Huatai Baoxing Robust Allocation Three month Holding Period Hybrid Fund
(FOF) Fund product information summary
Prepared on: June 5, 2021
This summary provides important information about the Fund and is part of the Prospectus.
Please read the complete prospectus and other sales documents before making an investment decision.
Date of delivery: June 5, 2021
1、 Product Overview
Huatai Baoxing Robust Configuration
Short name of fund Three month holding hybrid fund code 012514
（FOF）
Huatai Baoxing Fund Management Industrial and Commercial Bank of China Limited
Fund Manager Fund Custodian
Limited Company Division
Effective date of fund contract-
Fund type Fund transaction currency RMB
The Fund sets
Minimum holding period of three months
Limit, that is, since the fund contract comes into effect
Date or confirmation date of fund share subscription
Monthly reconciliation three months after the date
Operation mode During the period of other open frequency days, investors cannot
Apply for redemption; Three on that day
After month to day
The investor may apply for redemption.
If there is no corresponding day in this month
If it is due, it shall be postponed to the next day.
Liu Jianfeng, the fund manager, began to serve as the fund
-
Date of fund manager
Securities practice date July 1, 2011
2、 Fund investment and net worth performance
（1） Investment objectives and strategies
On the premise of strictly controlling risks and maintaining good liquidity of fund assets,
The investment objective is to deeply explore and select funds to build investment portfolio and strive to obtain long-term benefits for fund share holders
Robust excess return.
The Fund invests in publicly offered funds approved or registered by the CSRC according to law
(hereinafter referred to as "mutual fund"), domestic legally issued and listed stocks, bonds and other financial
Investment scope instruments and other financial instruments permitted by laws and regulations or the CSRC to be invested by the Fund. specific
Including: public funds (including stock funds, hybrid funds, bond funds
Money market funds, QDII funds, ETF funds, LOF funds, commodity futures funds and their
Public offering of securities investment funds approved or registered by the CSRC), stocks (including
SME Board, GEM and other stocks approved by the CSRC for listing), bonds (including
National debt, financial bonds, central bank bills, corporate bonds, corporate bonds, medium-term notes, local governments
Bonds, subordinated bonds, convertible bonds (including separately traded convertible bonds), exchangeable bonds, short-term
Financing bonds, etc.), bond repurchase, bank deposits (including negotiated deposits, time deposits and
Other deposits), asset-backed securities, interbank deposit receipts, cash and other assets, as well as laws and regulations
Or other financial instruments permitted by the CSRC to be invested by the Fund (subject to compliance with the requirements of the CSRC
).
Other varieties allowed by laws and regulations or regulators to be invested by the Fund in the future
After performing the appropriate procedures, the manager can include it in the scope of investment, and
Effective laws and regulations should adjust the scope of investment in a timely and reasonable manner.
The proportion of the Fund's investment portfolio is: the Fund's investment has been approved by the CSRC according to law
Or the proportion of registered publicly offered fund units is not less than 80% of the Fund's assets
Proportion in equity assets (including stocks, equity funds and hybrid funds)
0% - 50% of fund assets; At the end of each trading day, the cash or maturity date is within one year
Of government bonds is not less than 5% of the net asset value of the fund, and cash does not include settlement provisions, deposits
Deposits, subscription receivables, etc.
1. Asset allocation strategy
(1) Strategic asset allocation: the income performance of various assets consists of economic growth and enterprise profit
Profit, price level, asset valuation level and other factors. In the long run,
These decisive factors have their own cyclical fluctuations. Based on this theory, the Fund
Flexible asset allocation strategy will be adopted to determine various categories of assets through the scoring system of major categories of assets
The strategic asset allocation proportion center in the Fund's assets.
(2) Tactical asset allocation: the long-term returns of various assets are determined by macroeconomic and valuation
Level and other factors, but market sentiment changes due to various uncertain events
It will also cause the market to face short-term trend opportunities or retreat risks. In order to strengthen capital
For the effectiveness of asset allocation and the stability of fund income, the fund manager can
Main investment strategies
Market judgment in the short and medium term, using asset optimization model within the scope of strategic asset allocation
Make short-term adjustments.
2. Fund investment strategy
After determining the allocation proportion of various categories of assets through strategic and tactical asset allocation analysis
After that, the sub funds in various categories of assets will be further screened. The Fund will be based on cash
There is systematic research on fund products, through the combination of quantitative analysis and qualitative analysis,
Select high-quality products suitable for various market styles from various funds as the target of asset allocation
Of.
3. Stock investment strategy; 4. Bond investment strategy; 5. Asset backed securities investment policy
slightly
Performance comparison benchmark: CSI 300 index yield * 25%+China Bond total index (full price) yield * 75%
The Fund is a hybrid fund, and its risk and expected return are lower than those of equity based funds
Risk return characteristics
Gold, higher than bond funds and money market funds.
（2） Portfolio Asset Allocation Chart/Regional Allocation Chart
None.
（3） The annual net value growth rate of the fund since the fund contract came into force/in the last ten years (whichever is shorter) and the same period
Comparison chart of performance benchmark
None.
3、 Expenses involved in investing in the Fund
（1） Fund sales related expenses
The following fees are charged in the process of subscribing/subscribing/redeeming funds:
Share (S) or amount (M)/holding period charge method/fee
Expense Type Remarks
Limit (N) rate
M ＜ 1000000 yuan 0.60% non pension customers
RMB 1000000 ≤ M ＜ RMB 3000000 0.40% non pension customers
Subscription fee
RMB 3000000 ≤ M ＜ RMB 5000000 0.20% non pension customers
5000000 yuan ≤ M 1000 yuan per non pension customer
M ＜ 1000000 yuan 0.80% non pension customers
RMB 1000000 ≤ M ＜ RMB 3000000 0.60% non pension customers
Subscription fee (pre charge)
RMB 3000000 ≤ M ＜ RMB 5000000 0.40% non pension customers
5000000 yuan ≤ M 1000 yuan per non pension customer
N ＜ 7 days 1.50% off market share
7 days ≤ N ＜ 30 days 0.75% off-site share
Redemption fee
30 days ≤ N ＜ 180 days 0.50% off-site share
180 days ≤ N 0% off market share
Subscription fee: Pension customers who subscribe for fund shares of the Fund through the fund manager's direct sales counter enjoy the subscription fee
Rate (including fixed subscription fee): zero discount.
Subscription fee: Pension customers who apply for the fund shares of the Fund through the fund manager's direct sales counter enjoy the subscription fee
Rate (including fixed subscription fee): zero discount.
（2） Fund operation related expenses
The following expenses will be deducted from the fund assets:
Fee category Charging method/annual fee rate
Management fee 0.80%
Custody fee 0.20%
Sales service fee/
Other fees 1. Information disclosure fees related to the Fund after the Fund Contract takes effect; 2、
Accounting fees, attorney fees and litigation related to the Fund after the Fund Contract takes effect
Costs of litigation and arbitration; 3. Expenses for the general meeting of fund share holders; 4. Base
Securities trading or settlement fees of gold; 5. Bank transfer fees of the Fund; 6、
Fund related account opening fees and account maintenance fees; 7. By country
As stipulated in relevant regulations and the Fund Contract, the fund assets may be disbursed
other expenses.
Note: The expenses and taxes incurred by the Fund in trading securities and funds shall be deducted from the Fund assets according to the actual amount incurred.
4、 Risk disclosure and important tips
（1） Risk disclosure
The Fund does not provide any guarantee. Investors may lose their investment principal.
Investment is risky, and investors should carefully read the Prospectus and other sales of the Fund when purchasing the Fund
File.
Fund share holders must understand and bear the following risks: (1) The unique risks of the Fund: the Fund
It is a fund in the fund, and the fund assets are mainly invested in the public offering certificate approved or registered by the CSRC according to law
Securities investment fund, so the change of the net value of the invested fund will affect the performance of the Fund. 1. Concentration wind
Risk: The fund portfolio managed by the same fund company may be in terms of investment style, heavy position securities, market judgment, etc
It has relatively high similarity, so when the Fund holds a high proportion of funds issued by the same fund company,
The Fund may face high concentration in market risk, credit risk, liquidity risk, etc
Decentralize risks. 2. The risk that the return of the invested fund does not meet the expectation: the establishment of the realization of the fund's investment objectives
On the basis of achieving the investment objectives of the invested fund. If the invested fund manager fails to realize the investment
Target, the Fund may fail to achieve its investment target. 3. Risk of style deviation of invested funds:
The fund selection strategy of the fund depends on the research and judgment of the style of the invested fund
The fund matched with the grid can obtain income. Therefore, when the investment style of the invested fund deviates, it will
There is a risk that the income of gold will not meet the expectation. 4. Liquidity risk caused by the invested fund:
Other fund units of the fund often have the right to restrict the holders' redemption and realization through "huge redemption clauses",
Therefore, the Fund may fail to realize all assets at the price of the invested fund when the redemption order is issued
Risk. 5. The transaction and holding of funds need to bear the risk of higher costs: the Fund's assets are mainly invested in
Fund units of other publicly offered securities investment funds, except other funds managed by the Fund Manager
No management fee will be charged for the fund portion, and no custody fee will be charged for other fund portions held in the custody of the Fund Custodian
No subscription fee and redemption fee will be charged for the purchase of other funds managed by the Fund Manager (excluding the funds that should be
The part included in the fund assets), sales service fees, etc., and the relevant fund expenses borne by the fund in the fund may be more than
Ordinary open-end funds are high. 6. Related party transaction risk: the Fund can invest in
Public offering funds are exposed to the risk of related party transactions. 7. Overseas market risks and remittances brought by investment in QDII funds
Rate risk: The investment scope of the Fund includes QDII Fund, so the investment income of the Fund will be affected by different countries
The impact of domestic or regional financial markets and overall economic trends, and the applicable laws and regulations may
There are many differences in the securities market, which may lead to a sharp decline in the market, thus increasing the investment risk.
Investing in QDII funds also faces exchange rate risk. （2） Market risk; （3） Management risk; （4） Mobility
Sexual risk; （5） Credit risk; （6） Operational risk; （7） Specific risks of investing in asset-backed securities;
（8） Liquidity risk assessment of the Fund's investment market, industry and assets; （9） The fund incurred huge amount
Liquidity risk management measures in case of redemption; （10） Rules for implementing alternative liquidity risk management tools
Definite; （11） Other risks.
（2） Important tips
The registration of the Fund raised by the CSRC does not indicate that it has realized the value and income of the Fund
Qualitative judgment or assurance does not mean that there is no risk in investing in the Fund.
The Fund Manager shall manage and use the Fund assets in accordance with the principles of due diligence, good faith, diligence and prudence,
However, it does not guarantee that the fund will be profitable, nor does it guarantee the minimum return.
Fund investors who acquire fund shares in accordance with the fund contract become fund share holders and fund contracts
Party.
If the summary information of the fund product information has changed significantly, the fund manager will update it within three working days,
If other information changes, the Fund Manager shall update it once a year. Therefore, compared with the Fund's
There may be some lag in the actual situation. Please also close the
Note Relevant temporary announcements issued by the fund manager.
5、 Other data query methods
See the fund manager's website (website: www.ehuataifund.com) (customer hotline) for the following information
Telephone: 400-632-9090 (toll free)
1. Fund contract, custody agreement, prospectus
2. Regular reports, including quarterly, interim and annual reports of the Fund
3. Net value of fund units
4. Fund sales agency and contact information
5. Other important information
6、 Other information
None.