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Our reporter Wei Ting is from Shanghai
Shenzhen Stock Exchange has basically formulated the detailed rules for the establishment of Shenzhen warrants, and will soon issue the Guidelines for the Establishment and Cancellation of Warrants (hereinafter referred to as the Guidelines).
The First Business Daily learned from relevant parties that some brokers had received the Guidance yesterday afternoon, and
It will officially handle the account opening procedures for the creation of warrants starting today.
The Guidance clarifies the whole process of creation and cancellation of put or call warrants, enabling the founders and investors to have a clearer understanding of the creation mechanism of Shenzhen Stock Exchange warrants.
According to the Guidelines to be issued, the founder shall submit corresponding performance collateral before T-1 (T date is the creation or cancellation date of warrants). For the creation of put warrants, after the founder has submitted the guarantee fund to the clearing company (the performance guarantee fund is based on the demand of ordinary enterprises Deposit interest rate Interest), if the warrant is created, the founder shall guarantee negotiable securities Transfer to the special securities account for exercise. The clearing company shall provide the certificate to Shenzhen Stock Exchange before 10:30 on T day.
After providing the corresponding guarantee, the corresponding procedures will be completed within three days from the creation to the listing of warrants. The founder shall submit the application for establishment to Shenzhen Stock Exchange before 10:30 on T day, and before 13:30, Shenzhen Stock Exchange will notify the clearing company of the approval opinions and the number of approved warrant creation. After the close of the market on the day, the founder needs to announce its creation of warrants, and after the close of the market on T+1, the clearing company will issue the relevant securities registration certificate to the founder. On the T+2 day, the newly created warrants of the creator will arrive in the account, and the created warrants can start trading.
The cancellation procedure of warrants also needs three days to complete. The founder shall submit an application to the clearing company before 11:30 on T-1 to go through the freezing procedures for the proposed cancellation of warrants. The clearing company shall notify the exchange before 10:30 on T day. The founder applied to Shenzhen Stock Exchange for cancellation on T day. 13: Before 30, Shenzhen Stock Exchange will notify the clearing company of the results after verification and confirmation. After the market closes on T day, the clearing company will cancel the warrants created by the applicant in the order of "first create first cancel". SZSE will notify the Founder of the cancellation result of the Warrants, and remind the Founder to publish an announcement on the CNINFO website on the day of receiving the notice. On the T+1 day, the founder announced the cancellation of warrants. After the cancellation of the warrants, the exercise performance guarantee securities may be traded.
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