[Important Note]
1. The sale of Ping An China Securities Segmented Food and Beverage Industry Themed Trading Open Index Securities Investment Fund (hereinafter referred to as "the Fund") has been registered by the China Securities Regulatory Commission in ZJXK [2021] No. 40 document on January 8, 2021. The registration of the Fund by the CSRC does not mean that the CSRC makes substantive judgments or guarantees on the investment value and market prospects of the Fund, nor does it mean that there is no risk in investing in the Fund.
2. The Fund is a stock based securities investment fund, and its operation mode is trading open-ended.
3. The Fund Manager of the Fund is Ping An Fund Management Co., Ltd. (hereinafter referred to as "the Fund Manager" and "the Company"), the Fund Custodian is Bank of Nanjing Co., Ltd. (hereinafter referred to as "Bank of Nanjing"), and the registration and clearing institution is China Securities Depository and Clearing Co., Ltd.
4. The Fund is sold to individual investors, institutional investors, qualified foreign institutional investors and RMB qualified foreign institutional investors who can invest in securities investment funds in accordance with laws and regulations, as well as other investors who are permitted by laws and regulations or the CSRC to purchase securities investment funds.
5. The Fund will be publicly offered from July 9, 2021 to August 10, 2021 through the Company's direct marketing center and selling agency. Investors can choose online cash subscription and offline cash subscription. Among them, the selling date of online cash subscription is from August 6, 2021 to August 10, 2021, and the selling date of offline cash subscription through fund managers and selling agents is from July 9, 2021 to August 10, 2021. The Fund Manager may appropriately shorten or extend the raising period of the Fund according to the raising situation and make an announcement in a timely manner. The raising period of the Fund shall not exceed 3 months.
6. The online cash sale of the Fund shall be handled through securities companies with fund sales business qualifications and membership of Shanghai Stock Exchange; The offline cash subscription of the Fund shall be handled through the sales agency designated by the Fund Manager (including the direct selling agency and the selling agency).
7. The fund account can only be used for cash subscription and secondary market transactions of the fund. If an investor needs to use the Shanghai Stock Exchange listed stocks in the CSI food and beverage industry theme index component stocks or alternative component stocks to participate in the subscription and redemption of the fund, it should open a Shanghai Stock Exchange A-share account.
8. The subscription fee or commission ratio of the Fund shall not exceed 0.8% of the subscribed shares.
9. Online cash subscription is applied for by fund shares. Each subscription share of a single account shall be 1000 shares or its integral multiple, and the maximum number shall not exceed 99999000 shares. Investors can subscribe for multiple times, and there is no upper limit for the cumulative subscription shares, except for the upper limit of the raising scale specified in this announcement.
The offline cash subscription is applied for by fund shares. If the investor handles offline cash subscription through the selling agency, each subscription share must be 1000 shares or its integral multiple; If the investor handles offline cash subscription through the fund manager, each subscription must be more than 50000 shares (including 50000 shares). Investors can subscribe for multiple times, and there is no upper limit for the cumulative subscription shares, except for the upper limit of the raising scale specified in this announcement.
10. After the online cash subscription application is submitted, the investor can cancel the designated subscription application within the trading time of the day. The application for offline cash subscription shall not be revoked after submission.
11. Investors shall not illegally use other people's accounts or funds to subscribe, nor shall they raise funds in violation of regulations or help others to subscribe in violation of regulations.
12. The investor shall ensure that the source of funds used for subscription is legal. The investor shall have the right to dispose of the funds used for subscription without any legal, contractual or other obstacles.
13. The acceptance of the subscription application by the sales agency does not mean that the application is necessarily successful, but only that the sales agency has actually received the subscription application. The confirmation of subscription shall be subject to the confirmation result of the registration and clearing institution and the effectiveness of the fund contract. For subscription application and confirmation of subscription shares, investors shall timely inquire and properly exercise their legal rights.
14. For investors in places without sales outlets, investors can call the fund manager's customer service hotline (400-800-4800), the direct sales hotline (0755-22627627) or the inquiry telephone of each offering agent to learn about subscription matters.
15. The Fund Manager may make appropriate adjustments to the arrangement of the raising period in light of various circumstances.
16. This announcement only explains the relevant matters and regulations on the sale of "Ping An China Securities Securities Sub segment Food and Beverage Industry Theme Trading Open Index Securities Investment Fund". Investors who want to know the details of "Ping An China Securities Market Segmented Food and Beverage Industry Theme Trading Open Index Securities Investment Fund", please read the Prospectus of Ping An China Securities Market Segmented Food and Beverage Industry Theme Trading Open Index Securities Investment Fund in detail.
17. This announcement, the indicative announcement of the Fund's prospectus and the indicative announcement of the Fund's contract are published in the specified newspapers and periodicals. The Fund Contract, the Custody Agreement, the Prospectus, the Summary of Fund Product Information and this announcement will also be published on the specified websites (including the Company's website: www.fund. pingan. com) And CSRC fund electronic disclosure website（ http://eid.csrc.gov.cn/fund ）On. Investors can also download the fund application form and learn about the fund raising through the company's website.
18. For details of the sales outlets, account opening, subscription and other matters of each sales agent, please consult with each sales agent.
After the end of the Fund raising period, the Fund Manager shall determine the list of the subscription and redemption agents of the Fund (also referred to as "primary dealers"), report it to the Shanghai Stock Exchange, and make an announcement after being approved by the relevant departments. After the listing of the Fund, investors whose designated transactions are not in the primary dealer can only buy and sell the Fund in the secondary market. If investors need to purchase and redeem the Fund, they must designate or transfer the designated transactions to the primary dealer.
19. Risk warning
Securities investment fund is a long-term investment tool, whose main function is to diversify investment and reduce the individual risk brought by investing in a single security. Securities investment funds are different from bank deposits, bonds and other financial instruments that can provide fixed income expectations. When investors buy funds, they may not only share the income generated by fund investment according to their shares, but also bear the losses caused by fund investment. The Fund is an equity fund, and its expected risks and returns are higher than those of hybrid funds, bond funds and money market funds. At the same time, the Fund is a transactional open-ended index fund, which tracks the performance of the underlying index using the full replication method, and has similar risk return characteristics to the food and beverage industry theme index and the stocks it represents.
Securities investment funds are divided into stock funds, hybrid funds, bond funds, funds in funds, money market funds and other different types. Investors who invest in different types of funds will obtain different income expectations and bear different degrees of risk. Generally speaking, the higher the expected return of a fund, the greater the risk that investors will bear.
Changes in the net value of fund shares due to conversion, dividend distribution and other behaviors will not change the risk return characteristics of the fund, reduce the investment risk of the fund or increase the investment return of the fund. The Fund raises funds at the selling face value of 1.00 yuan, or the net value of fund units is adjusted to the selling face value of 1.00 yuan or around 1.00 yuan due to conversion, dividend and other acts. Under the influence of market fluctuations and other factors, the fund investment may still suffer losses or the net value of the fund may still be lower than the selling face value.
The Fund invests in the securities market, and the net value of the Fund will fluctuate due to the fluctuation of the securities market and other factors. Before investing in the Fund, investors need to fully understand the product characteristics of the Fund, fully consider their own risk tolerance, rationally judge the market, and make independent decisions on the willingness, timing, quantity and other investment behaviors of the Fund, And bear all kinds of risks arising from the Fund's investment, including market risk, management risk, professional ethics risk, compliance risk, specific risks of the Fund and other risks. Specific risks include: the risk of deviation between the return of the underlying index and the average return of the stock market, the risk of volatility of the underlying index, the risk of deviation between the return of the fund portfolio and the return of the underlying index, the risk of tracking error control failing to reach the agreed target, the risk of changes in the underlying index, the risk of the index compiling agency ceasing to service, the risk of trading price discounts and premiums in the secondary market of fund shares The risk of component stock suspension, the risk of referring to IOPV decision and IOPV calculation error, delisting risk, the risk of investors' purchase failure, the risk of investors' redemption failure, the risk of realization of fund share redemption consideration, arbitrage risk, the risk of errors in the purchase and redemption list, the liquidity risk of the secondary market, the risk of third-party institutions' services, and the risk of cash refund and replacement. Under the current settlement rules, the fund units subscribed by investors can be sold on the same day, and the stocks redeemed by investors can be sold on the same day. Therefore, in case of settlement default of the agent securities firm handling the subscription business for investors, investors will not be able to obtain the fund shares that have not been sold on the day of subscription in time and in full, and investors' interests may be affected.
The investment scope of the Fund includes depositary receipts. In addition to the common risks faced by other funds only in Shanghai and Shenzhen stock markets, the Fund will also face special risks of investing in depositary receipts, such as the risk of significant fluctuations in the price of depositary receipts and even large losses, as well as the risk of investing in innovative enterprise issuers, overseas issuers For the risks related to the issuance mechanism and trading mechanism of China Depositary Receipts, see the Prospectus of the Fund.
Investment is risky. When subscribing (or subscribing) the Fund, investors should carefully read the Fund's prospectus, fund contract, fund product information summary and other information disclosure documents, understand the risk return characteristics of the Fund, and judge whether the Fund is suitable for the risk tolerance of investors according to their own investment purpose, investment period, investment experience, asset status, etc.
The Fund Manager shall manage and use the Fund assets in accordance with the principles of due diligence, good faith, prudence and diligence. The Fund Manager does not guarantee that the investment in the Fund will be profitable, nor does it guarantee the minimum return.
The past performance of the Fund does not represent its future performance. The performance of other funds managed by the Fund Manager does not constitute a guarantee for the performance of the Fund.
The Fund Manager reminds investors of the principle of "buyer's responsibility" for fund investment. After investors make investment decisions, the investment risks caused by changes in the operation status of the fund and the net value of the fund shall be borne by the investors themselves.
20. The Fund Manager reserves the right to interpret this announcement.
1、 Basic information of fund raising
1. Fund name
Ping An CSI Segmented Food and Beverage Industry Theme Trading Open Index Securities Investment Fund
Abbreviation:
Food industry
Abbreviation of extension:
ETF of food and beverage industry
Fund code:
Fund subscription code: 516173; Fund secondary market transaction code: 516170; Fund primary market redemption code: 516171
2. Fund type
Equity Securities Investment Fund
3. Fund operation mode
Transaction oriented and open
4. Duration of the Fund
Irregular
5. Selling face value of fund units
RMB 1.00
6. Investment objectives
Closely track the exponential performance of the target, and pursue the minimization of tracking deviation and tracking error. The Fund strives to control the absolute value of daily average tracking deviation within 0.2% and the annual tracking error within 2%.
7. Target index and performance benchmark
The underlying index of the Fund is the subject index of the food and beverage industry of China Securities.
The benchmark of the Fund's performance comparison is the return rate of the underlying index, that is, the return rate of the theme index of the food and beverage industry of the CSI segment.
8. Raising scale ceiling and arrangement
The upper limit of the total initial offering scale of online cash subscription and offline cash subscription of the Fund (hereinafter referred to as "cash subscription") is 1.5 billion yuan (excluding the interest and subscription fees during the offering period).
(1) The cash subscription is controlled by means of "full process proportional confirmation". Specific processing methods are as follows:
1) After the raising, if all the cash subscription valid subscription applications within the raising period of the Fund are confirmed and do not exceed 1.5 billion yuan, all the cash subscription valid subscription applications submitted by investors during the raising period will be confirmed.
2) After the end of the raising, if all the effective subscription applications for cash subscription during the raising period of the Fund exceed 1.5 billion yuan after confirmation, the effective subscription applications for cash subscription during the raising period will be partially confirmed in the principle of "full scale confirmation", and the unconfirmed part will be returned to investors after the end of the raising period. When the proportion confirmation occurs, the Fund Manager will timely announce the proportion confirmation and results. The calculation method of the confirmed proportion of subscription application is as follows (excluding the interest in the raising period):
The confirmed proportion of effective subscription application in the raising period=1.5 billion yuan/(effective online cash subscription share in the raising period+effective offline cash subscription share in the raising period) × 1.00.
The confirmed shares of investors' effective subscription applications for online cash subscription and offline cash subscription=the effective subscription shares submitted by investors during the raising period × the confirmed proportion of effective subscription applications during the raising period
3) In case of partial confirmation, the Fund's registration and clearing institution will partially confirm the effective subscription application units of each cash subscription in the raising period in accordance with the proportion of effective subscription application confirmation in the raising period. Due to the precision of processing the details of each subscription, the finally confirmed effective subscription units of the Fund's cash subscription (excluding the interest in the raising period) It may be slightly higher or lower than 1.5 billion. The confirmed shares of the final investor's effective subscription application are not subject to the minimum subscription limit. The confirmation result of the final subscription application shall be subject to the calculation and confirmation result of the Fund's registration and clearing institution.
After the Fund Contract takes effect, the Fund will not be subject to the upper limit of the above raised scale.
9. Raising objects
Individual investors, institutional investors, qualified foreign institutional investors and RMB qualified foreign institutional investors who can invest in securities investment funds in accordance with laws and regulations, and other investors who are permitted by laws and regulations or the CSRC to purchase securities investment funds.
10. Sales related organizations
(1) Main sales coordinator:
Shenwan Hongyuan Securities Co., Ltd
Registered address: Floor 45, No. 989, Changle Road, Xuhui District, Shanghai
Office address: Floor 45, No. 989, Changle Road, Xuhui District, Shanghai
Legal representative: Yang Yucheng
Contact: Chen Yu
Tel: 021-33388214
Fax: 021-33388224
Customer service hotline: 95523 or 4008895523
Website: www.swhysc.com
(2) Fund unit sales agency
For the detailed list, see "(III) Fund unit selling institutions" in "IX. Relevant parties or intermediaries of this offering" of this announcement.
The Fund Manager may, in accordance with the requirements of relevant laws and regulations, select other institutions that meet the requirements to sell the Fund as an agent and make timely announcements.
11. Fund raising schedule, raising scale and effectiveness of fund contract
(1) The raising period of the Fund shall not exceed three months from the date of sale of the Fund units.
(2) The Fund will be publicly offered from July 9, 2021 to August 10, 2021. Investors can choose online cash subscription and offline cash subscription. Among them, the selling date of online cash subscription is from August 6, 2021 to August 10, 2021, and the selling date of offline cash subscription through fund managers and selling agents is from July 9, 2021 to August 10, 2021. During the offering period, the Fund is offered to both individual investors and institutional investors. The Fund Manager may terminate the offering in advance according to the subscription and market conditions.
(3) Within three months from the date of sale of the Fund units, the Fund Manager may decide to stop the sale of the Fund upon the expiration of the Fund raising period or in accordance with laws, regulations and the Prospectus, provided that the total number of units raised by the Fund is not less than 200 million, the amount raised by the Fund is not less than 200 million yuan and the number of effective subscribers of the Fund units is not less than 200, It shall also employ a legal capital verification institution to verify the capital within 10 days from the date of completion of the offering, and handle the fund filing procedures with the CSRC within 10 days from the date of receipt of the capital verification report.
If the fund raising meets the requirements for fund filing, the Fund Contract shall come into force as of the date when the fund manager completes the fund filing procedures and obtains the written confirmation from the CSRC; Otherwise, the Fund Contract will not take effect. The Fund Manager shall announce the effectiveness of the Fund Contract on the next day after receiving the confirmation document from the CSRC.
(4) Upon the expiration of the fund raising period, if the Fund meets the conditions for the effectiveness of the fund contract as prescribed by laws and regulations, the Fund Manager shall announce the effectiveness of the fund contract after going through the procedures for fund capital verification and filing in accordance with the provisions. The funds raised during the fund raising period shall be deposited into a special account and shall not be used by anyone before the end of the fund raising.
The interest generated by the effective subscription funds for offline cash subscription through the fund manager during the raising period will be converted into fund units and owned by investors, of which the interest transfer units shall be subject to the records of the fund manager; The interest generated from the effective subscription funds for online cash subscription and offline cash subscription through the selling agency after the clearing and settlement of the registration and clearing institution and before being transferred to the special fund custody account shall be included in the fund property and not converted into the fund shares of investors.
(5) When the fund raising period expires and the conditions for the effectiveness of the fund contract are not met, or the fund contract cannot be effective due to force majeure during the fund raising period, the fund raising fails. The Fund Manager shall, with its inherent property, bear the debts and expenses arising from the fund raising, return the subscription funds paid by the investors within 30 days after the expiration of the fund raising period, and add the interest of the current deposit of the bank for the same period.
2、 Subscription method and relevant regulations
1. Subscription method
The Fund is subscribed in units.
2. Subscription rate
The subscription fees of the Fund shall be borne by the investors. Investors can subscribe to the Fund for many times, and the subscription rate is calculated separately for each subscription application.
The subscription rate of the Fund is as follows:
Subscription rate of subscription unit (M)
M ＜ 1 million shares 0.8%
1 million shares ≤ M ＜ 3 million shares 0.5%
3 million shares ≤ M ＜ 5 million shares 0.3%
M ≥ 5 million copies RMB 1000 per transaction
When handling offline cash subscription, the fund manager may charge subscription fees at the rate shown in the table above. The selling agent may charge a certain commission according to the above rate structure when handling online cash subscription and offline cash subscription.
3. Subscription fee calculation formula and collection method
(1) For investors who make online cash subscription, the subscription is applied for by fund shares. The calculation formula of subscription commission and subscription amount is:
1) When the subscription commission applies the proportional rate:
Subscription amount=subscription price × subscription share × (1+commission rate)
Subscription commission=subscription price × subscription share × commission ratio
2) When subscription commission applies to fixed fee:
Subscription commission=fixed fee
Subscription amount=subscription price × subscription share+fixed fee
The subscription commission shall be collected by the selling agent, and the investor shall pay the subscription commission in cash.
For example: an investor subscribes 100000 shares of the Fund through the selling agency through online cash. Assuming that the commission rate confirmed by the selling agency is 0.80%, the amount of funds to be prepared is calculated as follows:
Subscription commission=1.00 × 100000 × 0.80%=800.00 yuan
Subscription amount=1.00 × 100000 × (1 ＋ 0.80%)=100800.00 yuan
That is, if the investor subscribes 100000 shares of the Fund through online cash through the selling agency, he shall pay the subscription amount of 100800.00 yuan, including the subscription commission of 800.00 yuan.
(2) For investors who make offline cash subscription through the fund manager, the subscription is applied for by fund shares. The calculation formula of subscription fee and subscription amount is:
1) When the subscription fee is applicable to the proportional rate:
Subscription fee=subscription price × subscription share × subscription rate
Subscription amount=subscription price × subscription share × (1+subscription rate)
Share of interest conversion=interest/subscription price
2) When the subscription fee applies to the fixed fee:
Subscription fee=fixed fee
Subscription amount=subscription price × subscription share+fixed fee
Share of interest conversion=interest/subscription price
The subscription fee shall be collected by the fund manager, and the investor shall pay the subscription fee in cash. The interest generated from offline cash subscription funds during the fund raising period will be converted into fund units and owned by the fund unit holders.
For example, an investor subscribes 500000 shares of the Fund through the fund manager in the form of offline cash. Assuming that the interest generated by the subscription amount is 10.81 yuan, the investor's subscription amount and the converted shares of interest during the raising period are:
Subscription fee=1.00 × 500000 × 0.80%=4000.00 yuan
Subscription amount=1.00 × 500000 × (1 ＋ 0.80%)=504000.00 yuan
Suppose that the fund generated interest of 10.81 yuan during the period of raising, then
Share of interest conversion=10.81/1.00=10 (reserved to integer)
That is, if the investor subscribes 500000 shares of the Fund through the fund manager in the form of offline cash, he needs to pay the subscription amount of 504000.00 yuan, of which the subscription fee is 4000.00 yuan, and can obtain 10 shares of interest conversion and 500010 shares of the Fund.
For investors who make offline cash subscription through the selling agent, the subscription is applied for by fund shares. The calculation of subscription commission and subscription amount is the same as that of online cash subscription through the selling agent.
4. Subscription restrictions
Online cash subscription is applied for by fund shares. Each subscription share of a single account shall be 1000 shares or its integral multiple, and the maximum number shall not exceed 99999000 shares. Investors can subscribe for multiple times, and there is no upper limit for the cumulative subscription shares, except for the upper limit of the raising scale specified in this announcement. The offline cash subscription is applied for by fund shares. If the investor handles offline cash subscription through the selling agency, each subscription share must be 1000 shares or its integral multiple; If the investor handles offline cash subscription through the fund manager, each subscription must be more than 50000 shares (including 50000 shares). Investors can subscribe for multiple times, and there is no upper limit for the cumulative subscription shares, except for the upper limit of the raising scale specified in this announcement.
5. Treatment method of raised fund interest
The interest generated by the effective subscription funds for offline cash subscription through the fund manager during the raising period will be converted into fund units and owned by investors, of which the interest transfer units shall be subject to the records of the fund manager; The interest generated from the effective subscription funds for online cash subscription and offline cash subscription through the selling agency after the clearing and settlement of the registration and clearing institution and before being transferred to the special fund custody account shall be included in the fund property and not converted into the fund shares of investors.
7. Funds and expenses during the raising period
The funds raised during the fund raising shall be deposited into a special account and shall not be used by anyone before the end of the fund raising.
3、 Investor account opening
The investor shall have a securities account when subscribing to the Fund. The securities account refers to the A-share account or fund account of Shanghai Stock Exchange.
（1） If investors need to open new securities accounts, they should pay attention to:
1. The fund account can only be used for cash subscription and secondary market transactions of the fund. If investors need to use the Shanghai Stock Exchange listed stocks in the CSI food and beverage industry theme index component stocks or alternative component stocks to participate in the subscription and redemption of the fund, they should open a Shanghai Stock Exchange A-share account;
2. The designated transaction cannot be handled on the account opening day, and it is recommended that investors handle the account opening procedures at least 2 working days before the subscription.
（2） If the investor has opened a securities account, it should be noted that:
1. If the investor does not handle the designated transaction or the designated transaction is in a securities company that does not handle the fund sale business, it needs to handle the designated transaction or transfer the designated transaction to a securities company that can handle the fund sale business.
2. Investors who handle designated transactions or transfer designated transactions on the same day cannot subscribe on the same day. It is suggested that investors handle designated transactions or transfer designated transactions 1 working day before subscription.
3. Institutional investors using special trading units need not handle designated transactions.
（3） Precautions for account use
The open-ended fund account of Ping An Fund Management Co., Ltd. owned by the investor who has purchased the fund with Ping An Fund Management Co., Ltd. as the registration and clearing institution cannot be used to subscribe the Fund.
4、 Procedures for online cash subscription
（1） Business processing time: 9:30-11:30 am and 1:00-3:00 pm from August 6, 2021 to August 10, 2021 (Saturday, Sunday and statutory holidays are not accepted).
（2） Subscription procedures: investors directly handle the subscription through the offering agency.
1. Open A share account or securities investment fund account of Shanghai Stock Exchange.
2. Before subscription, sufficient subscription funds shall be deposited into the capital account.
3. Investors can apply for subscription entrustment by filling in the subscription entrustment form, magnetic card entrustment, online entrustment and other ways. Multiple applications can be made. Once the application is confirmed, the subscription funds will be frozen.
5、 Procedures for offline cash subscription
（1） Direct selling mechanism
1. Business processing time: 9:30-17:00 from July 9, 2021 to August 10, 2021 (Saturday, Sunday and legal holidays are not accepted).
2. Subscription limit:
The offline cash subscription is applied for by fund shares. If an investor handles offline cash subscription through the fund manager, each subscription must be more than 50000 shares (including 50000 shares). Investors can subscribe for multiple times, and there is no upper limit for the cumulative subscription shares, except for the upper limit of the raising scale specified in this announcement.
3. The investor must first open a Shanghai A-share account or a Shanghai Securities Investment Fund account, and then provide the following information to the company's direct sales outlets to handle the fund subscription procedures:
(1) Individual investors;
1) ETF Fund Business Transaction Application Form (completed and signed or sealed)
2) Copy of my valid ID card signature
3) Copy of Securities Account Opening Confirmation
4) Sign the Questionnaire on Risk Tolerance of Individual Investors
(2) Institutional investors:
1) ETF Fund Business Transaction Application Form (completed and sealed)
2) Copy of Securities Account Opening Confirmation (official seal)
3) Copy of valid ID card of the handler (official seal)
4) Copy of business license (official seal)
5) Power of Attorney for Fund Business (completed and sealed)
6) Sign the Questionnaire on Institutional Investors' Risk Tolerance
4. Before 16:30 on the subscription day, remit the full amount of subscription funds to any special direct sales account designated by the Company:
(1) Account name: Direct sale clearing account of Ping An Fund Management Co., Ltd
Bank account: 01225000000624
Opening bank: Guiyuan Branch of Shenzhen Branch of Ping An Bank
Large amount payment No.: 307584021120
(2) Account name: Sales account of Ping An Fund Management Co., Ltd
Bank account: 4000020829200412316
Bank of deposit: Bagualing Sub branch of Shenzhen Branch of Industrial and Commercial Bank of China
Large amount payment No.: 102584002081
(3) Account name: Ping An Fund Management Co., Ltd
Bank account: 44201503500059188168
Bank of deposit: Futian Branch of Shenzhen Branch of China Construction Bank
Large amount payment No.: 105584000407
(4) Account name: Ping An Fund Management Co., Ltd. (client)
Bank account: 443066450018010046284
Bank of deposit: Xuefu Branch of Shenzhen Branch of Bank of Communications
Large amount payment No.: 301584000467
(5) Account name: Sales account of Ping An Fund Management Co., Ltd
Bank account: 41-005000040018488
Bank of deposit: Central Branch of Shenzhen Branch of Agricultural Bank of China
Large amount payment No.: 103584000507
(6) Account name: Special account for sales of Ping An Fund Management Co., Ltd
Bank account: 337010100101234454
Bank of deposit: Industrial Bank Shenzhen Branch Business Department
Large amount payment No.: 309584005014
(7) Account name: Ping An Fund Management Co., Ltd. (sales account)
Bank account: 767963010571
Bank of deposit: Shekou Wanggu Branch of Shenzhen Branch of Bank of China
Large amount payment No.: 104584001493
(8) Account name: Sales account of Ping An Fund Management Co., Ltd
Bank account: 755918093810802
Opening bank: Shenzhen Bay Branch of Shenzhen Branch of China Merchants Bank
Large amount payment No.: 308584001303
The above eight accounts can be used to transfer funds. The bank account name must be filled in completely, including all contents in brackets and brackets.
If the investor fails to transfer the subscription amount according to the above method, resulting in invalid subscription, Ping An Fund Management Co., Ltd. and the bank of the special account for direct selling will not bear any responsibility.
(1) When the investor fills in the transfer voucher in the bank, please specify the purpose.
(2) Only when an individual investor submits an application on the same day and the subscription funds arrive at the account within the specified time on the same day can it be regarded as a valid application; If the subscription funds of individual investors are not received on the date of receipt, the application submitted on the date of receipt of the actual funds can be regarded as a valid application; If the subscription funds of individual investors arrive on the same day, but later than the specified time, the application submitted on the same day can be postponed to the next working day for acceptance.
5. The following circumstances will be deemed as invalid subscription, and the funds will be returned to the capital settlement account designated by the investor:
(1) The investor has paid, but has not gone through the account opening procedures or failed to open an account;
(2) The investor has paid, but has not handled the subscription application or the subscription application has not been confirmed;
(3) The amount paid by the investor is less than the subscription amount applied for by the investor;
(4) The investor's payment time is later than the time specified by the company on the day when the fund subscription ends;
(5) Other circumstances that lead to invalid subscription.
（2） Selling Agency
1. Subscription time: 9:30 to 16:30 from July 9, 2021 to August 10, 2021 (not accepted on Saturdays, Sundays and holidays). The specific business processing time is determined by the selling agent.
2. Subscription procedures: investors directly handle the subscription through the offering agency.
(1) Open A share account or securities investment fund account of Shanghai Stock Exchange.
(2) Before subscription, sufficient subscription funds shall be deposited into the capital account.
(3) The investor shall fill in the subscription authorization form, and fill in the application form of authorization entrusted to the selling agency. Once the declaration is confirmed, the subscription funds will be frozen.
6、 Clearing and settlement
1. The funds raised during the fund raising shall be deposited into a special account and shall not be used by anyone before the end of the fund raising.
2. The interest generated by the effective subscription funds for offline cash subscription through the fund manager during the raising period will be converted into fund units and owned by investors, of which the interest transfer units shall be subject to the records of the fund manager; The interest generated from the effective subscription funds for online cash subscription and offline cash subscription through the selling agency after the clearing and settlement of the registration and clearing institution and before being transferred to the special fund custody account shall be included in the fund property and not converted into the fund shares of investors.
3. On the T day, through the offline cash subscription application submitted by the fund manager, the fund manager will clear and settle the effective subscription funds on the T+2 day, and transfer the subscription funds to the special fund raising account opened by the fund manager in advance. The interest generated by the effective subscription funds for offline cash subscription through the fund manager during the raising period will be converted into fund units and owned by investors, of which the interest transfer units shall be subject to the records of the fund manager; The interest generated from the effective subscription funds for online cash subscription and offline cash subscription through the selling agency after the clearing and settlement of the registration and clearing institution and before being transferred to the special fund custody account shall be included in the fund property and not converted into the fund shares of investors;
The offline cash subscription application submitted by the selling agency on T day will be frozen by the selling agency. After summarizing the offline cash subscription applications submitted by each investor's account, each selling agency submits online cash subscription applications on behalf of the investor through the online pricing and issuance system of Shanghai Stock Exchange. After that, the registration and clearing institution will conduct clearing and settlement, and send the effective subscription data to the offering coordinator, who will transfer the actually paid subscription funds to the special fund raising account opened in advance by the fund manager.
After the fund contract takes effect, the registration and clearing institution shall conduct the initial registration of the investors' subscribed units according to the detailed data of the investors' net subscribed units provided by the fund manager.
4. The equity registration of the Fund shall be completed by the registration and clearing institution after the fund raising.
7、 Capital verification of fund assets and effectiveness of fund contract
1. After the closing of the offering, the Fund Manager shall, according to the data confirmed by the registration authority, transfer the effective subscription funds (excluding subscription fees/commissions), the interest generated and the effective subscription application funds into the special account of the custodian, and the Fund Manager shall entrust an accounting firm conforming to the provisions of the Securities Law of the People's Republic of China to verify the fund assets and issue a report, The registration authority shall issue the certificate of the number of subscribers.
2. If the fund contract meets the conditions for entry into force, the fund manager shall announce that the fund contract will come into force after going through the fund capital verification and filing procedures in accordance with the provisions.
3. If the Fund Contract fails to take effect, the Fund Manager, the Fund Custodian and the Offering Agent shall not request remuneration. All fees paid by the Fund Manager, the Fund Custodian and the Sales Agency for the Fund raising shall be borne by each party, and the raised funds plus the interest of the bank's current deposit of the same period shall be returned to the Fund Subscriber within 30 days after the end of the raising period. The registration and clearing institution and the selling agent will assist the Fund Manager in completing the return of relevant funds.
8、 Related parties or intermediaries in this offering
（1） Fund manager
Name: Ping An Fund Management Co., Ltd
Office address: 34/F, Ping An Financial Center, 5033 Yitian Road, Futian Street, Futian District, Shenzhen
Legal representative: Luo Chunfeng
Time of establishment: January 7, 2011
Customer service telephone: 400-800-4800
Tel.: 0755-22623179
Fax: 0755-23990088
Contact: Ma Jie
Website: www.fund.pingan.com
（2） Fund Custodian
Name: Bank of Nanjing Co., Ltd
Registered address: No. 288, Zhongshan Road, Xuanwu District, Nanjing
Time of establishment: February 6, 1996
Legal representative: Hu Shengrong
Registered capital: RMB 10007016973
Contact: Li Hengyi
Tel: 025-83177166
（3） Fund unit selling institution
1. Direct selling institutions for offline cash sales:
Ping An Fund Management Co., Ltd. Direct Sales Center
Address: 34/F, Ping An Financial Center, 5033 Yitian Road, Futian Street, Futian District, Shenzhen
Tel.: 0755-22627627
Fax: 0755-23990088
Contact: Zheng Quan
Website: www.fund.pingan.com
Customer service telephone: 400-800-4800
2. Online cash selling agency
The online cash sale is handled through the member units of Shanghai Stock Exchange with fund sales business qualification, and the specific list can be queried on the website of Shanghai Stock Exchange.
3. Offline cash selling agency
1) Oriental Fortune Securities Co., Ltd
Registered address: Building 10, International Headquarters City, Liuwu New District, Lhasa, Tibet Autonomous Region
Office address: 16/F, Oriental Fortune Building, No. 88, Wanping South Road, Xuhui District, Shanghai
Legal representative: Xu Weiqin
Contact: Fu Jia
Tel: 021-23586603
Customer service hotline: 95357-8
website: http://www.18.cn/
2) Essence Securities Co., Ltd
Registered address: Unit A02, 35/F and 28/F, Allianz Building, No. 4018, Jintian Road, Futian District, Shenzhen
Office address: Unit A02, 35/F and 28/F, Allianz Building, No. 4018, Jintian Road, Futian District, Shenzhen
Legal representative: Huang Yanxun
Customer service telephone: 400-800-1001
Website: www.essence.com.cn
3) Ping An Securities Co., Ltd
Registered address: 22-25/F, Block B, Ping An Financial Center, 5023 Yitian Road, Futian Street, Futian District, Shenzhen
Office address: 22-25/F, Block B, Ping An Financial Center, 5023 Yitian Road, Futian Street, Futian District, Shenzhen
Legal representative: He Zhijiang
Customer service hotline: 95511-8
Fax: 0755-82400862
Website: www.stock.pingan.com
4) Shenwan Hongyuan Western Securities Co., Ltd
Registered address: Room 2005, 20th Floor, Dacheng International Building, No. 358, Beijing South Road, High tech Zone (New Urban Area), Urumqi, Xinjiang
Office address: Room 2005, 20th Floor, Dacheng International Building, No. 358, Beijing South Road, High tech Zone (New Urban Area), Urumqi, Xinjiang
Legal representative: Wang Xianjun
Fax: 0991-2301927
Contact: Wang Huaichun
Customer service telephone: 400-800-0562
Website: www.hysec.com
5) Shenwan Hongyuan Securities Co., Ltd
Registered address: Floor 45, No. 989, Changle Road, Xuhui District, Shanghai
Office address: Floor 45, No. 989, Changle Road, Xuhui District, Shanghai
Legal representative: Yang Yucheng
Contact: Chen Yu
Tel: 021-33388214
Fax: 021-33388224
Customer service hotline: 95523 or 4008895523
Website: www.swhysc.com
6) China Galaxy Securities Co., Ltd
Registered address: 2-6/F, No. 35, Financial Street, Xicheng District, Beijing
Office address: Qinghai Finance Building, Building 1, Yard 8, Xiying Street, Fengtai District, Beijing
Legal representative: Chen Gongyan
Contact: Xin Guozheng
Customer service telephone: 400-8888-888/95551
Fax: 010-83574807
Website: www.chinastock.com.cn
7) CICC Wealth Securities Co., Ltd
Registered address: Unit 01.02.03.05.11.12.15.16.18.19.20.1.22.23, Floor 18-21 and Floor 04, Building A, Rongchao Business Center, the junction of Yitian Road and Fuzhong Road, Futian District, Shenzhen
Office address: Floor 04, 18 to 21, Building A, Rongchao Business Center, the junction of Yitian Road and Fuzhong Road, Futian District, Shenzhen
Legal representative: Gao Tao
Customer service hotline: 95532, 400-600-8008
Fax: 0755-82026539
website: http://www.ciccwm.com
8) CITIC Securities (Shandong) Co., Ltd
Registered address: Room 1507-1510, Floor 15, Aucma Building, No. 29, Miaoling Road, Laoshan District, Qingdao
Office address: Floor 20, Building 1, Qingdao International Finance Plaza, 222 Shenzhen Road, Laoshan District, Qingdao
Legal representative: Jiang Xiaolin
Customer service hotline: 95548
Fax: 0532-85022605
Website: sd.citics.com
9) CITIC Securities Co., Ltd
Registered address: North Block, Excellence Times Square (Phase II), No. 8, Zhongxin Third Road, Futian District, Shenzhen, Guangdong Province
Office address: CITIC Securities Building, 48 Liangmaqiao Road, Chaoyang District, Beijing
Legal representative: Zhang Youjun
Contact: Du Jie
Tel.: 010-60838888
Fax: 010-60836029
Customer service hotline: 95548
Website: www.cs.ecitic.com
10) CITIC Securities South China Co., Ltd
Registered address: 19th and 20th floors of the main tower of Guangzhou International Finance Center, No. 5, Zhujiang West Road, Tianhe District, Guangzhou
Office address: 19th and 20th floors of the main tower of Guangzhou International Finance Center, No. 5, Zhujiang West Road, Tianhe District, Guangzhou
Legal representative: Hu Fuyun
Customer service telephone: 95548
Fax: 020-88836984
Website: www.gzs.com.cn
4. The Fund Manager may, in accordance with the relevant laws and regulations, select other institutions that meet the requirements to sell the Fund on behalf of the Fund Manager, and publish them on the Fund Manager's website.
（4） Registration Authority
Name: China Securities Depository and Clearing Corporation Limited
Address: No. 17, Taipingqiao Street, Xicheng District, Beijing
Office address: No. 17, Taipingqiao Street, Xicheng District, Beijing
Legal representative: Dai Wenhua
Tel.: 010-50938782
Fax: 010-50938991
Contact: Zhao Yiqing
（5） Law firm and handling lawyer
Law firm: Shanghai Tongli Law Firm
Address: 19/F, Times Financial Center, 68 Yincheng Middle Road, Shanghai
Person in charge: Han Jiong
Tel.: 021-31358666
Fax: 021-31358600
Handling lawyers: Liming, Chen Yinghua
Contact: Chen Yinghua
（6） Accounting firm and handling certified public accountant
Accounting firm: PricewaterhouseCoopers Zhongtian Certified Public Accountants (special general partnership)
Address: 6/F, DBS Building, 1318 Lujiazui Ring Road, Pudong New Area, Shanghai
Office address: 11/F, PricewaterhouseCoopers Center, No. 2 Enterprise World, 202 Hubin Road, Huangpu District, Shanghai
Legal representative: Li Dan
Tel: (021) 23238888
Fax: (021) 23238800
Handling CPA: Guo Suhong, Li Chong
Contact: Li Chong
Ping An Fund Management Co., Ltd
July 6, 2012