securities trading prices and other improper securities trading activities;
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(7) Other activities prohibited by laws, administrative regulations and the CSRC.
Laws and regulations or regulatory authorities cancel the above restrictions. If applicable to the Fund, the Fund Manager shall
After the procedure, the Fund's investment may no longer be subject to relevant restrictions.
（10） Other acts prohibited by laws and regulations and the Fund Contract, as well as relevant acts in accordance with laws and administrative regulations
Provisions of the CSRC prohibit fund managers and fund custodians from engaging in other acts.
16、 Change and Termination of Custody Agreement and Liquidation of Fund Assets
（1） Change procedure of custody agreement
The parties to this agreement may amend the agreement upon consensus. The revised new agreement, which
The contents shall not conflict with the provisions of the Fund Agreement. Changes to the Fund Custody Agreement shall be reported to the CSRC for recordation
Case.
（2） Termination of Fund Custody Agreement
1. The Fund Contract is terminated;
2. The Fund Custodian is dissolved, revoked, bankrupt or other Fund Custodian takes over the Fund assets;
3. The Fund Manager is dissolved, revoked, bankrupt or taken over by another Fund Manager
Right;
4. The termination event specified by laws and regulations or fund contract occurs.
（3） Liquidation of fund assets
1. Fund asset liquidation team: within 30 working days from the date of termination of the Fund Contract
Establish a liquidation group, and the fund manager shall organize a liquidation group of the fund assets and carry out it under the supervision of the CSRC
Fund liquidation.
2. Composition of the Fund assets liquidation group: the members of the Fund assets liquidation group are the Fund Manager and the Fund Custodian
The administrator, certified public accountants and lawyers who meet the requirements of the Securities Law, and personnel designated by the CSRC.
The Fund assets liquidation team may employ necessary staff.
3. Responsibilities of the Fund Assets Liquidation Team: The Fund Assets Liquidation Team is responsible for the custody, liquidation
Valuation, realization and distribution. The fund assets liquidation team may carry out necessary civil activities according to law.
4. Fund asset liquidation procedures:
(1) In case of termination of the Fund Contract, the Fund Asset Liquidation Team shall take over the Fund in a unified manner;
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(2) Liquidate and confirm the fund assets, claims and debts;
(3) Valuation and realization of fund assets;
(4) Prepare liquidation report;
(5) Engage an accounting firm that meets the requirements of the Securities Law to conduct external audit on the liquidation report,
Engage a law firm to issue a legal opinion on the liquidation report;
(6) Submit the liquidation report to the CSRC for filing and announcement;
(7) Distribute the remaining assets of the Fund.
5. The time limit for the liquidation of the Fund's assets is six months, but the liquidity of the securities held by the Fund is limited
If it cannot be realized in time, the liquidation period shall be postponed accordingly.
（4） Liquidation expenses
Liquidation expenses refer to all reasonable expenses incurred by the fund assets liquidation team in the process of fund liquidation
The liquidation expenses shall be paid from the fund assets by the fund assets liquidation group in priority.
（5） Distribution of residual assets in the liquidation of fund assets
Deduct all remaining assets after the liquidation of the Fund assets from the Fund according to the distribution plan for the liquidation of the Fund assets
After property liquidation expenses, payment of taxes owed and settlement of fund debts, the net asset value of each fund unit
To determine the distribution proportion of the remaining assets in various fund units, and to determine the distribution proportion of the remaining assets in various fund units
The remaining assets shall be distributed according to the proportion of fund units held by fund unit holders within each unit category.
（6） Announcement of Fund Assets Liquidation
Major issues related to the liquidation process must be announced in a timely manner; The fund assets liquidation report is in compliance with the Securities Law
The required accounting firm shall audit and the law firm shall issue a legal opinion, which shall be submitted to the CSRC for record
And make an announcement. The fund assets liquidation announcement shall be made within 5 working days after the fund assets liquidation report is submitted to the CSRC for filing
The Fund Assets Liquidation Group shall make an announcement and publish the liquidation report in the regulations
Website, and publish the suggestive announcement of the liquidation report on the specified newspaper.
（7） Preservation of fund assets liquidation books and documents
The fund asset liquidation account book and relevant documents shall be kept by the fund custodian not less than
Low age.
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17、 Liability for breach of contract
（1） The Fund Manager and the Fund Custodian violate the Fund Law in the process of performing their respective duties
And other laws and regulations or the Fund Agreement and this Custodian Agreement
If anyone causes damage, he shall be liable for compensation according to law for his own acts; Fund due to joint action
If property or fund share holders cause damage, they shall be jointly and severally liable for compensation for the loss,
Only direct losses. However, the party concerned shall be exempted from liability in the following circumstances:
1. Force majeure;
2. The Fund Manager and the Fund Custodian shall comply with the then effective laws and regulations or the provisions of the CSRC
Losses caused by acts or omissions;
3. Caused by the Fund Manager's investment or non investment in accordance with the investment principles specified in the Fund Contract
Loss, etc.
（2） To protect fund share holders to the greatest extent in case of one or more parties' default
Under the premise of interests, if the trusteeship agreement can continue to be performed, it shall continue to be performed. Responsibilities of the non defaulting party
It is obliged to take necessary measures in a timely manner within the scope to prevent the expansion of losses. Damage caused by failure to take appropriate measures
If the loss is further expanded, no claim may be made for compensation for the expanded loss. Expenses incurred by the non defaulting party to prevent the loss from expanding
The reasonable expenses incurred by the defaulting party shall be borne by the defaulting party.
（3） Business errors due to factors beyond the control of the Fund Manager and the Fund Custodian
Although the Fund Manager and the Fund Custodian have taken necessary, appropriate and reasonable measures for inspection, they have not
The Fund Manager and the Fund Custodian will be exempted from the loss of the Fund property or investors caused by the error that can be found
Liability. However, the Fund Manager and the Fund Custodian shall actively take necessary measures to eliminate or mitigate this
Impact.
18、 Dispute resolution
Disputes arising from or related to this Agreement shall be settled by both parties through consultation and mediation
If mediation fails, either party has the right to submit the dispute to China International Economic and Trade Arbitration Commission (or
Other legally established arbitration institutions), the place of arbitration is Beijing (or the place where other arbitration institutions are located)
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According to the then effective arbitration of China International Economic and Trade Arbitration Commission (or other legally established arbitration institutions)
Rules for arbitration. The arbitral award is final and binding on the parties.
During the dispute settlement period, both parties shall abide by the responsibilities of the Fund Manager and the Fund Custodian and continue to
Faithfully, diligently and responsibly perform the obligations specified in the Fund Agreement and this Custodian Agreement, and maintain the holding of fund units
The legal rights and interests of people.
This Agreement shall be governed by and interpreted in accordance with the laws of the People's Republic of China.
19、 Effect of Custody Agreement
Both parties agree on the effectiveness of the custody agreement as follows:
（1） The draft custody agreement submitted by the fund manager when applying to the CSRC for fund raising shall
After being sealed by both parties to the custody agreement and signed by the legal representatives or authorized representatives of both parties (seal)
Both parties modify the draft custody agreement according to the opinions of the CSRC. The custody agreement is registered with the CSRC
The text is official.
（2） The Custody Agreement shall come into force as of the effective date of the Fund Agreement. The validity period of the custody agreement is from the date when it comes into effect
From to the date when the liquidation result of the fund assets is reported to the CSRC for filing and announced.
（3） The trusteeship agreement shall have the same legal binding force on the parties to the trusteeship agreement as of the effective date.
（4） This agreement is made in triplicate, one for each party and one for the relevant regulatory authority
They have the same legal effect.
20、 Other matters
Unless explicitly defined in this Agreement, the definitions of terms in this Agreement shall apply to the provisions of the Fund Contract. This agreement does not
All matters shall be handled through consultation by the parties in accordance with the fund contract, relevant laws and regulations, etc.
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21、 Signing of Escrow Agreement
After this Custody Agreement is approved by the Fund Manager and the Fund Custodian, the two parties shall place the funds in custody
The agreement shall be sealed, signed or sealed by their respective legal representatives or authorized representatives, and the fund custody agreement shall be indicated
The place and date of signing the agreement.
Custody Agreement
There is no text on this page, which is the signature of the Custody Agreement of Nanfang Wenfu 120 day Holding Period Bond Securities Investment Fund
Seal page.
Fund Manager: South Fund Management Co., Ltd. (seal)
Legal representative or authorized representative:
Fund Custodian: Postal Savings Bank of China Limited (seal)
Legal representative or authorized representative:
Signed at:
Signed on: