[Important]
1. The sale of Nanfang Wenfu 120 day holding period bond securities investment fund (hereinafter referred to as "the Fund") has been registered by the CSRC in ZJXK [2023] No. 2152 on September 14, 2023.
2. The Fund is a contractual open-ended bond securities investment fund.
3. The manager and registration authority of the Fund is South Fund Management Co., Ltd. (hereinafter referred to as "the Company"), and the fund custodian is Postal Savings Bank of China Co., Ltd.
4. The Fund will be raised from March 13, 2024 to June 12, 2024, and will be sold through the fund sales outlets of each sales agency.
5. The Fund is sold to individual investors, institutional investors, qualified foreign investors who can invest in securities investment funds in accordance with laws and regulations, and other investors who are permitted by laws and regulations or the CSRC to purchase securities investment funds. The Fund will not be sold to the proprietary account of financial institutions for the time being. If the Fund is opened for public sale to the proprietary account of financial institutions in the future or the sales target is adjusted, the relevant announcement of the Fund Manager at that time shall prevail.
When accepting a certain subscription application or some subscription applications may result in a single investor holding 50% or more of the Fund units, or avoiding 50% concentration in a disguised way, the Fund Manager may restrict the subscription applications of such investors by means of proportion confirmation, and the Fund Manager has the right to reject all or part of such subscription applications.
The subscription amount of a single investor of the Fund in a single day shall not exceed 10 million yuan (excluding individual investors, publicly offered asset management products, occupational annuity and enterprise annuity plans). The Fund Manager has the right to adjust the upper limit of the single investor's daily subscription amount, subject to the relevant announcement of the Fund Manager at that time.
The Fund Manager has the right to limit the amount or number of shares of the Fund held by a certain type or asset management product, and has the right to refuse all or part of its subscription applications or confirm the proportion, which shall be subject to the determination of the Fund Manager.
The specific scope of publicly offered asset management products and financial institutions' proprietary accounts shall be subject to the identification of the fund manager.
6. The minimum amount of initial subscription and additional subscription of the Fund is RMB 1, and the specific subscription amount is subject to the announcement of each fund sales agency.
7. The interest generated from the effective subscription funds during the raising period will be converted into fund units and owned by the fund unit holders, of which the transfer of interest units shall be subject to the records of the fund registration authority.
8. The fund investor may subscribe several times during the raising period, and once the subscription is confirmed, it cannot be revoked. The acceptance of the subscription application by the fund sales agency does not mean that the application is necessarily successful, but only that the sales agency has actually received the subscription application. The confirmation of subscription shall be subject to the confirmation result of the registration institution or the fund manager.
9. This announcement only explains the matters and regulations related to the offering of the Fund. Investors who want to know the details of the Fund, please read the information published on the Internet website of the Fund Manager (www.nffund. com) and the fund electronic disclosure website of the CSRC（ http://eid.csrc.gov.cn/fund ）The Prospectus of Nanfang Wenfu 120 day Holding Period Bond Securities Investment Fund and the Summary of Product Information of Nanfang Wenfu 120 day Holding Period Bond Securities Investment Fund; The fund contract, prospectus, product information summary and this announcement of the Fund will be published on the Internet website of the Fund Manager at the same time.
10. For details of sales outlets, account opening, subscription and other matters of each sales agency, please consult with each sales agency.
11. During the raising period, the fund manager can change or increase or decrease the sales agencies according to the situation. Please pay attention to the recent website of the company or call the customer service telephone of the company and each sales agency for consultation.
12. Investors can call the company's customer service telephone (400-889-8899) or the sales agencies' consultation telephone to learn about subscription matters.
13. The Fund Manager may make appropriate adjustments to the sales arrangements and other matters related to the raising period in light of various circumstances.
14. Risk tip: The Fund invests in the securities market, and the net value of the Fund will fluctuate due to factors such as fluctuations in the securities market. Before investing in the Fund, investors should fully understand the product characteristics of the Fund, fully consider their own risk tolerance, and bear all kinds of risks arising from the Fund's investment, including political, economic The systematic risk caused by the impact of social and other environmental factors on the price of securities, the unique non systematic risk of individual securities, the liquidity risk caused by the continuous large redemption of funds by fund investors, the fund management risk caused by the fund manager during the implementation of fund management, the risk of the Fund's investment in asset-backed securities For specific risks of the Fund, such as the risk of automatic termination of the Fund contract, see the "Risk Disclosure" section of the Prospectus. There are risks in investment. When subscribing (or subscribing) the Fund, investors should carefully read the Fund's Prospectus, Fund Contract, Fund Product Profile and other information disclosure documents, independently judge the investment value of the Fund, make investment decisions, fully understand the risk return characteristics and product characteristics of the Fund, and fully consider their own risk tolerance, Reasonably judge the market and prudently make investment decisions.
The Fund may participate in the investment of credit derivatives, which may face liquidity risk, repayment risk and price fluctuation risk. For details, please refer to the relevant contents of "risk disclosure" in this prospectus.
The Fund is open for subscription on every open day, but the minimum holding period of each subscribed/subscribed fund unit is 120 days. Before the expiration of the minimum holding period, the fund unit holder cannot apply for redemption.
The Fund Manager shall manage and use the Fund assets in accordance with the principles of due diligence, honesty, prudence and diligence, but does not guarantee that the Fund will be profitable or the minimum return. The Fund's past performance and its net worth do not predict its future performance; The performance of other funds managed by the Fund Manager does not constitute a guarantee for the performance of the Fund. The Fund Manager reminds investors of the principle of "buyer's responsibility" for fund investment. After making investment decisions, investors should bear the investment risks caused by changes in the operation status of the fund and the net value of the fund.
1、 Basic information of fund raising
1. Fund name
Nanfang Wenfu 120 day holding period bond securities investment fund (Class A fund share abbreviation: Nanfang Wenfu 120 day holding bond A, fund code: 019700; Class C fund share abbreviation: Nanfang Wenfu 120 day holding bond C, fund code: 019701).
2. Fund type
Bond securities investment funds.
3. Fund operation mode
Contractual and open.
The Fund is open for subscription on every open day, but the minimum holding period of each subscribed/subscribed fund unit is 120 days. Before the expiration of the minimum holding period, the fund unit holder cannot apply for redemption. After the expiration date of the shortest holding period and the expiration date of the shortest holding period, the fund share holders may apply for redemption.
For each fund unit, the starting date of the minimum holding period refers to the effective date of the fund contract (for subscription units, the same below) or the confirmation date of the subscription of fund units (for subscription units, the same below), and the expiration date of the minimum holding period refers to the effective date of the fund contract or the 120th day from the confirmation date of the subscription of fund units (if this day is a non working day, it shall be postponed to the next working day).
4. Duration of the Fund
Irregular.
5. Initial par value of fund units
RMB 1.00.
6. Classification of Fund Units
The Fund classifies the Fund units into different categories according to different subscription/subscription fees and sales service fees collection methods, sales channels or other conditions. The category of Class A fund units is the fund units that charge front-end subscription/subscription fees when investors subscribe/subscribe, and do not withdraw sales service fees from the net asset value of the fund of this category; Class C fund units are fund units for which the sales service fee is withdrawn from the net asset value of this type of fund and no subscription/subscription fee is charged.
7. Target
Individual investors, institutional investors, qualified foreign investors who can invest in securities investment funds in accordance with laws and regulations, and other investors who are permitted by laws and regulations or the CSRC to purchase securities investment funds. The Fund will not be sold to the proprietary account of financial institutions for the time being. If the Fund is opened for public sale to the proprietary account of financial institutions in the future or the sales target is adjusted, the relevant announcement of the Fund Manager at that time shall prevail.
8. Sales organization
Direct sales counter of China Southern Fund Management Co., Ltd
The Fund Manager may increase or decrease the number of selling institutions on a commission basis and list them on the Fund Manager's website.
Note: The investor's account opening and subscription procedures are subject to the arrangement of each sales agency.
9. Fund raising period and effectiveness of fund contract
Within three months from the date of the sale of the Fund units, the Fund Manager may decide to stop the sale of the Fund upon the expiration of the Fund raising period or in accordance with laws, regulations and the Prospectus, provided that the total amount of the Fund units raised is not less than 200 million, the amount of the Fund raised is not less than 200 million yuan and the number of subscribers to the Fund is not less than 200, It shall employ a legal capital verification institution to verify the capital within 10 days, and handle the fund filing procedures with the CSRC within 10 days from the date of receiving the capital verification report.
If the fund raising meets the conditions for fund filing, the Fund Contract shall come into force as of the date when the fund manager completes the fund filing procedures and obtains the written confirmation from the CSRC; Otherwise, the Fund Contract will not take effect. The Fund Manager shall announce the effectiveness of the Fund Contract on the next day after receiving the confirmation document from the CSRC. The Fund Manager shall deposit the funds raised during the fund raising into a special account, and no one may use them before the end of the fund raising.
The Fund Manager may appropriately extend the offering time according to the subscription conditions, but the maximum time shall not exceed the statutory offering period; At the same time, the offering can also be terminated in advance according to the subscription and market conditions. If this happens, the Fund Manager will make a separate announcement. In addition, in case of emergencies, the arrangement of the above fund raising period can also be properly adjusted.
2、 Offering method and relevant regulations
1. During the offering period, the Fund is sold to individual investors, institutional investors, qualified foreign investors who can invest in securities investment funds in accordance with laws and regulations, and other investors who are allowed by laws and regulations or the CSRC to purchase securities investment funds. The Fund will not be sold to the proprietary account of financial institutions for the time being. If the Fund is opened for public sale to the proprietary account of financial institutions in the future or the sales target is adjusted, the relevant announcement of the Fund Manager at that time shall prevail.
2. Subscription rate
(1) For investors subscribing Class A fund shares of the Fund, the maximum subscription rate of the Fund shall not be higher than 0.3%, and it will decrease with the increase of subscription amount, as shown in the following table:
Subscription amount (M) Subscription rate
M ＜ 1000000 0.3%
1 million ≤ M ＜ 5 million 0.1%
M ≥ 5 million RMB 1000 per transaction
(2) For investors who subscribe for Class C fund units of the Fund, the subscription rate is zero.
There is no fund sales service fee for Class A fund units of the Fund, and the annual rate of fund sales service fee for Class C fund units is 0.20%.
Investors who subscribe for many times shall be charged separately according to the corresponding rate grade of each subscription.
The fund subscription fee is not included in the fund property and is mainly used for various expenses incurred during the fund raising period, such as the marketing, sales and registration of the fund.
The Fund Manager and other fund sales institutions may, without violating the provisions of laws and regulations and the provisions of the Fund Contract, give a certain discount to the fund subscription fees. See the relevant announcements or notices issued by the Fund Manager or other fund sales institutions at that time for the relevant rules and procedures of rate preference.
3. Calculation of subscribed shares
(1) The selling face value of the Fund units is RMB 1.00.
(2) The subscription amount of Class A fund units includes subscription fees and net subscription amount. The calculation formula of subscribed shares is:
1) Applicable to proportional rate
Net subscription amount=subscription amount/(1+subscription rate)
Subscription fee=subscription amount - net subscription amount
Subscription unit=(net subscription amount+subscription interest)/selling face value of fund unit
2) Applicable to fixed expenses
Net subscription amount=subscription amount - fixed subscription fee
Subscription unit=(net subscription amount+subscription interest)/selling face value of fund unit
For example, an investor invests 100000 yuan to subscribe for Class A fund shares of the Fund, and the interest generated from such subscription is 50 yuan, and the corresponding subscription rate is 0.3%, then the subscription shares that can be obtained are:
Net subscription amount=100000/(1+0.3%)=99700.90 yuan
Subscription fee=100000-99700.90=299.10 yuan
Subscription units=(99700.90+50.00)/1.00=99750.90
(3) The subscription rate of Class C fund units is 0, and the calculation formula of subscription units is:
Subscription units=(subscription amount+subscription interest)/selling face value of fund units
For example, an investor invested 100000 yuan to subscribe for Class C fund shares of the Fund, and the subscription generated interest of 50 yuan. Then the subscription shares available to them are:
Subscription shares=(100000+50.00)/1.00=100050.00
(4) In the calculation of subscribed units, the calculation results involving fund units and amounts shall be rounded to two decimal places, and the resulting gains or losses shall be borne by the fund property.
(5) The interest generated from the effective subscription funds during the raising period will be converted into fund units and owned by the fund unit holders, of which the transfer of interest units shall be subject to the records of the fund registration authority.
4. Subscription and holding limits of fund units
When accepting a certain subscription application or some subscription applications may result in a single investor holding 50% or more of the Fund units, or avoiding 50% concentration in a disguised way, the Fund Manager may restrict the subscription applications of such investors by means of proportion confirmation, and the Fund Manager has the right to reject all or part of such subscription applications.
The subscription amount of a single investor of the Fund in a single day shall not exceed 10 million yuan (excluding individual investors, publicly offered asset management products, occupational annuity and enterprise annuity plans). The Fund Manager has the right to adjust the upper limit of the single investor's daily subscription amount, subject to the relevant announcement of the Fund Manager at that time.
The Fund Manager has the right to limit the amount or number of shares of the Fund held by a certain type or asset management product, and has the right to refuse all or part of its subscription applications or confirm the proportion, which shall be subject to the determination of the Fund Manager.
5. The fund investor may subscribe several times during the raising period, and once the subscription is confirmed, it cannot be revoked. The acceptance of the subscription application by the fund sales agency does not mean that the application is necessarily successful, but only that the sales agency has actually received the subscription application. The confirmation of subscription shall be subject to the confirmation result of the registration institution or the fund manager.
6. The Fund Manager shall apply for subscription within 3 months from the effective date of the Fund Contract, and the specific time for handling business shall be specified in the announcement of subscription commencement. For each fund unit, only after the expiration date of the minimum holding period and the expiration date of the minimum holding period can the fund unit holder apply for redemption of the fund unit. The expiration date of the shortest holding period of dividend reinvestment shares is deemed to be the same as the original shares. After determining the start time of subscription, the fund manager shall announce the start time of subscription on the specified media in accordance with the relevant provisions of the Information Disclosure Measures before the subscription opening day.
3、 Clearing and settlement
1. Before the Fund Contract comes into effect, the subscription funds of investors can only be deposited into a special account and may not be used. The interest generated from the effective subscription funds during the raising period will be converted into fund units and owned by the fund unit holders, of which the transfer of interest units shall be subject to the records of the fund registration authority.
2. The registration of the rights and interests of the Fund shall be completed by the registration agency after the completion of the fund raising.
4、 Capital Verification of the Fund and Effectiveness of the Fund Contract
1. Filing conditions of the Fund
Within three months from the date of the sale of the Fund units, the Fund Manager may decide to stop the sale of the Fund upon the expiration of the Fund raising period or in accordance with laws, regulations and the Prospectus, provided that the total amount of the Fund units raised is not less than 200 million, the amount of the Fund raised is not less than 200 million yuan and the number of subscribers to the Fund is not less than 200, It shall employ a legal capital verification institution to verify the capital within 10 days, and handle the fund filing procedures with the CSRC within 10 days from the date of receiving the capital verification report.
If the fund raising meets the conditions for fund filing, the Fund Contract shall come into force as of the date when the fund manager completes the fund filing procedures and obtains the written confirmation from the CSRC; Otherwise, the Fund Contract will not take effect. The Fund Manager shall announce the effectiveness of the Fund Contract on the next day after receiving the confirmation document from the CSRC. The Fund Manager shall deposit the funds raised during the fund raising into a special account, and no one may use them before the end of the fund raising.
2. Handling method of raised funds when the fund contract fails to take effect
If the raising period expires and the fund filing conditions are not met, the fund manager shall bear the following responsibilities:
(1) Bear the debts and expenses arising from the raising with its inherent property;
(2) Return the funds paid by the investors within 30 days after the expiration of the fund raising period, plus the interest of the current deposit of the bank for the same period;
(3) If the fund raising fails, the fund manager, the fund custodian and the sales institution shall not request remuneration. All expenses paid by the Fund Manager, the Fund Custodian and the Sales Agency for the Fund raising shall be borne by each party.
5、 Parties or intermediaries of this offering
（1） Fund manager
Name: South Fund Management Co., Ltd
Registered address: 32-42/F, Fund Building, No. 5999, Yitian Road, Lianhua Street, Futian District, Shenzhen
Legal representative: Zhou Yi
Time of establishment: March 6, 1998
Tel.: (0755) 82763888
Fax: (0755) 82763889
（2） Fund Custodian
Name: Postal Savings Bank of China Co., Ltd. (hereinafter referred to as Postal Savings Bank of China)
Address: No. 3, Financial Street, Xicheng District, Beijing
Office address: Block A, No. 3, Financial Street, Xicheng District, Beijing
Legal representative: Liu Jianjun
Time of establishment: March 6, 2007
Organizational form: limited liability company
Registered capital: 92.384 billion yuan
Duration: continuous operation
Approval authority and approval document number: CBRC YJF [2006] No. 484
Approval document and document number of fund custody qualification: ZJXK [2009] No. 673
Contact: Ma Qiang
Tel: 010 － 68857221
（3） Sales organization
Name: Direct Sales Counter of China Southern Fund Management Co., Ltd
Registered address: 32-42/F, Fund Building, No. 5999, Yitian Road, Lianhua Street, Futian District, Shenzhen
Legal representative: Zhou Yi
Tel.: (0755) 82763905
Fax: (0755) 82763900
Contact: Zhang Ruishan
（4） Registration Authority
Name: South Fund Management Co., Ltd
Domicile and office address: 32-42/F, Fund Building, 5999 Yitian Road, Lianhua Street, Futian District, Shenzhen
Legal representative: Zhou Yi
Tel.: 4008898899
Contact: Gu Hepeng
（5） Law firm issuing legal opinion
Name: Beijing Jincheng Tongda (Shenzhen) Law Firm
Registered address: Floor 42, Radio and Television Financial Center, No. 9, Pengcheng 1st Road, Futian District, Shenzhen
Person in charge: Liu Yinhong
Tel.: (0755) 22235518
Fax: (0755) 22235528
Handling lawyers: Dai Ruidong, Huang Yiying
（6） Accounting firm auditing fund assets
Name: PricewaterhouseCoopers Zhongtian Certified Public Accountants (special general partnership)
Address: Room 01, Unit 507, DBS Building, No. 1318, Lujiazui Ring Road, China (Shanghai) Pilot Free Trade Zone
Office address: Floor 42, Qiantan Center, No. 588, Dongyu Road, Pudong New Area, Shanghai
Executive partner: Li Dan
Contact: Wu Lingwei
Tel: 021-23238888
Fax: 021-23238800
Handling CPA: Zhang Zhenbo, Wu Lingwei
South Fund Management Co., Ltd
March 8, 2024